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Stock Broker to AM?
Is it possible to start as a stock broker then transition to AM or HF? I have an interesting opportunity at brokerage firm but I don't necessarily want to be a broker my whole life.
Why would a stock broker go to the bank?
So, I'm just doing some research, and I was curious if stock brokers ever actually go to banks for anything. Given that most of the assets from their investment activity can be automatically transacted online, is there any reason why they would visit a bank for any possible transaction? I'd really...
New to WSO.. discount broker
Wondering if there are any opinions/thoughts regarding online stock brokers? Here is what I think about the job I have a 7 and 63, but my job functions are somewhere between that of a secretary and nursing home assistant. Twenty percent of phone calls I handle are old people who can't figure out...
How much AUM does a $1million a year broker have?
How much AUM does a stock broker that makes $1millon a year have? (considering that he charges 2%in and 2% out, but only gets 65% of th cut. so about 3%)
Stock Broker trick
Hi I am just curious, how can a stock broker get leads? what are some pitch and tricks to get prospectus interested in doing business? and what group of people would be less sensitive and more open to such pitches. What group of people dont generally get these calls alot, and thus make them less...
Recommending what's good for clients?
So if one gets a job in sales, PWM , stock broker, etc, do you actually recommend helpful products to your clients? Or do you just push whatever a research department or selected product you are told to? Do you have any freedom or are you mandated?
Difference b/w sales-trader and stock broker?
What's the difference between an equities sales-trader and a stockbroker? The volume and the types of clients?
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