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2/19/07

There are a lot of people that don't have access to CapitalIQ that would like to be able to source boutiques in their area. This thread will be an attempt to help them out. Alternatively, you could use the WSO Company Database to search for investment banks in your area for free! Click Here: http://www.wallstreetoasis.com/wso-company-database

If you have a regional request, post it and someone will give a list of the criteria used and the subsequent results.

Here is Chicago:

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Geographic Location: Chicago Area
3) Total Revenue ($mm) [LTM]: is greater than 1 (Unreported data set to 0)
4) Business Description: investment bank

Bank of America Corp. (DE) (NYSE:BAC)
Merrill Lynch & Co. Inc. (NYSE:MER)
Credit Suisse
Scotia Capital Inc.
Citigroup CIB
Bear, Stearns & Co. Inc.
TD Securities Inc.
BDO Seidman, LLP
Robert W. Baird & Co.
Mesirow Financial Holdings, Inc.
Babson Capital Management LLC
Lazard Freres & Co. LLC
Gordon Brothers Group, LLC
William Blair & Company, L.L.C.
National Holdings Corp. (OTCBB:NHLD)
Mesirow Financial Inc.
RBS Greenwich Capital
Harris Nesbitt Corp.
Calyon Financial Inc.
Houlihan Lokey Howard & Zukin
Maxim Group, LLC
Goldsmith Agio Helms
Orion Securities Inc.
The Williams Capital Group, L.P.
Macquarie Capital Partners LLC
Calyon Securities (USA) Inc.
Barclays Capital
Giuliani Capital Advisors LLC
ThinkEquity Partners LLC
Hildebrandt International Inc.
Scotia Capital (USA) Inc.
Loop Capital Markets, LLC
Cain Brothers & Company, LLC
Incapital Holdings LLC
Incapital LLC

Comments (524)

2/19/07

aspiring-

do you think you could put some up for New England (esp. Boston)?

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6/19/15
7/1/09

Thanks for sharing this useful information. It's great.

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1/11/11

Hello i am new to the forum and i am searching for the some good forums related to the different communities..

2/19/07

GS and UBS not there? They're the top banks in Chicago.

6/19/15
2/19/07

scotttwibell - surprising that a second year doesn't understand Capital IQ - If the profile does not list the regional address, it will not show up in a regional search. Check it out.

6/19/15

Uhhhh.....there's like a giant post on this with over 200 post replies. SEARCH!
------------------------------------------------------------
So what do you do?
-I work for an investment banking firm.
Oh okay; you are like my brother, he works for Edward Jones.
-No, a college degree is required in my profession

Reality hits you hard, bro...

2/19/07

That was pretty funny.

aspiringmonkeyisanidiot:

scotttwibell - surprising that a second year doesn't understand Capital IQ - If the profile does not list the regional address, it will not show up in a regional search. Check it out.

--
Interview Guides
GMAT Tutors
WSO Resume Review
---
Current:
Senior Analyst - Hedge Fund
Past:
Associate - Tech Buyout
Analyst - Morgan St

1/3/11

Greetings to all..I am new to this forum and trying to figure out this..

2/19/07

nt

7/1/09

Thanks so much for sharing the post.

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2/19/07

Screening Criteria
1) Geographic Location: Boston Area
2) Industry Classification: Investment Banking and Brokerage
3) Business Description: investment bank

Bear Stearns Companies Inc. (NYSE:BSC)
The Blackstone Group
Bear, Stearns & Co. Inc.
BDO Seidman, LLP
Keefe, Bruyette, & Woods, Inc.
Thomas Weisel Partners Group, Inc. (NasdaqNM:TWPG)
RBC Capital Markets Corporation
Babson Capital Management LLC
First Albany Companies Inc. (NasdaqNM:FACT)
Advest, Inc.
Gordon Brothers Group, LLC
First Southwest Company
Needham & Company, LLC
Friedman Billings Ramsey Group Inc. (NYSE:FBR)
Jefferies & Company, Inc.
Harris Nesbitt Corp.
Valuation Research Corporation
Canaccord Adams
Barclays Capital
ThinkEquity Partners LLC
Scotia Capital (USA) Inc.
BTMU Capital Corporation
Leerink Swann & Company, Inc.
Fechtor, Detwiler & Co. Inc
Advest Group, Inc.
America's Growth Capital LLC
Baldwin & Clarke Corporate Finance, Inc.
Boston Capital Advisors, LLC
Boston Consulting Group, Corporate Finance
Catalyst Group, The
Colchester Partners, LLC
Consensus Advisors LLC
Consilium Partners LLC
Converge Capital, Inc.
Copley Browne, Inc.
Covington Associates LLC
Custom House Equity Partners, LLC
Deutsche Bank Alex. Brown Inc.
Duff & Phelps, LLC
FAC Equities
Ferghana Partners Group
First Healthcare Partners, LLC
Fleet M&A Advisors
Game Plan LLC
Global Business Exchange, Inc.
Gryphon Management Company, Inc.
Harris Williams LLC
Headwaters MB
Ironwood Capital Ltd.
Kaufman & Company, LLC

2/19/07

didn't see your criteria.

2/18/08

Thank you for this info.

HMC

5/25/14

Hi, not sure if this post is still active, but if it is, can you post IBs in New Jersey area?

2/19/07

Screening Criteria
1) Geographic Location: Minneapolis Area
2) Industry Classification: Investment Banking and Brokerage
3) Business Description: investment bank

US Bancorp. (NYSE:USB)
Marquette Financial Companies
Houlihan Lokey Howard & Zukin
Goldsmith Agio Helms
Dougherty Financial Group LLC
Miller Johnson Steichen Kinnard, Inc.
ThinkEquity Partners LLC
Marshall & Stevens Incorporated
Dougherty & Company LLC
Aethlon Capital
Allison-Williams Company
Cherry Tree Investments, Inc.
Craig-Hallum Capital Group Inc. (OLD ENTITY)
Craig-Hallum Capital Group LLC
Dain Bosworth Inc.
Daniel Capital Group, LLC
Devenir Group, LLC
Feltl and Company
Franklin Capital Partners
Greene Holcomb & Fisher LLC
Harris Williams LLC
Kinnard Investments, Inc.
Lions Gate Capital, Inc.
Manchester Companies Inc.
Mercanti Group, LLC
Mercanti Securities, LLC
Miller & Schroeder Financial Inc
Northland Capital Holdings, Inc.
Northland Securities Inc.
Oak Ridge Financial Services, Inc.
Prestwick Partners, LLC
Quazar Capital Corporation
RBC Dain Rauscher Corp.
Stockwalk Group, Inc. (OTCPK:STOK.Q)
StoneRidge Capital Group, LLC
TripleTree
U.S. Bancorp Libra
Wessels, Arnold & Henderson
Woodbridge Financial Group, LLC

2/19/07

How about non-US locations, Singapore, for example?

Thank you very much.

2/19/07

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Geographic Location: Singapore
3) Business Description: investment bank

Royal Bank of Scotland Group plc (LSE:RBS)
Merrill Lynch & Co. Inc. (NYSE:MER)
Scotia Capital Inc.
NATIXIS (ENXTPA:KN)
Toshiba Capital (Asia) Ltd.
Great Eastern Holdings Ltd. (SGX:G07)
DBS Group Holdings Ltd. (SGX:D05)
United Overseas Bank Ltd. (SGX:U11)
Oversea-Chinese Banking Corp. Ltd. (SGX:O39)
Malayan Banking Bhd (KLSE:MAYBANK)
DBS Bank Ltd.
Noble Resources Pte. Ltd.
Asia Financial Holdings Pte. Ltd.
China Aviation Oil Singapore Corp. Ltd. (SGX:G92)
Oaktree Capital Management, LLC
The Capital Group Companies, Inc.
Straits Trading Co. Ltd. (SGX:S20)
TD Securities Inc.
Singapore Exchange Ltd. (SGX:S68)
UOB-Kay Hian Holdings Ltd. (SGX:U10)
KIM Eng Holdings Ltd. (SGX:K50)
Goldtron Ltd. (SGX:536)
J.p. Morgan Securities Asia Private Limited
UOB Kay Hian Research Pte Ltd.
Grantham, Mayo, Van Otterloo & Co. LLC
Morgan Stanley Dean Witter Capital Group (singapore) Pte
Hong Leong Finance Ltd. (SGX:S41)
The Central Depository (pte) Limited
RiskMetrics Group, Inc.
Jefferies & Company, Inc.
Kim Eng Securities Pte. Ltd.
Cambridge Associates LLC
Merrill Lynch (Singapore) Pte. Ltd.
CIMB-GK Securities Pte. Ltd.
REFCO Singapore Pte. Ltd.
OCBC Securities Private Limited
Alvarez & Marsal, LLC
Pacific Investment Management Co LLC
Brandywine Global Investment Management, LLC
Khong Guan Flour Milling Ltd.
H&Q Asia Pacific, Ltd.
Second Chance Properties Ltd. (SGX:528)
IPCO International Ltd. (SGX:I11)
GK Goh Holdings Ltd. (SGX:G41)
Barclays Capital
L.E.K. Consulting
Chuan Hup Holdings Ltd. (SGX:C33)
Blackrock Financial Management Inc.
Futuristic Group Ltd. (SGX:5CE)
Westcomb Financial Group Ltd. (SGX:5EC)
Ecoban Finance Limited
ABN AMRO Private Banking Asia
Alexandra Holdings Ltd.
Asean Focus Group Pty Ltd
AV Capital Pty. Ltd.
Beacon Advisory
Cazenove Group Limited
CLSA Limited
Clsa Singapore Pte. Ltd.
DBS Vickers Securities Pte Ltd, Research Division
Deutsche Asia Pacific Holdings Pte Ltd
Dresdner Kleinwort, Research Division
E*TRADE Asia Ltd.
Far Eastern Bank Limited
General Securities Investments Ltd.
Hotel Malaysia Ltd.
IDEAglobal, Ltd.
IRG Ltd.
ITF Global Partners (Innovation Technology and Finance)
Joint Asian Derivatives Pte. Ltd.
JPMorgan Private Bank
Keppel TatLee Bank Ltd.
Keppel TatLee Finance Ltd
Kim Eng Research Pte. Ltd.
Latona Associates, Inc.
N M Rothschild & Sons (Singapore) Limited
N M Rothschild & Sons Limited
NIBC Bank Ltd.
Ong First Pte Ltd.
Overseas Union Bank Ltd.
Overseas Union Securities Ltd.
Pan Pacific Public Co. Ltd.
Pickering Pacific Pte Ltd
Pictet & Cie
RMF Investment Group
Saxo Capital Markets Ltd.
SG Securities
Stern Stewart & Co.
Stone Forest M&A Pte. Ltd.
Tullett Prebon (Singapore) Ltd.
UBS Investment Bank, Research Division
Vickers Ballas Holdings Ltd.

2/19/07

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Geographic Location: Singapore
3) Business Description: investment bank

Merrill Lynch & Co. Inc. (NYSE:MER)
Scotia Capital Inc.
NATIXIS (ENXTPA:KN)
DBS Group Holdings Ltd. (SGX:D05)
Malayan Banking Bhd (KLSE:MAYBANK)
TD Securities Inc.
Jefferies & Company, Inc.
Barclays Capital
Asean Focus Group Pty Ltd
Beacon Advisory
Cazenove Group Limited
CLSA Limited
IRG Ltd.
ITF Global Partners (Innovation Technology and Finance)
Keppel TatLee Bank Ltd.
N M Rothschild & Sons (Singapore) Limited
N M Rothschild & Sons Limited
SG Securities
Stone Forest M&A Pte. Ltd.
UBS Investment Bank, Research Division

2/19/07

washington DC?

2/19/07

la

2/19/07

Just keep the requests coming, and I will upload the searches tonight.

2/19/07

HK. thanks

2/19/07

LA please...

2/19/07

Screening Criteria
1) Geographic Location: Washington, D. C.
2) Business Description: investment bank
3) Industry Classification: Investment Banking and Brokerage

BDO Seidman, LLP
Legg Mason Wood Walker, Inc.
Babson Capital Management LLC
Milestone Merchant Partners LLC
RBS Greenwich Capital
Securities Industry Association
Hildebrandt International Inc.
Brouillette, Barry, Farmer & Korando LP
Capital House Merchant Banking LLC
Coady Diemar Partners, LLC
Credit Suisse Management LLC
DeSilva & Phillips, LLC
Deutsche Bank Alex. Brown Inc.
East-West Financial Services Ltd.
Elias, Matz, Tiernan & Herrick
England & Company, LLC
Ewing Capital, Inc.
Federal City Capital Advisors, LLC
Focus Enterprises, Inc.
Furash & Company
Hovde
InterBank Capital Partners
ITF Global Partners (Innovation Technology and Finance)
Jefferies Quarterdeck
M. R. Beal & Company
Milestone Advisors, LLC
N M Rothschild & Sons Limited
Newman & Associates
Scully Capital Services Inc.
Stephens Cori Capital Advisors
Taylor Companies
Taylor-DeJongh, Inc.
Venture Management, Inc.
Virtual Strategies, Inc.

2/19/07

Screening Criteria
1) Business Description: investment bank
2) Industry Classification: Investment Banking and Brokerage
3) Geographic Location: Los Angeles Area

BEFORE YOU START SAYING "WHERE IS...?!?!" LOOK AT THE ABOVE POST ABOUT CAPITAL IQ

Bank of America Corp. (DE) (NYSE:BAC)
Merrill Lynch & Co. Inc. (NYSE:MER)
BDO Seidman, LLP
Evercore Partners Inc. (NYSE:EVR)
Babson Capital Management LLC
Wedbush Morgan Securities Inc.
GunnAllen Financial, Inc.
Friedman Billings Ramsey Group Inc. (NYSE:FBR)
Jefferies & Company, Inc.
RBS Greenwich Capital
Trinity Capital LLC
Houlihan Lokey Howard & Zukin Capital, Inc.
Harris Nesbitt Corp.
Houlihan Lokey Howard & Zukin
Goldsmith Agio Helms
Roth Capital Partners, LLC
Financial West Group
Calyon Securities (USA) Inc.
Valuation Research Corporation
Barclays Capital
M.L. Stern & Co., LLC
Putnam Lovell NBF Securities Inc.
Giuliani Capital Advisors LLC
Marshall & Stevens Incorporated
Loop Capital Markets, LLC
Carlton Advisory Services, Inc.
Direct Equity International, Inc. (OTCBB:DEQI)
3C Financial Partners
Advantage Investment Strategies, Inc.
Antaeus Capital, Inc.
Ascendiant Capital Group Inc.
Astor Capital Inc.
Atlas Capital Group
Averil Capital Markets Group, Inc.
Barman Capital LLC
Barrington Associates
Benefit Capital Companies, Inc.
Beringea
Berkshire Pacific Company
Blackwater Capital Group, Inc.
Buchanan Street Partners
C. K. Cooper & Company
Capital Asset Advisors, Inc.
Capital Management Internationale
Cappello Capital Corp.
CIBC World Markets Corp.
Citigroup Geneva Capital Strategies Inc.
Courtney Group, The
Cronkite & Kissell
Crusader Financial Group, Inc.
Dabney/Resnick/Imperial LLC
DecisionPoint International
Deloitte & Touche Corporate Finance LLC
Deutsche Bank Alex. Brown Inc.
Duff & Phelps, LLC
E. J. De La Rosa & Co., Inc.
Etech Securities, Inc.
F.M. Roberts & Company Inc.
Fidelys LLC
FocalPoint Partners LLC
Funk Ventures, Inc.
Gemini Partners Inc.
Goldmark Advisers, Inc.
Green Tree Capital
Greif & Co.
Hankin & Co.
Harris Webb & Garrison Inc.
Harvey & Company LLC
HealthCare Markets Group
Hindin/Owen/Engelke Inc.
Hoefer & Arnett, Inc.
Hunter World Markets, Inc.
Huntington Securities LLC
iCapital Finance, Inc.
IMG Capital Markets
Imperial Capital, LLC
Interquest, Inc.
iQuest Capital Inc.
Jackson Securities, LLC
Janas Associates
Jefferies Quarterdeck
Johnson Capital
Kerlin Capital Group, LLC
Koffler & Company
Larrabee Ventures, Inc.
Lehman Brothers Inc.
Lincoln International LLC
M&A Capital, LLC
MAG Capital, LLC
Management Resource Center
Mayfair Associates, LLC
Mercanti Group, LLC
Mercanti Securities, LLC
Michael P. Kahn & Associates LLC
Millennium Capital Partners
Morgan Joseph & Co. Inc.
National Capital Cos Inc (The) (OTCPK:NATC)
Netcap Ventures
New Capital Advisors
NewCap Partners, Inc.
Newman & Associates
Onyx Partners, Inc.
Pacific Continental Securities Corporation
Park Lane
Pathway Ventures
Peter A. Sokoloff & Company
PGP Capital Advisors, LLC
Providential Capital
Sage Partners Ltd.
Salem Partners LLC
Sanders Morris Harris, Inc.
Saybrook Capital LLC
SBI E2-Capital (USA) Inc.
Secured Capital Corp.
Sekits Capital, Inc.
Silver Pacific Advisors
Spectrum Corporate Resources
Standard Capital Group Inc
Stephens & Partners LLC
Summit Corporate Partners
Sutherland Corporation
Synergy Advisors, LLC
Takenaka Partners LLC
The Kriegsman Group
The March Group
The Spartan Group LLC
Travis Morgan Securities, Inc.
Triton Pacific Capital, LLC
Turnkey Capital LLC
U.S. Bancorp Libra
UBS Investment Bank, Research Division
US Capital Partners LLC
US Euro Securities, Inc.
USBX Advisory Services LLC
W. Y. Campbell & Company
Wasserstein Perella & Co., Inc.
Watertower Group
Wells Fargo Securities, LLC
WestPark Capital, Inc.
XRoads Solutions Group

2/19/07

Screening Criteria
1) Business Description: investment bank
2) Industry Classification: Investment Banking and Brokerage
3) Geographic Location: Hong Kong

Scotia Capital Inc.
Credit Suisse (USA), Inc.
Guoco Group Ltd. (SEHK:53)
Bank of East Asia Ltd. (SEHK:23)
Bear, Stearns & Co. Inc.
TD Securities Inc.
China Everbright Ltd. (SEHK:165)
Lippo China Resources Ltd. (SEHK:156)
Lippo Ltd. (SEHK:226)
CITIC International Financial Holdings Ltd. (SEHK:183)
HongKong Chinese Ltd. (SEHK:655)
Melco International Development Ltd. (SEHK:200)
China Credit Holdings Ltd. (SEHK:185)
China International Capital Corporation Limited
CASH Financial Services Group Ltd. (SEHK:8122)
E2-Capital Holdings Ltd. (SEHK:378)
Value Convergence Holdings Ltd. (SEHK:8101)
Barclays Capital
Kingsway International Holdings Ltd. (TSX:KIH)
Softbank Investment International Strategic Ltd. (SEHK:648)
SW Kingsway Capital Holdings Ltd. (SEHK:188)
CSC Securities (HK) Ltd.
VXL Capital Ltd. (SEHK:727)
Arietti & Partners Srl
Asean Focus Group Pty Ltd
Asian Capital Partners
Bear Stearns Asia Limited
BOC International Holdings Ltd.
Cazenove Group Limited
Chase JF
Christensen
CITIC Capital Holdings Limited
Citicorp International Ltd.
CLSA Limited
Core Pacific -Yamaichi International (H.K.) Limited
Corporate Development International
CSFB, China Business
GC Capital (Asia) Limited
ICEA Securities Limited
Illington Capital, LLC
IRG Ltd.
Japan Asia Holdings Limited
JS Cresvale International Limited
Latitude Capital Group
Lehman Brothers Asia Ltd.
Lehman Brothers Inc.
N M Rothschild & Sons Limited
Sino-European Investment Management Ltd.
Somerley Ltd.
UBS Investment Bank

2/19/07

denver?

2/19/07

NYC please

2/19/07

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Geographic Location: Denver Area
3) Business Description: investment bank

AG Edwards Inc. (NYSE:AGE)
BDO Seidman, LLP
GunnAllen Financial, Inc.
CoBiz Inc. (NasdaqNM:COBZ)
Merrill Lynch Petrie Divestiture Advisors
Friedman Billings Ramsey Group Inc. (NYSE:FBR)
Stanford Group Company
C.E. Unterberg, Towbin
Berkshire Capital Corporation
Chatfield Dean & Co. Inc.
Corboy and Jerde, L.L.C.
Corporate Development International
Corporate Finance Associates Worldwide
Cybus Capital
Doering, van den Heever & Eastwood
eVision International, Inc. (OTCPK:EVIS)
Falkenberg Capital Corporation
FMI Capital Advisors, Inc.
Global Capital Securities Corp.
Green Manning & Bunch, Ltd.
Headwaters MB
Janco Partners, Inc.
JD Ford & Company, L.L.C.
Lane, Berry & Co. International, LLC
McDonald Investments Inc.
Meagher Dunn Capital
Neidiger, Tucker, Bruner, Inc.
Newman & Associates
Pandion Partners, Inc.
Pinnacle Equity Advisors
Rivington Capital Advisors, LLC
Secured Capital Corp.
St. Charles Capital, LLC
Stifel Nicolaus & Company, Incorporated Hanifen Imhoff Division
Strategic Companies
Tucker Anthony Sutro Capital Markets
W.G. Nielsen & Co.
Wallach Co.

6/7/10

Any update on Denver & Boulder?

2/19/07

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Business Description: investment bank
3) Geographic Location: New York City Area
4) Industry Classification: Investment Banking

Citigroup Inc. (NYSE:C)
Bank of America Corp. (DE) (NYSE:BAC)
HSBC Holdings plc (LSE:HSBA)
BNP Paribas (ENXTPA:BNP)
JP Morgan Chase & Co. (NYSE:JPM)
Societe Generale Group (ENXTPA:GLE)
Goldman Sachs Group Inc. (NYSE:GS)
Deutsche Bank AG (DB:DBK)
Merrill Lynch & Co. Inc. (NYSE:MER)
Credit Suisse
Lehman Brothers Holdings Inc. (NYSE:LEH)
Scotia Capital Inc.
Toronto-Dominion Bank (TSX:TD)
Credit Suisse (USA), Inc.
Bear Stearns Companies Inc. (NYSE:BSC)
Espirito Santo Financial Group SA (BDL:001190440)
Citigroup CIB
Kaupthing Bunadarbanki (ICSE:KAUP)
Goldman, Sachs & Co.
Jefferies Group Inc. (NYSE:JEF)
Morgan Stanley & Co Inc.
Oppenheimer & Co. Inc.
The Blackstone Group
Bear, Stearns & Co. Inc.
TD Securities Inc.
Credit Suisse Securities (USA) LLC
Banc of America Securities LLC
KBW Inc (NYSE:KBW)
Cowen Group Inc. (NasdaqNM:COWN)
Keefe, Bruyette, & Woods, Inc.
ABG Sundal Collier ASA (OB:ASC)
Legg Mason Wood Walker, Inc.
Greenhill & Co Inc. (NYSE:GHL)
Thomas Weisel Partners Group, Inc. (NasdaqNM:TWPG)
RBC Capital Markets Corporation
Evercore Partners Inc. (NYSE:EVR)
Cohen & Steers Inc. (NYSE:CNS)
First Albany Companies Inc. (NasdaqNM:FACT)
Advest, Inc.
Lazard Freres & Co. LLC
Gordon Brothers Group, LLC
Cantor Fitzgerald & Co.
Needham & Company, LLC
Friedman Billings Ramsey Group Inc. (NYSE:FBR)
Jefferies & Company, Inc.
Nomura Holding America, Inc.
HSBC Securities USA Inc.
Dresdner Kleinwort
Stephens Inc.
C.E. Unterberg, Towbin
First Albany Corporation
SG Americas Securities, LLC
Beacon Group, L.L.C.
Quick & Reilly, Inc.
Harris Nesbitt Corp.
Houlihan Lokey Howard & Zukin
Merriman Curhan Ford & Co.
Maxim Group, LLC
Siebert Financial Corp. (NasdaqNM:SIEB)
May, Davis Group Inc.
Goldsmith Agio Helms
Joseph Stevens & Company
PNC Capital Markets Inc.
Janney Montgomery Scott, LLC
ING Financial Markets LLC
Rhone Group LLC
Eastdil Secured
Babcock & Brown LP
Banca IMI Securities Corp.
The Williams Capital Group, L.P.
Brean Murray, Carret & Co., LLC
Macquarie Capital Partners LLC
Sandler OaEU(tm)Neill & Partners, L.P.
Laidlaw & Company (UK) Ltd.
Calyon Securities (USA) Inc.
Valuation Research Corporation
Sonnenblick-Goldman Company
Deutsche Bank Securities Inc.
Canaccord Adams
Daiwa Securities America Inc.
Barclays Capital
Waller Capital Corporation
Rothschild Inc.
Rothschild North America Inc.
Dominick & Dominick, L.L.C.
Gilford Securities
Putnam Lovell NBF Securities Inc.
Giuliani Capital Advisors LLC
ThinkEquity Partners LLC
BMO Capital Markets Corp.
EarlyBirdCapital, Inc.
Marshall & Stevens Incorporated
Violy, Byorum & Partners Holdings, LLC
Loeb Partners Corp.
I-Deal , LLC
Scotia Capital (USA) Inc.
Commonwealth Associates, L.P.
Leerink Swann & Company, Inc.
Allen Holding Inc.
Coleman & Company Securities, Inc.
Blaylock & Company Inc.
Cain Brothers & Company, LLC
Startbank
Allen & Company, Inc.
Carlton Advisory Services, Inc.
ABN Amro Securities LLC
Acacia Capital, Inc.
Acadia Capital Advisors
Admedia Partners
AGC, Inc.
Akin Bay Company LLC
Alderman & Company, LLC
Alexander, Wescott & Company, Inc.
Alpine Capital Group
Alterity Partners
Amper Investment Banking
Angstrom Partners LLC
Aquetong Capital Advisors
Aramar Capital LLC
Ardour Capital Investments, LLC
Aros Securities, Inc.
Array Capital, LLC
Arsht & Company
Asante Partners LLC
Asia Capital Group
ATA Invest Inc.
Athelera
Atlas Advisors, LLC
Aton Capital Group
Aurora Capital LLC
Barker Capital, LLC
Barman Capital LLC
Baytree Capital Associates, LLC
Benchmark Global Capital Group
Benedetto, Gartland & Co.
Bentley Associates LP
Berkshire Capital Corporation
Blackwater Capital Group, Inc.
BlueStone Capital Securities, Inc.
Bollinger, Wells, Lett, & Co. Inc.
Boston Consulting Group, Corporate Finance
BPC Group LLC
Broadband Capital Management
Broadmark Capital Corporation
Broadmark Capital, LLC
Brocair Partners LLC
Brooks, Houghton & Company, Inc.
Brouillette, Barry, Farmer & Korando LP
Bryant Park Capital, Inc.
BT Wolfensohn
Burnham Financial Group
Burnham Securities Inc.
Butler, Chapman & Co. LLC
Campbell Lutyens & Co. Ltd
Cantor Fitzgerald LP
CapitalEngine.com
CapitalKey Advisors, Inc.
Caris & Company
Carl Marks Capital Advisors LLC
Carver Cross Incorporated
Caymus Partners LLC
Cazenove Group Limited
Centerview Partners, LLC
Chapman Associates
Chapman, Spira & Carson LLC
Charleston Capital Corp.
Chase Securities, Inc.
CHELA Technology Partners, LLC
Chestnut Hill Partners
Christensen
Christman, Peters & Madden
CIBC Oppenheimer Corporation
CIBC World Markets Corp.
CitiCorp.
Citigroup Geneva Capital Strategies Inc.
Clearview Investment Partners, Inc.
Coady Diemar Partners, LLC
Cochran Caronia Waller
Cogent Partners
Columbus Capital Co., LLC
Compass Capital Group
Corinthian Partners, L.L.C.
COSCO Capital Management LLC
CoView Capital, Inc.
Cowen & Co., LLC
CPM Group
Crimson International Corporate Advisory Group
Cross Border Enterprises LLC
Crusader Financial Group, Inc.
Crystal Partners & Co., LLP
D.H. Blair Investment Banking Corp.
Dahlman Rose & Company, LLC
Daroth Capital Advisors, LLC
David J Greenberg and Associates LLC
David N. Deutsch & Co., Inc.
Davidowitz & Associates, Inc.
Davis Capital Corporation
De Guardiola Advisors, Inc.
Deloitte & Touche Corporate Finance LLC
Descap Securities Inc.
DeSilva & Phillips, LLC
Deutsche Bank Alex. Brown Inc.
DG Investment Bank
Diaz & Altschul Group LLC
Dinosaur Securities Inc.
Divine Capital Markets LLC
Duff & Phelps, LLC
EA Capital, LLC
e-bitda Venture Banking
Edelweiss Capital Ltd.
Edgemont Capital Partners, L.P.
Edward Andrews Group, Inc., The
EGS Securities Corp.
Elixir Advisors
Etradex, Corp.
EuroConsult, Inc.
Fairfield Partners LLC
Ferghana Partners Group
Fieldstone, Inc.
Financial Commerce Network Inc.
Financial Resources Group, LLC
Firebrand Financial Group Inc. (OTCPK:FFGI)
First Level Capital
First Wall Street Capital International
Fleet M&A Advisors
Fordham Financial Management Inc.
Fortis Securities Inc.
Fortress Group, Inc.
Fredericks Michael & Co.
Freeman & Co.
Friedman, Turbidy & Company, Inc.
Further Lane Securities L.P.
G.C. Andersen Partners, LLC
GH Venture Partners LLC
Gleacher & Co.
Global Markets Capital Group, LLC
Glocap Advisors LLC
Goldman Sachs & Co Bank
Goldman Sachs International
Goldmark Advisers, Inc.
Gordian Group
Gottesman Company
Granite Partners, L.L.C.
GreenHills Ventures, LLC.
Gridley & Company LLC
Groton Partners
Gruppo, Levey & Co.
GTK Partners
Guggenheim Real Estate Advisors
H. C. Wainwright & Co., Inc.
Hales & Company, Inc.
Harlan Company, Inc, The
Harmon & Co.
Harris Webb & Garrison Inc.
Hill Street Capital, LLC
Holbrook Capital, LLC
Hornblower & Weeks
Howland Partners LLC
HPC Capital Management Corporation
Hudson Allen and Co.
Hyundai Securities USA Inc.
IFS Capital Advisors, LLC
Imperial Capital, LLC
Imprimus Group, The
ING Barings
ING Barings, United States Domestic Investment Banking Business
Innovation Advisors, Inc.
International Venture Partners, L.L.C.
Intrepid LLC
Invemed Associates
Inverlink USA, Inc.
InvestPrivate, Inc.
Ion Partners LLC
iQ Venture Partners, Inc.
ITF Global Partners (Innovation Technology and Finance)
J. Giordano Securities
James Barclay Alan Ltd.
Janssen Partners Inc.
JDA Partners LLC
Jefferies Quarterdeck
Jesup & Lamont Securities Corporation
JG Capital Inc.
Joseph Gunnar & Co., LLC
Josephthal Group, Inc.
Kaufman Bros., L.P.
Keane Securities Co., Inc.
Kendall Capital Partners
Kestenbaum Associates LLC
Kidder Peabody Group Inc.
Laidlaw Global Securities, Inc.
Laird Squared LLC
Lane, Berry & Co. International, LLC
LBR Partners
Legacy Partners Group LLC
Legend Merchant Group, Inc.
Lehman Brothers Inc.
Lepercq, de Neuflize & Co. Incorporated
Lord Securities Corporation
Loughlin Meghji + Company
Ludlow Capital, Inc.
Luminary Capital
M. R. Beal & Company
Madison Capital Group, USA, LLC
Manhattan Investment Partners, LLC
Marlin & Associates
McDonald Investments Inc.
McFarland Dewey & Company LLC
Mercanti Group, LLC
Merger Insight LLC
Meyers Associates, L.P.
Michel Dyens
Middlebury Capital LLC
Midtown Partners & Co., LLC
Miller Mathis & Co., LLC
Millrock Partners, LLC
Molecular Securities Inc.
Monarch Capital Group, LLC
Monness Crespi, Hardt & Co. Inc.
Mooreland Partners LLC
Morgan Joseph & Co. Inc.
Morgen, Evan & Company, Inc.
N M Rothschild & Sons Limited
Nordberg Capital, Inc.
North Haven Partners, Inc.
Nova Capital Partners, LLC
OEM Capital Corp.
Oppenheimer & Co. Inc.
Ormes Capital Markets, Inc.
Pacific Alliance Limited, LLC
Paley Dixon, Inc.
Palladium Capital Advisors, LLC
Paramount BioCapital, Inc.
Perella Weinberg Partners LP
Perrin Holden & Davenport Capital Corp.
Petsky Prunier LLC
Pharus Advisors, LLC
Pride Capital Group Inc.
Providence Capital, Inc.
Provident Group Ltd.
Prudential Securities, Inc.
Pruzan & Co. LLC
PS Capital LLC
Pullman Group, L.L.C.
Punk, Ziegel & Company
Quadrant Investment Bankers, Inc.
R.W. Wentworth & Co., Inc.
Rabobank International
RCM Saratoga Capital LLC
Redwood Capital Group, LLC
Reffett & Roberti Associates
Remien Capital, Inc.
River Capital Partners
RJ Easton Ltd.
Robert Fleming Inc.
Robertson Stephens, Inc.
Rockwood Group LLC
Rodman & Renshaw, Inc.
Rothschild Investment Trust
Ryan Beck & Co., Inc.
Sanders Morris Harris, Inc.
Savvian, LLC
Sawaya Segalas & Co., LLC
Saybrook Capital LLC
SCIUS Capital Group LLC
SCO Securities LLC
Scott-Macon, Ltd.
Scully Capital Services Inc.
Secured Capital Corp.
Seidman & Co., Inc.
Shattuck Hammond Partners
Shipley Raidy Capital Partners
SJ Partners, Investment Banking Services
Skelton Carter Hall & Company
Sky Capital LLC
Sloan Securities Corp.
Slusser Associates, Inc.
Smith Barney Holdings, Inc.
Smith Barney Inc.
SoundView Technology Group, Prior to being acquired by Wit Capital
Spartan Partners, LLC
Spectrum Corporate Resources
Spencer Clarke LLC
Sperry, Mitchell & Company, Inc.
SRS Capital LLC
Stephens Cori Capital Advisors
Stires, O'Donnell & Company, Inc.
Sunrise Financial Group Inc.
Sunrise Securities Corporation
SunTrust Robinson Humphrey Capital Markets
Swarthmore Associates
Taconic Advisory Group, LLC., The
Taglich Brothers, Inc.
Tango Equity
TD Securities (USA) LLC
Technology Partners (Holdings) LLC
THCG, Inc. (OTCPK:THCG)
The Chart Group L.P.
The Jordan, Edmiston Group, Inc.
The Kinetic Group
The Liati Group, LLC
The Silverfern Group, Inc.
The Zanett Securities Corporation
Thornwater Company LP
Thurn & Taxis LLC
Trautman Wasserman & Company
Triangle Capital LLC
Tri-River Capital
Tucker Anthony Cleary Gull
Tucker Anthony Sutro
U.S. RE Securities, LLC
UBS Investment Bank
UBS Wealth Management USA
UCC Capital Corporation
Utendahl Capital Partners LP
Utendahl Group, The
Valufinder Group, Inc.
Vertical Capital Partners, Inc.
Viant Capital LLC
Violy & Company
Wasserstein Perella & Co., Inc.
Watch Hill Partners LLC
Wells Fargo Securities, LLC
Westminster Securities Corporation
WestPark Capital, Inc.
Westwood Capital, LLC
Whale Securities Co.
Wilkerson Partners LLC
Willamette Management Associates
Wolet Capital Corporation
Worldwide Capital Partners
XRoads Solutions Group

2/19/07

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Business Description: investment bank
3) Geographic Location: New York City Area
4) Industry Classification: Investment Banking
5) Total Revenue ($mm) [LTM]: is greater than 1 (Unreported data set to 0)

Citigroup Inc. (NYSE:C)
Bank of America Corp. (DE) (NYSE:BAC)
HSBC Holdings plc (LSE:HSBA)
BNP Paribas (ENXTPA:BNP)
JP Morgan Chase & Co. (NYSE:JPM)
Societe Generale Group (ENXTPA:GLE)
Goldman Sachs Group Inc. (NYSE:GS)
Deutsche Bank AG (DB:DBK)
Merrill Lynch & Co. Inc. (NYSE:MER)
Credit Suisse
Lehman Brothers Holdings Inc. (NYSE:LEH)
Scotia Capital Inc.
Toronto-Dominion Bank (TSX:TD)
Credit Suisse (USA), Inc.
Bear Stearns Companies Inc. (NYSE:BSC)
Espirito Santo Financial Group SA (BDL:001190440)
Citigroup CIB
Kaupthing Bunadarbanki (ICSE:KAUP)
Goldman, Sachs & Co.
Jefferies Group Inc. (NYSE:JEF)
Morgan Stanley & Co Inc.
Oppenheimer & Co. Inc.
The Blackstone Group
Bear, Stearns & Co. Inc.
TD Securities Inc.
Credit Suisse Securities (USA) LLC
Banc of America Securities LLC
KBW Inc (NYSE:KBW)
Cowen Group Inc. (NasdaqNM:COWN)
Keefe, Bruyette, & Woods, Inc.
ABG Sundal Collier ASA (OB:ASC)
Legg Mason Wood Walker, Inc.
Greenhill & Co Inc. (NYSE:GHL)
Thomas Weisel Partners Group, Inc. (NasdaqNM:TWPG)
RBC Capital Markets Corporation
Evercore Partners Inc. (NYSE:EVR)
Cohen & Steers Inc. (NYSE:CNS)
First Albany Companies Inc. (NasdaqNM:FACT)
Advest, Inc.
Lazard Freres & Co. LLC
Gordon Brothers Group, LLC
Cantor Fitzgerald & Co.
Needham & Company, LLC
Friedman Billings Ramsey Group Inc. (NYSE:FBR)
Jefferies & Company, Inc.
Nomura Holding America, Inc.
HSBC Securities USA Inc.
Dresdner Kleinwort
Stephens Inc.
C.E. Unterberg, Towbin
First Albany Corporation
SG Americas Securities, LLC
Beacon Group, L.L.C.
Quick & Reilly, Inc.
Harris Nesbitt Corp.
Houlihan Lokey Howard & Zukin
Merriman Curhan Ford & Co.
Maxim Group, LLC
Siebert Financial Corp. (NasdaqNM:SIEB)
May, Davis Group Inc.
Goldsmith Agio Helms
Joseph Stevens & Company
PNC Capital Markets Inc.
Janney Montgomery Scott, LLC
ING Financial Markets LLC
Rhone Group LLC
Eastdil Secured
Babcock & Brown LP
Banca IMI Securities Corp.
The Williams Capital Group, L.P.
Brean Murray, Carret & Co., LLC
Macquarie Capital Partners LLC
Sandler OaEU(tm)Neill & Partners, L.P.
Laidlaw & Company (UK) Ltd.
Calyon Securities (USA) Inc.
Valuation Research Corporation
Sonnenblick-Goldman Company
Deutsche Bank Securities Inc.
Canaccord Adams
Daiwa Securities America Inc.
Barclays Capital
Waller Capital Corporation
Rothschild Inc.
Rothschild North America Inc.
Dominick & Dominick, L.L.C.
Gilford Securities
Putnam Lovell NBF Securities Inc.
Giuliani Capital Advisors LLC
ThinkEquity Partners LLC
BMO Capital Markets Corp.
EarlyBirdCapital, Inc.
Marshall & Stevens Incorporated
Violy, Byorum & Partners Holdings, LLC
Loeb Partners Corp.
I-Deal , LLC
Scotia Capital (USA) Inc.
Commonwealth Associates, L.P.
Leerink Swann & Company, Inc.
Allen Holding Inc.
Coleman & Company Securities, Inc.
Blaylock & Company Inc.
Cain Brothers & Company, LLC
Startbank
Allen & Company, Inc.
Carlton Advisory Services, Inc.

2/19/07

One more thing... The lists are sorted by entire company revenue with the largest companies on the top...

2/19/07

Screening Criteria
1) Geographic Location: Austin Area
2) Business Description: investment bank
3) Industry Classification: Investment Banking and Brokerage

Company Name
First Southwest Company
Laidlaw & Company (UK) Ltd.
Alex Sheshunoff & Company
Catalyst Group, The
Duff & Phelps, LLC
Fifth Street Capital, LLC
Fledgling Capital Advisors LLC
Focus Strategies, LLC
Growth Capital Partners, L.P.
Hoak, Breedlove, Wesneski & Co.
Hoefer & Arnett, Inc.
JumpStart Partners, Inc.
M2Capital Partners, LLC
Tejas Securities Group Inc.
Virtus Financial Group, LLP
Westlake Securities LLC

2/19/07

Charlotte please

2/19/07

i know you started out with chicago, but could you please post a list of chicago including those that didnt report revenue

2/19/07

why would you want to work at a bank making less than a mil revenue

2/19/07

Capital IQ is pretty bad when it comes to private company revenue. At best, it will put you in the ballpark range.

EX) There is no revenue listed for Facebook

ibankman - I'll do that in a bit

2/19/07

I don't know if you should be looking into working for a boutique that is so small that capiq would list you as under 1m rev. Plenty of decent opportunities outside of those. aspirings lists already have about 50 in each region, how many more do you need to apply to.

2/19/07

You clearly don't understand my previous post. The Capital IQ revenue figures are WAG (wild ass guesses) in many cases.

It's totally possible that a bank with no revenue listed could have revenue greater than a bank with revenue of $50MM listed.

2/20/07

clearly capiq revenue figures are estimates. but what does it say about an investment bank that has estimated revenue of less than a million, especially if you ACTUALLY have more than 50

2/20/07

I'm curious as to what my fair city of Detroit has to offer.

2/20/07

The revenue estimates are never less than a million - they just aren't listed. There are lots of companies that Capital IQ has no way of even getting a basis point, so they don't list anything.

Have you ever used Capital IQ?

2/20/07

Screening Criteria
1) Business Description: investment bank
2) Geographic Location: Chicago Area
3) Industry Classification: Investment Banking and Brokerage

Company Name
Bank of America Corp. (DE) (NYSE:BAC)
Merrill Lynch & Co. Inc. (NYSE:MER)
Credit Suisse
Scotia Capital Inc.
Citigroup CIB
Bear, Stearns & Co. Inc.
TD Securities Inc.
BDO Seidman, LLP
Robert W. Baird & Co.
Mesirow Financial Holdings, Inc.
Babson Capital Management LLC
Lazard Freres & Co. LLC
Gordon Brothers Group, LLC
William Blair & Company, L.L.C.
National Holdings Corp. (OTCBB:NHLD)
Mesirow Financial Inc.
RBS Greenwich Capital
Harris Nesbitt Corp.
Calyon Financial Inc.
Houlihan Lokey Howard & Zukin
Maxim Group, LLC
Goldsmith Agio Helms
Orion Securities Inc.
The Williams Capital Group, L.P.
Macquarie Capital Partners LLC
Calyon Securities (USA) Inc.
Barclays Capital
Giuliani Capital Advisors LLC
ThinkEquity Partners LLC
Hildebrandt International Inc.
Scotia Capital (USA) Inc.
Loop Capital Markets, LLC
Cain Brothers & Company, LLC
Incapital Holdings LLC
Incapital LLC
Barrington Research Associates, Inc.
Billow Butler & Company, L.L.C.
Blackwater Capital Group, Inc.
Blue Vista Capital Partners
Boston Consulting Group, Corporate Finance
Caris & Company
Challenger Capital Group, Ltd.
Chicago Capital, Inc.
Citigroup Geneva Capital Strategies Inc.
Cochran Caronia Waller
Colonnade Advisors LLC
Crowe Capital Markets LLC
Davis Capital Corporation
Delano Group Securities, LLC
Deloitte & Touche Corporate Finance LLC
Descap Securities Inc.
Deutsche Bank Alex. Brown Inc.
DN Partners LLC
Dresner Partners
DSI Global M&A
Duff & Phelps, LLC
Focus Enterprises, Inc.
Fort Dearborn Advisors, LLC
FPL Associates L.P.
FTN Financial Group
Gardner Rich & Co.
Houlihan Smith & Company, Inc.
Innovation Advisors, Inc.
InterOcean Financial Group LLC
J. Giordano Securities
Jackson Securities, LLC
Juniper Advisory L.P.
Kinsella Group, Inc.
Kipp Reese Koldyke Securities, LLC
Legacy Capital Advisors, LLC
Lehman Brothers Inc.
Lincoln International LLC
LSC Associates, LLC
M. R. Beal & Company
Morgan Joseph & Co. Inc.
Patriot Capital Advisors, LLC
Ryan Beck & Co., Inc.
Savvian, LLC
Shattuck Hammond Partners
Stout Risius Ross Advisors, LLC
Stout Risius Ross, Inc.
TD Securities (USA) LLC
Triton Capital Partners, Ltd.
TTK Partners, LLC
VineStreet Partners
Wasserstein Perella & Co., Inc.
Water Tower Capital, LLC
Wells Fargo Securities, LLC
Westmoor Capital Advisors LLC
Willamette Management Associates

2/20/07

Screening Criteria
1) Business Description: investment bank
2) Industry Classification: Investment Banking and Brokerage
3) Geographic Location: Charlotte Area

Company Name
Bank of America Corp. (DE) (NYSE:BAC)
Wachovia Corp. (NYSE:WB)
Wachovia Securities, LLC
Banc of America Securities LLC
BDO Seidman, LLP
RBC Capital Markets Corporation
Babson Capital Management LLC
First Southwest Company
Duncan-Williams, Inc.
Allen C. Ewing & Co.
Anderson LeNeave & Co.
Bowles Hollowell Conner & Co
Cain Capital Advisors, LLC
Carolina Financial Group
Chapman Associates
DecisionPoint International
Edgeview Partners LLC
Global Capital Partners (OTCPK:GCAP)
Hyde Park Capital Partners, LLC
Interstate/Johnson Lane
LMC Capital LLC
McColl Garella, LLC
McGuireWoods Capital Group
Philpott Ball & Werner
Redwine & Company
Ryan Beck & Co., Inc.
Stump & Company
The Performance Group

2/20/07

Screening Criteria
1) Business Description: investment bank
2) Industry Classification: Investment Banking and Brokerage
3) Geographic Location: Detroit Area

Company Name
Comerica Inc. (NYSE:CMA)
Oppenheimer & Co. Inc.
GunnAllen Financial, Inc.
Comerica Securities, Inc.
Loop Capital Markets, LLC
Deloitte & Touche Corporate Finance LLC
First of Michigan Capital Corp
W. Y. Campbell & Company

2/20/07

thanks!

2/20/07

Many thanks goes to those that have gone to the trouble of searching and posting these firms.

If ppl see results from contacting these firms, it would be nice of them to share their experiences on the board, for the benefit of the other members.

Good luck to all!

2/20/07

Obviously make sure you do a little research before getting a job at one of these places. Just in the last one for instance, "Comerica" isn't an investment bank, it is more of an MLM thing where you sell loaded mutual funds and life insurance to people and recruit others to do so under you.

2/20/07

I couldn't agree more

2/20/07

How about San Francisco? Thanks.

2/20/07

Screening Criteria
1) Geographic Location: San Francisco Area
2) Industry Classification: Investment Banking
3) Business Description: investment bank

Company Name
Bank of America Corp. (DE) (NYSE:BAC)
Merrill Lynch & Co. Inc. (NYSE:MER)
Comerica Inc. (NYSE:CMA)
Charles Schwab & Co. Inc.
Bear, Stearns & Co. Inc.
Banc of America Securities LLC
Keefe, Bruyette, & Woods, Inc.
Thomas Weisel Partners Group, Inc. (NasdaqNM:TWPG)
RBC Capital Markets Corporation
Lazard Freres & Co. LLC
GunnAllen Financial, Inc.
Needham & Company, LLC
Friedman Billings Ramsey Group Inc. (NYSE:FBR)
Jefferies & Company, Inc.
JMP Group Inc.
William Blair & Company, L.L.C.
C.E. Unterberg, Towbin
RBS Greenwich Capital
MCF Corp. (AMEX:MEM)
Harris Nesbitt Corp.
Houlihan Lokey Howard & Zukin
Friedman, Billings, Ramsey & Co. Inc.
Babcock & Brown LP
Laidlaw & Company (UK) Ltd.
Valuation Research Corporation
Canaccord Adams
Barclays Capital
M.L. Stern & Co., LLC
Stone & Youngberg LLC
Putnam Lovell NBF Securities Inc.
Giuliani Capital Advisors LLC
ThinkEquity Partners LLC
Hildebrandt International Inc.
Marshall & Stevens Incorporated
JMP Securities LLC
Scotia Capital (USA) Inc.
Pacific Growth Equities, LLC
Cain Brothers & Company, LLC
ADP Clearing & Outsourcing Services, Inc.
Alderwood Capital LLC
America's Growth Capital LLC
Antares International Partners Inc.
Aquilo Partners, Inc.
Aramar Capital LLC
Arbor Advisors, LLC
Asante Partners LLC
Barrington Associates
Bay City Capital LLC
Berman Capital, LLC
Buchanan Street Partners

2/20/07

Can you do Dallas and Atlanta? Thanks.

2/20/07

Could you also do Houston as well?

2/20/07

London and Moscow, please

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2/20/07

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Business Description: investment bank
3) Geographic Location: San Francisco Area

Company Name
Bank of America Corp. (DE) (NYSE:BAC)
Merrill Lynch & Co. Inc. (NYSE:MER)
Comerica Inc. (NYSE:CMA)
Charles Schwab & Co. Inc.
Bear, Stearns & Co. Inc.
Banc of America Securities LLC
BDO Seidman, LLP
Keefe, Bruyette, & Woods, Inc.
Thomas Weisel Partners Group, Inc. (NasdaqNM:TWPG)
RBC Capital Markets Corporation
Lazard Freres & Co. LLC
GunnAllen Financial, Inc.
Needham & Company, LLC
Friedman Billings Ramsey Group Inc. (NYSE:FBR)
Jefferies & Company, Inc.
JMP Group Inc.
William Blair & Company, L.L.C.
C.E. Unterberg, Towbin
RBS Greenwich Capital
MCF Corp. (AMEX:MEM)
Harris Nesbitt Corp.
Houlihan Lokey Howard & Zukin
Friedman, Billings, Ramsey & Co. Inc.
Babcock & Brown LP
Laidlaw & Company (UK) Ltd.
ESOP LLC
Valuation Research Corporation
Canaccord Adams
Barclays Capital
M.L. Stern & Co., LLC
Stone & Youngberg LLC
Putnam Lovell NBF Securities Inc.
Giuliani Capital Advisors LLC
ThinkEquity Partners LLC
Hildebrandt International Inc.
Marshall & Stevens Incorporated
JMP Securities LLC
Scotia Capital (USA) Inc.
Pacific Growth Equities, LLC
Cain Brothers & Company, LLC
ADP Clearing & Outsourcing Services, Inc.
Alderwood Capital LLC
America's Growth Capital LLC
Antares International Partners Inc.
Aquilo Partners, Inc.
Aramar Capital LLC
Arbor Advisors, LLC
Asante Partners LLC
AZCA, Inc.
Barrington Associates
Bay City Capital LLC
Berman Capital, LLC
Buchanan Street Partners
Capital Bay Securities
Concordia Capital Technology Group, Inc.
Dahlman Rose & Company, LLC
Deloitte & Touche Corporate Finance LLC
Deutsche Bank Alex. Brown Inc.
DMI Capital Funding Group, LLC
Duff & Phelps, LLC
E*Offering
E. J. De La Rosa & Co., Inc.
Eagle Partners, LLC
ESOP, Inc.
First Principles Group
Focus Enterprises, Inc.
Garage Technology Ventures
Glaucon Capital Partners, L.L.C.
Goldmark Advisers, Inc.
Gramercy Venture Advisors
GrowthPoint Technology Partners, LLC
GTK Partners
Harris Williams LLC
Hoefer & Arnett, Inc.
Howell Capital
IDI Associates
Instream Partners LLC
J.P. Morgan H&Q
Landmark Ventures
Lehman Brothers Inc.
Macquarie Technology Investment Banking
Menke & Associates Inc.
NewCap Partners, Inc.
Newman & Associates
North Point Advisors
Pagemill Partners, L.L.C.
Petkevich & Partners LLC
Petkevich Group LLC, The
Pharus Advisors, LLC
Presidio Financial Partners LLP
Prudential Volpe Technology Group
Robertson Stephens, Inc.
RTX Securities Corporation
Rutberg & Company, LLC
Ryan Beck & Co., Inc.
Savvian, LLC
Secured Capital Corp.
Seven Hills Group LLC
Shattuck Hammond Partners
Shoreline Pacific LLC
Soleil Securities Group, Inc.
Stratagem Partnering Inc.
SVB Alliant
Tennyson West LLC
The Shemano Group
Trautman Wasserman & Company
TWAssociates Capital, Inc.
TWK Enterprises Inc.
U.S. Bancorp Libra
Venturi & Company LLC
Viant Capital LLC
Viant Group LLC
Volpe, Welty & Co.
Vrolyk & Company
Wasserstein Perella & Co., Inc.
Wells Fargo Securities, LLC
Wessels, Arnold & Henderson
Willamette Management Associates
Worldwide Capital Partners

2/20/07

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Business Description: investment bank
3) Geographic Location: Greater London

Company Name
HSBC Holdings plc (LSE:HSBA)
Deutsche Bank AG (DB:DBK)
Barclays plc (LSE:BARC)
Merrill Lynch & Co. Inc. (NYSE:MER)
Old Mutual plc (LSE:OML)
HSBC Bank plc
Scotia Capital Inc.
Dresdner Bank AG
Nomura International plc
Investec plc (LSE:INVP)
ICAP plc (LSE:IAP)
Collins Stewart Tullett plc
Close Brothers Group plc (LSE:CBG)
Enskilda Securities AB
Thomas Weisel Partners Group, Inc. (NasdaqNM:TWPG)
Evolution Group plc (LSE:EVG)
Numis Corp.Plc (AIM:NUM)
SG Warburg Group Plc
Arbuthnot Banking Group PLC (AIM:ARBB)
Friedman Billings Ramsey Group Inc. (NYSE:FBR)
Ambrian Capital plc (AIM:AMBR)
Shore Capital Group plc (LSE:SGR)
Bridgewell Group plc. (AIM:BWL)
Close Brothers Corporate Finance
Macquarie Capital Partners LLC
Rothschild North America Inc.
Daniel Stewart Securities (AIM:DAN)
Putnam Lovell NBF Securities Inc.
Hildebrandt International Inc.
European Islamic Investment Bank Plc (AIM:EIIB)
Investment Management Holdings plc.
Viatrade PLC
ABN AMRO Bank N.V. London Branch
AIB Capital Markets plc
Barings plc
Beringea
Bryan Garnier & Co
City Capital Corporation Limited
Commerzbank Corporates & Markets
Corporate Development International
Fieldstone, Inc.
Financial Resources Group, LLC
Gleacher & Co.
Goldman Sachs International
GrowthPoint Technology Partners, LLC
Investec PMG Capital
Kleinwort Benson Group PLC
MM & K Limited
Renaissance Capital
Rothschild Investment Trust

2/20/07

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Business Description: investment bank
3) Geographic Location: Atlanta Area

Company Name
Merrill Lynch & Co. Inc. (NYSE:MER)
Scotia Capital Inc.
Bear Stearns Companies Inc. (NYSE:BSC)
SunTrust Banks Inc. (NYSE:STI)
The Blackstone Group
Arcapita Bank B.S.C.(c)
RBC Capital Markets Corporation
GunnAllen Financial, Inc.
Friedman Billings Ramsey Group Inc. (NYSE:FBR)
Jefferies & Company, Inc.
Stephens Inc.
RBS Greenwich Capital
Harris Nesbitt Corp.
Houlihan Lokey Howard & Zukin
Giuliani Capital Advisors LLC
CBIZ Mergers & Acquisitions Group, Inc.
Algon Capital LLC
BankersBanc Capital
Boston Consulting Group, Corporate Finance
Burke Capital Group, LLC
Capital Corporation, The
Capstone Partners, L.C.
Cary Street Partners LLC
Casas, Benjamin & White, LLC
Caymus Partners LLC
Colby Capital International
Concord Hill Capital
Corporate Finance Associates Worldwide
Davidson Capital
Deutsche Bank Alex. Brown Inc.
Duff & Phelps, LLC
Dunwoody Brokerage Services, Inc.
Focus Enterprises, Inc.
Fortress Group, Inc.
Genesis Capital, l.l.c.
GMA Partners
Growth Capital Group, Inc.
Headwaters MB
J.P. Carey, Inc.
Jackson Securities, LLC
Knightsbridge Capital Corp
Kurt Salmon Associates Capital Advisors, Inc.
Mazzone & Associates, LLC
McDonald Investments Inc.
Newman & Associates
Pegasus Partners, LLC
Robertson Stephens, Inc.
Robinson-Humphrey Co. LLC
Ryan Beck & Co., Inc.
Shattuck Hammond Partners

2/20/07

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Business Description: investment bank
3) Geographic Location: Dallas Area

Company Name
Merrill Lynch & Co. Inc. (NYSE:MER)
Bear, Stearns & Co. Inc.
Babson Capital Management LLC
ORIX USA Corporation
First Southwest Company
Friedman Billings Ramsey Group Inc. (NYSE:FBR)
Stephens Inc.
Houlihan Lokey Howard & Zukin
Calyon Securities (USA) Inc.
John S. Herold, Inc.
Ameri-First Financial Corp.
Archway Capital Management, Inc.
Aspen Advisors LP
Black River Capital
Boston Consulting Group, Corporate Finance
Business Valuation Advisors
Capital Alliance Corporation
Challenger Capital Group, Ltd.
Chapman Associates
Citigroup Geneva Capital Strategies Inc.
Cogent Partners
Corporate Development Strategies, LP
Corporate Finance Associates Worldwide
Deloitte & Touche Corporate Finance LLC
Deutsche Bank Alex. Brown Inc.
Doman Capital
Duff & Phelps, LLC
Energy Capital Solutions LLC
Energy Spectrum Advisors
First London Securities Corporation
Frost Securities, Inc.
GEM Advisors, Dallas, LLC
Growth Capital Partners, L.P.
GuideCap Partners LLC
GW Equity, LLC
Henry S. Miller Investment Banking Group
Hoak, Breedlove, Wesneski & Co.
ISPYOIL, LLC
Jackson Securities, LLC
JH Chapman Group L.L.C.
KPS Kapital
LSC Associates, LLC
M. R. Beal & Company
Mason Best Company LP
MHT Partners, LP
Milkie Ferguson Investments
Momentum Equity Group LLC
Momentum Holdings LLC
Petro Capital Advisors, LLC
Presidio Financial Partners LLP

2/20/07

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Business Description: investment bank
3) Geographic Location: Houston Area

Company Name
Scotia Capital Inc.
Toronto-Dominion Bank (TSX:TD)
TD Securities Inc.
Sanders Morris Harris Group, Inc. (NasdaqNM:SMHG)
First Southwest Company
Merrill Lynch Petrie Divestiture Advisors
Friedman Billings Ramsey Group Inc. (NYSE:FBR)
Jefferies & Company, Inc.
Stanford Group Company
Calyon Financial Inc.
Calyon Securities (USA) Inc.
Canaccord Adams
Duncan-Williams, Inc.
Marshall & Stevens Incorporated
John S. Herold, Inc.
Scotia Capital (USA) Inc.
Loop Capital Markets, LLC
Cain Brothers & Company, LLC
Abshier Webb Donnelly & Baker
Amerimark Capital Corporation
Blossom Street Capital, LP
Burnham Securities Inc.
Cedars Capital, LLC
Chiron Financial Group, Inc.
COSCO Capital Management LLC
Crutchfield Capital Corp
Dahlman Rose & Company, LLC
Davis/Chambers & Company, Ltd.
Deutsche Bank Alex. Brown Inc.
Duff & Phelps, LLC
Energy Capital Solutions LLC
Gregory R. Ford & Associates
Growth Capital Partners, L.P.
Gulf Capital Partners, Inc.
Harris Webb & Garrison Inc.
HealthCare Markets Group
Howard Frazier Barker Elliott Inc.
Industrial Investment Intermediaries
Ind-Viro Search, Inc.
Jackson Securities, LLC
JumpStart Partners, Inc.
Kilimanjaro Partners Inc.
Lehman Brothers Inc.
MaxEn Capital LLC
Momentum Equity Group LLC
Momentum Holdings LLC
Paragon Advising Group, L.P.
Parks Paton Hoepfl & Brown
Sage Partners Ltd.
Sanders Morris Harris, Inc.
SigmaBleyzer
Simmons & Company International
Southwest Liberty Capital LLC
Starlight Capital, Inc.
TD Securities (USA) LLC
Tejas Securities Group Inc.
The Vero Group
Torch Securities, LLC
Tristone Energy Services, Inc.
WoodRock & Co.
XRoads Solutions Group

2/20/07

CT - Greenwich/Stamford...thanks!

2/20/07

An interesting result of reading these results is that I can now say that I work at an investment bank

2/20/07

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Geographic Location: Stamford Area
3) Business Description: investment bank

Company Name
Merrill Lynch & Co. Inc. (NYSE:MER)
RBC Capital Markets Corporation
RBS Greenwich Capital
Babcock & Brown LP
John S. Herold, Inc.
Source Capital Group, Inc.
Angstrom Partners LLC
Auerbach, Pollack and Richardson
BCP Securities LLC
Beacon Advisory
Catalyst Group, The
CBA Securities Inc.
Chatsworth Securities LLC
Connecticut Capital Markets, LLC
Cove Associates, Ltd.
Cronus Partners LLC
CRT Capital Group LLC
CRT Capital Group LLC (Sheffield Merchant Banking)
de Visscher & Co., LLC.
DeSilva & Phillips, LLC
Deutsche Bank Alex. Brown Inc.
Erlanger Associates, Inc.
First Equity Development
Growth Capital Partners, L.P.
J. Giordano Securities
Jackson Securities, LLC
Knox & Co.
Mattco Capital
Mercury Partners LLC
Mooreland Partners LLC
Murapa Capital Partners, LLC
Near Earth LLC
Ogden Capital Partners, LLC
Pedersen Kammert & Co. LLC
Pentalpha Capital Group
Peregrine Capital Partners, LLC
Philo Smith & Co.
PS Capital LLC
Ryan Beck & Co., Inc.
Sagax Development
SkyWorks Capital, LLC
Soundview Technology Group, Inc.
The Bank Street Group LLC
The Compass Group International, LLC
The Ivy Group Inc.
UBS Investment Bank
WGS Capital, LLC

2/21/07

tokyo?

2/21/07

I doubt there would be much, if any, activity in Sacramento, but if you don't mind, would you please post the results? Thanks.

2/21/07

Hey man, can you do Baltimore please? Thanks a ton

2/21/07

Frankfurt, Munich, and Berlin (Germany)
Madrid (Spain)
Paris (France)

2/21/07

Screening Criteria
1) Business Description: investment bank
2) Industry Classification: Investment Banking and Brokerage
3) Geographic Location: Sacramento Area

Company Name
DMI Capital Funding Group, LLC
Growth Capital Group, Inc.
M. R. Beal & Company
M.L. Stern & Co., LLC
The Vero Group

2/21/07

Screening Criteria
1) Business Description: investment bank
2) Industry Classification: Investment Banking and Brokerage
3) Geographic Location: Baltimore Area

Company Name
Alex. Brown Incorporated
Bengur Bryan & Co., Inc.
Chapman Company, The
Chapman Holdings, Inc.
Chesapeake Securities Research Corp.
Crosskeys Capital
Deutsche Bank Alex. Brown Inc.
eChapman Inc. (OTCPK:ECMN)
Garland McPherson & Associates, Inc.
GunnAllen Financial, Inc.
Hoefer & Arnett, Inc.
JPB Enterprises, Inc.
Legg Mason Wood Walker, Inc.
Marshall & Stevens Incorporated
Matrix Capital Markets Group, Inc.
May, Davis Group Inc.
Moag & Company
Parchman, Vaughan & Co. LLC
Ryan Beck & Co., Inc.
Signal Hill Capital Group LLC
Sturn Wagner Lombardo & Company, LLC
The Riderwood Group Inc.

2/21/07

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Business Description: investment banking
3) Geographic Location: Madrid

Company Name
Banco Santander Central Hispano SA (CATS:SAN)
Banco Bilbao Vizcaya Argentaria (CATS:BBVA)
Caixa - Banco de Investimento, SA
360 Corporate
Corporate Development International
GB Investment Banking
ITF Global Partners (Innovation Technology and Finance)
NmA!s1 Group

2/21/07

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Business Description: investment banking
3) Geographic Location: France

Company Name
Credit Agricole SA (ENXTPA:ACA)
BNP Paribas (ENXTPA:BNP)
Societe Generale Group (ENXTPA:GLE)
Groupe Caisse d'Epargne, SA
NATIXIS (ENXTPA:KN)
Calyon
LCL
HSBC France
IXIS Corporate & Investment Bank
Lazard FrA"res & Cie. (France)
The Blackstone Group
Enskilda Securities AB
Houlihan Lokey Howard & Zukin
Canaccord Adams
Barclays Capital
Rothschild Inc.
Paris Orleans SA (ENXTPA:PAOR)
Active Portfolio Management, SAS
Aforge Finance
Allegra Finance
Altium Capital Limited
Arjil Groupe Altium
Atlas Financial Solutions SARL
Atout Capital SA
Aurige Finance SAS
Avenir Finance Corporate S.A.
Banque Indosuez SA
Banque Palatine
Banque Worms
Bucephale Finance SAS
Catalyst Group, The
Cazenove Group Limited
Clinvest
Close Brothers Equity Markets
Close Brothers SA
CPR SA
D2G, SARL
Demachy Worms & Cie
du Pasquier & Co., Inc.
Eugene Eisenberger Entreprises SARL
Eulia
Europefa Partenaires, SARL
Financiere Breteuil SARL
Financiere Cambon
FinanciA"re de l'Orangerie, SAS
FL Partners
Gilbert Dupont
Gimar Finance & Cie
Granville Baird
Insignia Bourdais
I-Roe
JH Chapman Group L.L.C.
JTB Entreprises SARL
Lincoln International LLC
Lorentz, Deschamps & AssociA(c)s, SAS
M&A International, Inc.
Mellenthin & Co.
Michel Dyens
Montpensier Finance, SAS
N M Rothschild & Sons Limited
Naos SARL
Natexis Finance
OBC Conseil Corporate SAS
Oddo & Cie
Oddo Pinatton Corporate
Pall Mall Capital Limited
Paribas (France)
Participation Acquisition Rapprochement, SARL
Raymond James Asset Management International
Rothschild & Cie Banque
Rothschild Investment Trust
SG Corporate & Investment Banking
Spin-Off & Co.
Taylor Companies
The Chart Group L.P.
Walter & Wesson France S.A.
Wasserstein Perella & Co., Inc.

2/21/07

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Business Description: investment banking
3) Geographic Location: Germany

Company Name
Allianz SE (DB:ALV)
JP Morgan Chase & Co. (NYSE:JPM)
Societe Generale Group (ENXTPA:GLE)
Merrill Lynch & Co. Inc. (NYSE:MER)
Dz Bank Ag
Commerzbank Group (DB:CBK)
Dresdner Bank AG
WestLB AG
NordDeutsche Landesbank Girozentrale AG
IXIS Corporate & Investment Bank
Sal Oppenheim Jr & Cie Kg Auf Aktien
LRP Landesbank Rheinland-Pfalz
Investitionsbank Schleswig-Holstein
Credit Suisse (Germany)
Lehman Brothers Verwaltungs- Und Beteiligungs GmbH
Enskilda Securities AB
Greenhill & Co Inc. (NYSE:GHL)
Robert W. Baird & Co.
Landesbank Saar-Girozentrale
Salomon Brothers AG
Dresdner Kleinwort
Berliner Effektengesellschaft AG
Barclays Capital
Rothschild Inc.
Altium Capital Limited
B. Metzler seel. Sohn & Co. KGaA
BLUE Corporate Finance GmbH
Boston Consulting Group, Corporate Finance
Buchanan Corporate Finance GmbH
BW Mergers & Acquisitions GmbH
Catalyst Group, The
Cazenove Group Limited
CNC AG
ConPAIR Corporate Finance GmbH
Corporate Development International
Deutsche Morgan Grenfell Australia
Dresdner Bank Lateinamerika AG
Drueker & Co. GmbH & Co. KG
equinet AG
EquityGate AG
EuroConsult, Inc.
eVentureCat GmbH
First Berlin F.S.B. Investment-Beratungsgesellschaft mbH
Global Opportunity Gmb & H Co. Zweite Beteilgungs KG
Gontard & MetallBank AG (DB:GMB)
HVB Consult GmbH
Independent Equity GmbH
Independent Equity GmbH Investment Banking
InterFinanz Gesellschaft fA1/4r internationale Finanzberatung mbH & Co. KG
Internationales Bankhaus Bodensee AG

2/21/07

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Business Description: investment banking
3) Geographic Location: Korea, South

Company Name
Kookmin Bank (KOSE:A060000)
Shinhan Financial Group Co. Ltd. (KOSE:A055550)
Woori Finance Holdings Co. Ltd. (KOSE:A053000)
Korea Exchange Bank (KOSE:A004940)
Daewoo Securities Co. Ltd. (KOSE:A006800)
Korea Investment Holdings Co., Ltd. (KOSE:A071050)
Bookook Securities Co. Ltd. (KOSE:A001270)
Barclays Capital
Bridge Securities Co., Ltd. (KOSE:A001290)
Cho Hung Bank, Ltd.
CLSA Limited
Corporate Development International
Daehan Investment & Securities Co., Ltd.
Good Morning Shinhan Securities Co. Ltd.
Korea Investment & Securities Co., Ltd.
Muhan Investment Co. Ltd. (KOSDAQ:A034510)
Samil Accounting Corp.
Samsung Securities Co. Ltd. (KOSE:A016360)
Shin Heung Securities Co., Ltd. (KOSE:A001500)
Woori Bank
WOORI Investment & Securities Co. Ltd. (KOSE:A005940)
Woori Securities Co., Ltd.

2/21/07

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Business Description: investment banking
3) Geographic Location: Japan

Company Name
Lehman Brothers Holdings Inc. (NYSE:LEH)
Scotia Capital Inc.
Nomura Holdings Inc. (TSE:8604)
Daiwa Securities Group Inc. (TSE:8601)
Nikko Cordial Corp. (TSE:8603)
Daiwa Securities SMBC Co. Ltd.
IXIS Corporate & Investment Bank
SBI Holdings, Inc. (TSE:8473)
Mizuho Securities Co., Ltd.
NIS Group Co., Ltd. (TSE:8571)
TD Securities Inc.
Fintech Global Inc.
Barclays Capital
BSL Corp. (TSE:3113)
CLSA Limited
Corporate Development International
Dai-Ichi Kangyo Bank, Ltd.
Deutsche Securities Inc.
Duff & Phelps, LLC
Industrial Bank of Japan Ltd.
IRG Ltd.
ITF Global Partners (Innovation Technology and Finance)
Konomi, Inc.
Lehman Brothers Inc.
Lehman Brothers Japan Inc.
MItsubishi UFJ Securities Company Limited (TSE:8615)
Morgen, Evan & Company, Inc.
N M Rothschild & Sons Limited
Nikko Citigroup Ltd.
Nomura Securities Co. Ltd.
Taiheiyo Securities Co., Ltd.
Takenaka Partners LLC

2/22/07

Morocco?

2/22/07

Israel?

2/22/07

Genuine interest: Swaziland, Kyrgykistan and of course Kazakhstan. I liiiike.

2/22/07

Seriously, Morocco, pls

2/23/07

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Business Description: investment bank
3) Geographic Location: Morocco

Company Name
CFG Group
UBS Investment Bank, Research Division
Upline Securities

2/23/07

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Business Description: investment bank
3) Geographic Location: Israel

Company Name
Citigroup Inc. (NYSE:C)
Bank Hapoalim BM (TASE:POLI)
Bank Leumi Le-Israel BM (TASE:LUMI)
Mizrahi Tefahot Bank, Ltd. (TASE:MZTF)
Shrem Fudim Kelner and Co. Ltd. (TASE:SFK)
Ubank Ltd.
B. Gaon Holdings Ltd.
Be'ery Capital Ltd
Cedar Financial Advisors Inc.
CIBC Israel Ltd.
Cukierman & Co. Investment House Ltd.
De-Kalo Ben-Yehuda
Excellence Investments Ltd. (TASE:EXCE)
Giza Financial Advisory
Gmul Investments Ltd. (TASE:GMUL)
Goren Capital Group
JumpStart
Leumi & Company Investment Bankers Ltd
M&A International (Israel)
Magnolia Capital Partners Ltd.
Meitav Capital Ltd.
Nessuah Zannex Ltd.
Poalim Capital Markets Ltd.
Ramot & Co. Investment House
Tamir Fishman & Co.
UBS Investment Bank, Research Division
Union Bank of Israel Ltd. (TASE:UNON)
Y.L.R. Capital Markets Ltd.

2/23/07

As a side note, I'm "ok" with searching international locations, but the original intent of this post was to help kids who a) don't have the resources to leave their hometown over the summer; or, b) were not fortunate enough to land an internship with a well known firm and have to resort to other methods to stay competitive for next year.

As such, I would prefer that international requests be facilitated through a PM so as to not dilute the original purpose.

Thanks.

2/24/07

Seattle and if possible Vancouver, Canada pls.

Thanks!

2/24/07

Cheers for the post.

Give it a try...

2/24/07

Philadelphia

2/24/07

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Business Description: investment bank
3) Geographic Location: Seattle Area

Company Name
Friedman Billings Ramsey Group Inc. (NYSE:FBR)
Seattle Northwest Securities
Roth Capital Partners, LLC
Alexander Hutton Inc.
Allen & Company LLC
Anderson Weiss Group
Ascent Partners
Baldwin and Associates Inc.
Broadmark Capital Corporation
Broadmark Capital, LLC
Capital Access LLC
Cascadia Capital LLC
Convergent Technology Group, Inc.
Delafield Hambrecht, Inc.
Duff & Phelps, LLC
Global Ventures, Inc.
Hales & Company, Inc.
Lennon Smith Advisors LLC
McDonald Investments Inc.
Mercanti Group, LLC
Mercanti Securities, LLC
Newman & Associates
PCS Securities, Inc.
Reffett & Roberti Associates
Stonemark Investment Bankers
The Bigelow Company LLC
Updata Capital, Inc.
Venture Management Associates
Wells Fargo Securities, LLC
Windswept Capital LLC
Zachary Scott & Co.

2/24/07

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Business Description: investment bank
3) Geographic Location: Philadelphia Area

Company Name
BDO Seidman, LLP
Legg Mason Wood Walker, Inc.
Capmark Financial Group Inc.
Capmark Finance Inc.
NatCity Investments, Inc.
Susquehanna International Group, LLP
Janney Montgomery Scott, LLC
Boenning & Scattergood, Inc.
Commerce Capital Markets, Inc.
Capmark Financial Group Inc.
Marshall & Stevens Incorporated
Berwind Financial Group
Loop Capital Markets, LLC
Citigroup Geneva Capital Strategies Inc.
Cohen & Company
Colmen Group, The
Colmen Menard Company, Inc.
Context Advisors, LLC
Corestates Bank N.A. (Philadelphia)
Crosskeys Capital
Deutsche Bank Alex. Brown Inc.
FINCOMA(r), INC
Greenberg Ferry, LLC
H.J. Hartz & Associates, Inc.
Harris Williams LLC
Howard, Lawson & Co.
M&A International, Inc.
MidMarket Capital Advisors, LLC
Newman & Associates
Philadelphia Brokerage Corporation
Remington Financial Group, Inc.
Ryan Beck & Co., Inc.
WellSpring BioCapital Partners LLC
Woodward Group, Ltd., The

2/24/07

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Business Description: investment bank
3) Geographic Location: British Columbia

Company Name
Scotia Capital Inc.
HSBC Bank Canada
National Bank Financial, Inc.
Canaccord Capital Inc. (TSX:CCI)
TD Securities Inc.
Canaccord Capital Corporation
RBC Capital Markets Corporation
Research Capital Corporation
Haywood Securities Inc.
Canaccord Adams
Northern Securities Inc.
Bolder Investment Partners, Ltd.
Canaccord Adams Ltd.
Capital West Partners
CIBC World Markets Corp.
Devante Capital Inc.
Endeavour Financial Corp.
Geneva Capital Corporation
Genuity Capital Markets
Golden Capital Securities Ltd.
Haywood Capital Corporation
Jennings Capital Inc.
Jiaxin Consulting Group, Inc.
Macquarie North America Ltd.
Watershed Capital Partners Inc.
WindyPoint Capital Inc.

2/24/07

Thanks very much

2/25/07

how about Toronto?

2/25/07

Calgary?

2/25/07

please? Thank you!

2/26/07

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Business Description: investment bank
3) Geographic Location: Ontario

Company Name
Royal Bank of Canada (TSX:RY)
Scotia Capital Inc.
BMO Nesbitt Burns, Inc.
Toronto-Dominion Bank (TSX:TD)
Canadian Imperial Bank of Commerce (TSX:CM)
Bank of Montreal (TSX:BMO)
CIBC World Markets, Inc.
Oppenheimer Holdings Inc. (TSX:OPY)
Coventree Inc. (TSX:COF)
National Bank Financial, Inc.
TD Securities Inc.
Canaccord Capital Corporation
GMP Capital Trust (TSX:GMP.UN)
RBC Capital Markets Corporation
Merrill Lynch Canada, Inc.
Research Capital Corporation
Haywood Securities Inc.
UBS Securities Canada Inc.
Orion Securities Inc.
Octagon Capital Corp.
Northern Securities Inc.
Northern Financial Corp. (TSX:NFC)
Westwind Partners Inc.
Ernst & Young Orenda Corporate Finance Inc.
Loewen, Ondaatje, McCutcheon Limited
JP Morgan Securities Canada Inc.
A.I.M. Group Canada Ltd.
Access Capital Corp.
Alluence Capital Advisors Inc.
Ameritrade Canada, Inc.
Beaufort Partners
Birkenshaw and Company Ltd.
Blair Franklin Capital Partners Inc.
Brant Securities Limited
Brookfield Financial Real Estate Group
Cameron Thomson Group Ltd.
Canaccord Adams Ltd.
Capital Canada Limited
CCFL
CIBC World Markets Corp.
Citigroup Global Markets Canada Inc.
Clarus Securities Inc.
Corporate Development International
Credifinance Securities Ltd.
Douglas Capital Inc.
e-bitda Venture Banking
Electronic Brokerage Systems LLC
Fahnestock Canada Inc
First Republic Securities Corporation
Fraser MacKenzie Limited
Genuity Capital Markets
Global Capital Partners, Inc.
Infinium Capital Corporation
Iquanox Inc.
Jennings Capital Inc.
Kensington Capital Partners Limited
Kingsdale Capital Corporation
Lamerac Financial Corp.
Lehman Brothers Canada Inc.
Macquarie North America Ltd.
Maison Placements Canada Inc.
Marathon Capital Advisors Inc.
MergeCo Resources Inc.
MGI Securities Inc.
Morgan Stanley Canada Limited
N M Rothschild & Sons Limited
NorthCrest Partners Inc.
Orenda Corporate Finance, Ltd.
Osprey Capital Partners
Paradigm Capital, Inc.
SHI Capital
Solaris Capital Advisors Inc.
Standard Securities Capital Corporation
Taurus Capital Markets
Taylor Companies
TD Securities (USA) LLC
The Commercial Capital Corporation
Thomson Associates Inc.
Toll Cross Securities, Inc.
Trilon Securities Corp.
Westminster Securities Corporation
WindyPoint Capital Inc.
ZED Financial Partners

2/26/07

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Business Description: investment bank
3) Geographic Location: Alberta

Company Name
Scotia Capital Inc.
National Bank Financial, Inc.
TD Securities Inc.
Canaccord Capital Corporation
Research Capital Corporation
Haywood Securities Inc.
Peters & Co., Limited
Orion Securities Inc.
Octagon Capital Corp.
Northern Securities Inc.
FirstEnergy Capital Corp.
CIBC World Markets Corp.
Collins Barrow Securities Inc.
COSCO Canada Ltd.
COSCO Capital Management LLC
Deloitte & Touche Corporate Finance Canada Inc.
Invico Capital Advisory Services Inc.
Jennings Capital Inc.
Kingsdale Capital Corporation
Lightyear Capital Inc.
Magellan Merchant Capital Inc
Tristone Capital Inc.
UBS Investment Bank
WindyPoint Capital Inc.

2/26/07

Is this guy a banker? How does he have the 30 seconds to review this board and the 20 seconds to run and post these screens!?

2/26/07
techIBjmk:

Is this guy a banker? How does he have the 30 seconds to review this board and the 20 seconds to run and post these screens!?

Seriously, what is the point of this comment? The only thing that it accomplishes is establishing you as a prick.

2/26/07

St. Louis?

2/26/07

Hey,

Would you mind doing an Investment Management search for both boston and also NYC.
Thanks

2/26/07

Can you please search for Phoenix?

Thanks!

2/27/07

techIB, how many ppl do you think pay thousands of dollars for capIQ, who are not bankers???

Aspiringmonkey, we all owe you! Thank you!

2/27/07

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Business Description: investment bank
3) Geographic Location: Phoenix Area

Company Name
GunnAllen Financial, Inc.
Stone & Youngberg LLC
Peacock, Hislop, Staley & Given, Inc.
Alare Capital Partners LLC
Christensen
Clearview Investment Partners, Inc.
Columbia West Capital, LLC
Comann & Montague
Corporate Finance Associates Worldwide
COSCO Capital Management LLC
Dinan & Company, LLC
Green Manning & Bunch, Ltd.
Greene Holcomb & Fisher LLC
Greentree Partners
JD Ford & Company, L.L.C.
Smith Barney Inc.
The Piper Group, L.L.C.
Trefethen & Company LLC
Windstone Capital Partners, Inc.

2/27/07

Screening Criteria
1) Industry Classification: Investment Banking and Brokerage
2) Business Description: investment bank
3) Geographic Location: Saint Louis Area

Company Name
Jones Financial Companies LP LLP
AG Edwards Inc. (NYSE:AGE)
Stifel Financial Corp. (NYSE:SF)
Banc of America Securities LLC
Flagstone Capital, LLC
Marshall & Stevens Incorporated
Huntleigh Securities Corporation
Allegiant Capital Corporation
Bailey Southwell & Co.
Brown Smith Wallace LLC
Bush OaEU(tm)Donnell Smith Capital Services
Century Securities Associates, Inc.
Clayton Capital Partners
Conning & Company
Crown Capital Corporation
DecisionPoint International
Douglas Group
Flagstone Securities, LLC
Jackson Securities, LLC
Kenny Securities Corp.
McCourtney-Breckenridge & Co.
Stann Financial LLC
The Prospect Group, Inc.
Westminster Securities Corporation

Also,

This guy can pass your resume on to AG Edwards in St. Louis

"Dusst, Emal"

2/27/07

Screening Criteria
1) Business Description: investment management
2) Geographic Location: Boston Area
3) Industry Classification: Diversified Financials OR Asset Management and Custody Banks

Company Name
State Street Corp. (NYSE:STT)
Eaton Vance Corp. (NYSE:EV)
Putnam Investment Management, LLC
Massachusetts Financial Services Company
Boston Private Financial Holdings Inc. (NasdaqNM:BPFH)
Old Mutual (US) Holdings, Inc.
Brown Brothers Harriman & Co.
Pioneer Investment Management USA, Inc.
Fidelity Management & Research Company
Robeco USA, Inc.
Cambridge Bancorp (OTCBB:CATC)
Harborview Capital Management Co., Inc.
Rockefeller & Co., Inc.
PanAgora Asset Management Inc
Putnam Investment Grade Municipal Trust (NYSE:PGM)
Pioneer Global Asset Management S.p.A.
Robeco Boston Partners
Harbor Capital Management Company Inc.
Boston Trust & Investment Management Company
CIBC Capital Partners
Colchester Partners, LLC
Concentric Investment Management, LLC
CrossHarbor Capital Partners LLC
CypressTree Investment Management Company Inc.
Deutsche Bank Private Wealth Management USA
Deutsche Investment Management Americas Inc.
Emerging Growth Partners
Emerson Investment Management Inc.
Essex Investment Management Company, LLC
Evergreen Investment Management Co., LLC
Fernwood Investment Management, LLC
Financial Labs, LLC
FleetBoston Financial Corp.
Fortis Investment Management USA, Inc.
Galt Investment Management LLC
Heritage House Investment Management, Inc.
Integrity Capital Management LLC
Ironwood Investment Management, LLC
John Hancock Bond and Corporate Finance Group
John Hancock Financial Network
John Hancock Financial Services Inc.
John Hancock Institutional Investment Management Network
Kimball & Cross Investment Management Corp.
Liberty Financial Companies
Longfellow Investment Management Co. LLC
Mellon Institutional Asset Management
MFC Global Investment Management
MFS Institutional Advisors
New Bond Trading, Inc.
Northeast Investment Management Inc.
Old Mutual Asset Management US
Pelican Investment Management Corporation
Permal Group, The
Pioneer Asset Management USA Inc.
Pioneer Investment Management, Inc.
Pioneer Municipal High Yield Trust
Port Financial Corp.
Prizm Capital Management LLC
Prudential Timber Investments, Inc.
Rampart Investment Management Company, Inc.
Reservoir Capital Management, Inc.
Rinet Company, Inc.
Sidus Investment Management, LLC
TFC Financial Management, Inc.
Tucker Anthony Cleary Gull
Tucker Anthony Sutro
Tudor Ventures
Whitman & Co.
Windward Investment Management, Inc.
Winward Investment Management

2/27/07

Screening Criteria
1) Business Description: investment management
2) Geographic Location: New York City Area
3) Industry Classification: Diversified Financials
4) Total Revenue ($mm) [LTM]: is greater than 1 (Unreported data set to 0)

Company Name
Citigroup Inc. (NYSE:C)
Bank of America Corp. (DE) (NYSE:BAC)
Societe Generale Group (ENXTPA:GLE)
Goldman Sachs Group Inc. (NYSE:GS)
American Express Company (NYSE:AXP)
Lehman Brothers Holdings Inc. (NYSE:LEH)
New York Life Insurance Co.
Marsh & Mclennan Companies Inc. (NYSE:MMC)
AXA Financial Inc.
Nordea Bank AB. (OM:NDA SEK)
AXA Equitable Life Insurance Co.
The Bank of New York Company, Inc. (NYSE:BK)
HSBC USA Inc.
Legg Mason Inc. (NYSE:LM)
BlackRock, Inc. (NYSE:BLK)
Babcock & Brown Limited (ASX:BNB)
AllianceBernstein L.P.
Wilmington Trust Corp. (NYSE:WL)
Investcorp Bank BSC (BAX:INVCORP)
The Capital Group Companies, Inc.
AllianceBernstein Holding L.P. (NYSE:AB)
J.P. Morgan Investment Management Inc.
Goldman Sachs JBWere Pty Ltd
Brown Brothers Harriman & Co.
Evercore Partners Inc. (NYSE:EVR)
Bessemer Investment Management LLC
AEA Investors LLC
Sterling National Bank
Sterling Bancorp (NYSE:STL)
Value Line Inc. (NasdaqNM:VALU)
Robeco USA, Inc.
New York Life Investment Management, LLC
Weiss, Peck & Greer Private Equity
American Stock Exchange LLC
Ingalls & Snyder LLC, Broker Dealer Arm
ING Investment Management Americas
Pacific Investment Management Co LLC
Asset Alliance Corporation
Reservoir Operations LP
Orbitex Financial Services Group, Inc.
Rockefeller & Co., Inc.
ING Alternative Assets
Artemis Investment Management LLC
CDC Investment Management Corporation
Quellos Group, LLC
Epoch Holding Corp. (NasdaqSC:EPHC)
Aetos Capital, LLC
Affirmative Equities Company LP
EnvestNet Asset Management
Fairfield International Managers
Jemmco Investment Management LLC
Wand Partners Inc.
Winmill & Co. Inc. (OTCPK:WNML.A)

2/28/07

Hell I've always been curious: Puerto Rico

3/1/07

Thanks a lot dude.

Metals & Mining I-Banker

3/1/07

taipei or taiwan please
this is amazing...thanks

3/1/07

ibanks & brokerages along with IM firms in New Orleans please

3/1/07

Aspiring...my comment was actually intended as a compliment, delivered tongue in cheek.

Given the time pressure you are probably accustomed to, I think it is cool you are taking the time to help out the guys and gals. No need for hostility.

3/2/07

techIBjmk - Misunderstanding

Sorry for the delay in posting new searches. I will be gone this weekend, but will post the updates on Sunday night.

Thanks.

3/3/07

Thank you. Can you please do the same for Toronto

3/3/07

Can you please do Buffalo, NY when you get a chance?
thanks!

3/4/07

CLEVELAND possible? Thanks!

3/5/07

Screening Criteria
1) Business Description: investment bank
2) Industry Classification: Investment Banking and Brokerage
3) Geographic Location: Cleveland Area

Company Name
KeyCorp (NYSE:KEY)
Keybank National Association
Friedman Billings Ramsey Group Inc. (NYSE:FBR)
NatCity Investments, Inc.
Ladenburg Thalmann Financial Services Inc. (AMEX:LTS)
Continental Capital Corp (Sylvania, OH)
Evarts Capital
Hoefer & Arnett, Inc.
KeyBank Real Estate Capital
Loughlin Meghji + Company
Marsh Berry & Company Inc.
McDonald Investments Inc.
Paragon Capital Group LLC
Parkland Investment Banking Services
Ryan Beck & Co., Inc.
Soleil Securities Group, Inc.
Stopol Business Services Inc.
Stout Risius Ross, Inc.
The Parkland Group, Inc.
The TransAction Group
Warren Group Ltd.
Williams Capital Corp.

3/5/07

Screening Criteria
1) Business Description: investment bank
2) Industry Classification: Investment Banking and Brokerage
3) Geographic Location: Buffalo Area

Company Name
HSBC Bank USA, N.A.
The Paramax CFG Corporation

3/5/07

See Ontario screen - Cap IQ won't go more precise

3/5/07

Screening Criteria
1) Business Description: investment bank
2) Industry Classification: Investment Banking and Brokerage
3) Geographic Location: New Orleans Area

Company Name
Capital One Southcoast, Inc.
Allen Villere Partners
Chaffe & Associates, Inc.
Dynasty Capital Advisors
M. R. Beal & Company
Newman & Associates

3/5/07

philadelphia please, greatly appreciated.

3/5/07

Thanks for the info! Looks like there isn't a lot going on in Buffalo.

3/5/07

what about atl?

3/5/07

Thanks for all this info. It's great. Could you look up Houston Investment Management? Thanks!

3/6/07

One for pittsburgh, pa please?

3/6/07

Any international player there or any good local player?

3/6/07

Thanks for posting aspiringmonkeyisanidiot.

3/6/07

Miami
and
Indianapolis?? I wonder if any are there

3/6/07

Cheers for the London one- that's very useful stuff to know :)

3/7/07

Is there anything meaningful in Portland Or?

3/9/07

Screening Criteria
1) Business Description: investment bank
2) Industry Classification: Investment Banking and Brokerage
3) Geographic Location: Philadelphia Area

Company Name
BDO Seidman, LLP
Legg Mason Wood Walker, Inc.
Capmark Financial Group Inc.
Capmark Finance Inc.
NatCity Investments, Inc.
Susquehanna International Group, LLP
Janney Montgomery Scott, LLC
Boenning & Scattergood, Inc.
Commerce Capital Markets, Inc.
Capmark Financial Group Inc.
Marshall & Stevens Incorporated
Berwind Financial Group
Loop Capital Markets, LLC
Citigroup Capital Strategies
Cohen & Company
Colmen Group, The
Colmen Menard Company, Inc.
Context Advisors, LLC
Corestates Bank N.A. (Philadelphia)
Crosskeys Capital
Deutsche Bank Alex. Brown Inc.
FINCOMA(r), INC
Greenberg Ferry, LLC
H.J. Hartz & Associates, Inc.
Harris Williams LLC
Howard, Lawson & Co.
M&A International, Inc.
MidMarket Capital Advisors, LLC
Newman & Associates
Philadelphia Brokerage Corporation
Remington Financial Group, Inc.
Ryan Beck & Co., Inc.
WellSpring BioCapital Partners LLC
Woodward Group, Ltd., The

3/9/07

Screening Criteria
1) Business Description: investment bank
2) Industry Classification: Investment Banking and Brokerage
3) Geographic Location: Atlanta Area

Company Name
Merrill Lynch & Co. Inc. (NYSE:MER)
Scotia Capital Inc.
Bear Stearns Companies Inc. (NYSE:BSC)
SunTrust Banks Inc. (NYSE:STI)
The Blackstone Group
Friedman Billings Ramsey Group Inc. (NYSE:FBR)
Arcapita Bank B.S.C.(c)
RBC Capital Markets Corporation
GunnAllen Financial, Inc.
Jefferies & Company, Inc.
Stephens Inc.
RBS Greenwich Capital
Harris Nesbitt Corp.
Houlihan Lokey Howard & Zukin
Giuliani Capital Advisors LLC
CBIZ Mergers & Acquisitions Group, Inc.
Algon Capital LLC
BankersBanc Capital
Boston Consulting Group, Corporate Finance
Burke Capital Group, LLC
Capital Corporation, The
Capstone Partners, L.C.
Cary Street Partners LLC
Casas, Benjamin & White, LLC
Caymus Partners LLC
Colby Capital International
Concord Hill Capital
Corporate Finance Associates Worldwide
Davidson Capital
Deutsche Bank Alex. Brown Inc.
Duff & Phelps, LLC
Dunwoody Brokerage Services, Inc.
Focus Enterprises, Inc.
Fortress Group, Inc.
Genesis Capital, l.l.c.
GMA Partners
Growth Capital Group, Inc.
Headwaters MB
J.P. Carey, Inc.
Jackson Securities, LLC
Knightsbridge Capital Corp
Kurt Salmon Associates Capital Advisors, Inc.
Mazzone & Associates, LLC
McDonald Investments Inc.
Newman & Associates
Pegasus Partners, LLC
Robertson Stephens, Inc.
Robinson-Humphrey Co. LLC
Ryan Beck & Co., Inc.
Shattuck Hammond Partners
SunTrust Robinson Humphrey Capital Markets
The Breckenridge Group
The Lenox Group, LLC
The Malachi Group
Trident Securities Inc.
TSG Partners
Virtual Advisors, LLC
VRH Partners, LLC
Willamette Management Associates

3/9/07

Screening Criteria
1) Business Description: investment bank
2) Industry Classification: Investment Banking and Brokerage
3) Geographic Location: Pittsburgh Area

Company Name
Mellon Financial Corp. (NYSE:MEL)
PNC Bank, National Association
HFF, Inc. (NYSE:HF)
GunnAllen Financial, Inc.
PNC Capital Markets Inc.
Business Growth Alliances, LLC
Corporate Finance Associates Worldwide
George Spilka and Associates
Jopling Inc.
Parker/Hunter Inc.
Ryan Beck & Co., Inc.
Source Companies, LLC
Strategic Advisors, Inc.
The Meridian Group

3/9/07

Screening Criteria
1) Business Description: investment bank
2) Industry Classification: Investment Banking and Brokerage
3) Geographic Location: Miami Area

Company Name
BDO Seidman, LLP
Stanford Group Company
Bankboston International
Bk Generalli Llc
Ladenburg Thalmann Financial Services Inc. (AMEX:LTS)
Laidlaw & Company (UK) Ltd.
Calyon Securities (USA) Inc.
Sterling Financial Investment Group Inc.
Barclays Capital
Marshall & Stevens Incorporated
Beta Capital Management L.P.
Clayton Dunning Group Inc. (OTCPK:CGGP)
BroadSpan Capital
Capitalink, L.C.
Davidson Capital Partners
Edison Advisors
First Equity Corp Of Florida, Selected Assets
First Equity Corp. of Florida
International Business Brokerage & Realty, Inc.
Jackson Securities, LLC
Latin World Securities
Pan American Finance, LLC
Pinnacle Partners, Inc.
Stanford Capital Markets
Stephens Cori Capital Advisors
Westminster Securities Corporation
WestPark Capital, Inc.
Zebra LLC

3/9/07

Screening Criteria
1) Business Description: investment bank
2) Industry Classification: Investment Banking and Brokerage
3) Geographic Location: Indianapolis Area

Company Name
NatCity Investments, Inc.
Cain Brothers & Company, LLC
City Securities Corporation
McDonald Investments Inc.
McDonald Investments Inc., Indianapolis Branch
Periculum Capital Company LLC
Raffensperger, Hughes & Co.

3/9/07

Screening Criteria
1) Business Description: investment bank
2) Industry Classification: Investment Banking and Brokerage
3) Geographic Location: Portland Area

Company Name
Friedman Billings Ramsey Group Inc. (NYSE:FBR)
GunnAllen Financial, Inc.
Seattle Northwest Securities
Hudson Holding Corp. (OTCBB:HDHL)
Scotia Capital (USA) Inc.
Paulson Capital Corp. (NasdaqSC:PLCC)
Blackwell Donaldson & Company
Columbia Financial Advisors, Inc.
Conifer Investments, LLC
Crader & Associates
DMI Capital Funding Group, LLC
JMW Capital Partners Inc.
Langham Capital Limited
Macadam Capital Partners
Rosenfeld & Co
Strategic Companies
The Piper Group, L.L.C.
Veber Partners LLC
Wells Fargo Securities, LLC
Willamette Management Associates

3/9/07

Screening Criteria
1) Business Description: investment management
2) Geographic Location: Houston Area

Company Name
AIM Investment Services, Inc.
Amegy Bancorporation Inc.
Criterion Investments
Cross Investment Management LLC
Curtis Mallet-Prevost Colt & Mosle, L.L.P.
EDGARfilings, Ltd.
Gulf Investment Management, Inc.
Hand Benefits & Trust, Inc.
Kaizen Management
Marquis Capital Management LLC
McConnell Jones Lanier & Murphy LLP
Petrobridge Investment Management, LLC
Sanders Morris Harris Group, Inc. (NasdaqNM:SMHG)
Stavis, Margolis Advisory Services, Inc.
Stephens Investment Management Group LLC
Vaughan Nelson Investment Management, L.P.
Woodway Financial Advisors

3/13/07

Any in the research triangle of NC? Is there a way for you to choose the state of NC instead of just the city?
Thanks!

3/13/07

perfect, thanks very much aspiringmonkeyisanidiot.

3/14/07

Please could you search NYC Investment Banking Healthcare? I appreciate it

MC2

3/14/07

Can you post the Miami/Fort Lauderdale area?

3/14/07

This week is finals for me, so there will be delays in the postings, but I will continue to conduct the searches. Bear with me.

3/17/07

san diego please?

3/19/07

Could someone include St Louis?

Thanks

3/19/07

Something is fishy with some of these results.....

Friedman Billings Ramsey is headquartered in DC (technically Arlington VA, but right across the river from downtown DC).

It showed up in the LA search but not in the DC Search?

Is this pulling in the Metro Area or just the city limits?

3/20/07

Can you please search for hedge funds or asset management firms in Phoenix, AZ. Thanks!

3/20/07

Thank you

3/20/07

Good luck with Finals!

3/21/07

Screening Criteria
1) Business Description: investment bank
2) Industry Classification: Investment Banking and Brokerage
3) Geographic Location: North Carolina

Company Name
Bank of America Corp. (DE) (NYSE:BAC)
Wachovia Corp. (NYSE:WB)
BB & T Corp. (NYSE:BBT)
Wachovia Securities, LLC
Banc of America Securities LLC
BDO Seidman, LLP
RBC Capital Markets Corporation
First Southwest Company
Duncan-Williams, Inc.
Allen C. Ewing & Co.
Allen Commercial Services
Anderson LeNeave & Co.
Austin Financial Services, Inc.
Bowles Hollowell Conner & Co
Cain Capital Advisors, LLC
Capital Investment Partners LLC
Carolina Financial Group
Chapman Associates
Cobble Hill Group LLC, The
DecisionPoint International
Deutsche Bank Alex. Brown Inc.
Discreet Business Brokers
Dunning Capital LLC
Edgeview Partners LLC
FMI Capital Advisors, Inc.
Global Capital Partners (OTCPK:GCAP)
Hyde Park Capital Partners, LLC
Interstate/Johnson Lane
Lloyd & Company
LMC Capital LLC
McColl Garella, LLC
McDonald Investments Inc.
McGuireWoods Capital Group
Philpott Ball & Werner
Redwine & Company
Robert H. Perry & Associates
Ryan Beck & Co., Inc.
Sigma Capital Group Inc.
Soles Brower Smith & Co.
Stump & Company
The Performance Group
Triangle Capital Partners, LLC (NasdaqNM:TCAP)
Trident Financial Corp.
Trident Securities Inc.

3/21/07

Screening Criteria
1) Business Description: investment bank
2) Industry Classification: Investment Banking and Brokerage
3) Geographic Location: Miami Area

Company Name
BDO Seidman, LLP
Stanford Group Company
Bankboston International
Bk Generalli Llc
Ladenburg Thalmann Financial Services Inc. (AMEX:LTS)
Laidlaw & Company (UK) Ltd.
Calyon Securities (USA) Inc.
Sterling Financial Investment Group Inc.
Barclays Capital
Marshall & Stevens Incorporated
Beta Capital Management L.P.
Clayton Dunning Group Inc. (OTCPK:CGGP)
BroadSpan Capital
Capitalink, L.C.
Davidson Capital Partners
Edison Advisors
First Equity Corp Of Florida, Selected Assets
First Equity Corp. of Florida
International Business Brokerage & Realty, Inc.
Jackson Securities, LLC
Latin World Securities
Pan American Finance, LLC
Pinnacle Partners, Inc.
Stanford Capital Markets
Stephens Cori Capital Advisors
Westminster Securities Corporation
WestPark Capital, Inc.
Zebra LLC

3/21/07

Screening Criteria
1) Business Description: investment bank
2) Industry Classification: Investment Banking and Brokerage
3) Geographic Location: Fort Lauderdale Area

Company Name
Alinian Capital Group, LLC
Newbridge Securities Corporation
Incapital LLC
Dawson James Securities
Emerson Bennett & Associates, Customer Accounts
Emerson Bennett & Associates, Inc.
Farlie, Turner & Co., LLC
GroupNow Inc.
J. Michael Reisert, Inc.
Roan/Meyers Associates
Smith Barney Inc.

3/21/07

Screening Criteria
1) Business Description: investment bank
2) Industry Classification: Investment Banking and Brokerage
3) Geographic Location: New York City Area
4) Business Description: health care

Company Name
Piper Jaffray Companies (NYSE:PJC)
RBC Capital Markets Corporation
ThinkEquity Partners LLC
Cain Brothers & Company, LLC
Carver Cross Incorporated
Daroth Capital Advisors, LLC
EGS Securities Corp.
Jesup & Lamont Securities Corporation
Mercanti Group, LLC
Quadrant Investment Bankers, Inc.
Soleil Securities Group, Inc.

3/21/07

Screening Criteria
1) Business Description: investment bank
2) Industry Classification: Investment Banking and Brokerage
3) Geographic Location: San Diego Area

Company Name
GunnAllen Financial, Inc.
M.L. Stern & Co., LLC
Sagient Research Systems Inc. (OTCPK:SRYS)
Avondale Partners, LLC
Caris & Company
Castle Creek Financial LLC
Concordia Group, The
Corporate Development International
Cove Partners LLC
Granite Financial Group
Janas Associates
M&A Capital Inc.
Matthew Stuart & Co.
Milestone Management
Newman & Associates
Noblemen Group Inc.
Profinance Associates
RA Capital Advisors LLC
Relational Group, LLC
Shoreline Partners LLC
SRS Capital LLC
SVB Alliant
TripleTree
Trumpet Partners, LLC
Venture Management Associates

3/21/07

Screening Criteria
1) Business Description: investment bank
2) Industry Classification: Investment Banking and Brokerage
3) Geographic Location: Saint Louis Area

Company Name
Jones Financial Companies LP LLP
AG Edwards Inc. (NYSE:AGE)
Stifel Financial Corp. (NYSE:SF)
Banc of America Securities LLC
Flagstone Capital, LLC
Marshall & Stevens Incorporated
Huntleigh Securities Corporation
Allegiant Capital Corporation
Bailey Southwell & Co.
Brown Smith Wallace LLC
Bush OaEU(tm)Donnell Smith Capital Services
Century Securities Associates, Inc.
Clayton Capital Partners
Conning & Company
Crown Capital Corporation
DecisionPoint International
Douglas Group
Flagstone Securities, LLC
Jackson Securities, LLC
Kenny Securities Corp.
McCourtney-Breckenridge & Co.
Stann Financial LLC
The Prospect Group, Inc.
Westminster Securities Corporation

3/21/07

1) As I've already stated, each company has a profile on Capital IQ. Within that profile, there is a list of all the locations. In many cases, the list is not comprehensive (or even close). Because this is where the search looks for the geographic criteria, the omissions naturally lead to errors.

2) Capital IQ is extremely objective. One time my boss had me and a couple other interns compile a list of ALL the local companies in our area (think 1000+). After we did the Capital IQ searches, he wanted to know exactly what the area was defined as. You can get this information, but you have to Call Capital IQ, at which point they will happily send you a list of the exact zip codes used for each category.

Also, please be sure to look at the previous pages so as to avoid duplicate searches (ie FL).

Thanks!

3/21/07

could you put up Dubai's list?

Thanks

3/21/07

Could you do a search for these cities?
Thanks.

3/22/07

Tennessee and Kentucky? Thank you so much...you are my hero. Truly

3/24/07

what about Long Island, NY?

3/24/07

Screening Criteria
1) Business Description: investment bank
2) Industry Classification: Investment Banking and Brokerage
3) Geographic Location: Tennessee

Company Name
Merrill Lynch & Co. Inc. (NYSE:MER)
BB & T Corp. (NYSE:BBT)
First Horizon National Corp. (NYSE:FHN)
Stanford Group Company
Duncan-Williams, Inc.
SunTrust Equitable Securities
Wunderlich Securities, Inc.
Avondale Partners, LLC
Bailey Southwell & Co.
Bank Lease Consultants
Brentwood Capital Advisors, LLC
Capital South Partners, LLC
Davis Capital Resources Inc.
FTN Financial Group
FTN Financial Securities Corp.
Harpeth Capital, LLC
J.C. Bradford & Co.
McDonald Investments Inc.
Morgan Joseph & Co. Inc.
Slater & Company
SunTrust Robinson Humphrey Capital Markets
Value Management Group L.L.C.
VelocityHealth Capital Inc.

3/24/07

Screening Criteria
1) Business Description: investment bank
2) Industry Classification: Investment Banking and Brokerage
3) Geographic Location: Kentucky

Company Name
GunnAllen Financial, Inc.
iVisionary
J.J.B. Hilliard, W.L. Lyons Inc.
Jones, Nale & Mattingly PLC

3/24/07

Screening Criteria
1) Business Description: investment bank
2) Industry Classification: Investment Banking and Brokerage
3) Geographic Location: Wisconsin

Company Name
BDO Seidman, LLP
Robert W. Baird & Co.
Ziegler Companies Inc. (OTCPK:ZGCO)
National Exchange Bank and Trust
Valuation Research Corporation
Baird Equity Capital Markets
Cleary Gull, Inc.
Coolstartups.com
Corporate Development International
Corporate Financial Advisors, LLC
Edelman & Co Ltd.
Einhorn Associates Inc.
Emory Business Advisors, LLC
Granville Baird
Jackson Securities, LLC
L. William Teweles & Co.
New Commerce Communications Inc.
Pangaea Partners Ltd.

3/24/07

Just an update - I will be unable to post searches until April 1st. Sorry for the delay.

3/25/07

NO! what about Long Island, NY? :)

3/28/07

What about Dubai??

GV

3/28/07

any in Scottsdale, AZ

4/1/07

can you post a list of regional ibanks in/around memphis?

4/3/07

This is helpful.

4/4/07

Could you get the list for orange county/newport beach/irvine area?

4/8/07

I will post new searches this Thursday (possibly sooner), so get your requests in.

4/9/07

Podunk, AL!

4/14/07

thanks for the lists, very helpful

4/18/07

This list has been very helpful. Are there any Investment Banks in Boca Raton Fl?

4/20/07

where did he go?

4/22/07

North Korea?

4/26/07

I haven't seen any from Columbus, Ohio. Thanks.

4/29/07

cool

5/1/07

Providence RI please

This is a huge help. Thanks so much

5/10/07

How are some of the lists generated? Meaning, i noticed that one of the NYC lists had a LTM revenue criteria to meet. However, I noticed that certain banks are not on certain lists (ex: Sandler O'Neill & Partners in SF).

5/10/07

Thank you.

5/17/07

Anything in Montreal?

5/27/07

Thanks for all your work. Would you mind doing Investment management in CT and in WI?

5/29/07

Miami please

6/1/07

Thanks for all the lists, brilliant idea!

Could you please do one for Australia?

6/6/07

COULD YOU PLEASE PROVIDE INFO FOR THE INVESTMENT BANKS IN INDIA? THANXALOT.

6/7/07

GV

GV

6/13/07

Could you please provide the Kansas City area?

6/13/07

Could you put up Palo Alto and San Francisco?

6/21/07
6/21/07

.

6/23/07

could anybody post boutiques for Austin, Tx?

6/27/07

can someone post boutiques for cleveland, oh?

6/28/07

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