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Sales & Trading
 

Alternative Asset Private Placement Specialist

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Fully commission-based opportunity for private placement professional with 10+ years experience in institutional sales/marketing and a proven track record of raising capital for alternative investment funds. Candidates should possess active relationships with family offices, foundations, pension funds and other investors in hedge funds and private equity funds. Candidate will also be able to develop relationships with institutional investors sourced from firm's extensive internal database.

Firm is broker/dealer with mandates to raise several hundreds of millions of dollars in private placement capital for a growing pipeline of hedge fund and private equity fund managers. We are offering the right candidate(s) generous placement fees and ongoing commissions.

Requirements:

Compensation: 
Fully commission-based with generous fee split arrangement
Support h1B Visas?: 
No
  • Please login or register to apply
  •  

Muni Sales/Trader

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We are offering qualified candidates a unique opportunity to develop fixed income institutional business utilizing MWBE designation. Philadelphia based firm looking for a Muni Sales/Traders. Access to municipal bond underwritings as selling group member or co-manager. MUST HAVE Series 7 & 63 and existing client base to be considered.

Compensation: 
based on experience
Support h1B Visas?: 
Maybe if qualified
  • Please login or register to apply

Seven Points Capital

hopefulinvestmentbanker's picture
hopefulinvestme...
     
 
(Senior Monkey, 84
 
Points)
 on 4/30/13 at 3:36pm

This firm engages in high frequency trading, institutional trading, prime brokerage, prop trading, and back office services.

FINRA registered broker-dealer. SIPC Registered.

Website: 
Seven Points Capital
contact e-mail: 
[email protected]
# of Employees: 
50-299
Annual Revenue Estimate: 
$10m+
AUM: 
$0-$100m
Locations:
Headquarters
805 Third Ave
New York City, NY, 10022
United States
Phone: (212) 760-0760
See map: Google Maps
Los Angeles
1039 E. Valley Blvd
San Gabriel, CA, 91776
United States
See map: Google Maps

Bernard Herold and Co

hopefulinvestmentbanker's picture
hopefulinvestme...
     
 
(Senior Monkey, 84
 
Points)
 on 4/30/13 at 3:27pm

A financial services firm with a focus in the Capital Markets for retail clients and institutional clients. The firm does syndicate underwritings.

FINRA Registered Broker-Dealer

Website: 
Bernard Herold and Co
contact e-mail: 
[email protected]
# of Employees: 
20-49
Annual Revenue Estimate: 
$10m+
AUM: 
$100-$299m
Location:
Headquarters
805 Third Avenue
New York City, NY, 10022
United States
Phone: 212-371-3950
Fax: 212-758-4967
See map: Google Maps

RR Financial Consultants

rrfinance's picture
rrfinance
      ST
 
(Chimp, 3
 
Points)
 on 4/24/13 at 12:25am

RR Financial Consultants Pvt Ltd is one of the leading online share trading platform, It is an online share trading portal for trading in BSE and NSE stocks in India.

Website: 
Online Share Trading
contact e-mail: 
[email protected]
# of Employees: 
50-299
Annual Revenue Estimate: 
$0-$500,000
AUM: 
$0-$100m
email convention: 
[email protected]
Locations:
India
RR Financial Consultants
47, MM Road, Rani Jhansi Marg Jhandewalan
New Delhi, 110055
India
Phone: +91-11-23636362
Fax: +91-11-23636666

Telsey Advisory Group

fluff head's picture
fluff head
     
 
(Baboon, 137
 
Points)
 on 4/7/13 at 2:26am

Thank you for your interest in Telsey Advisory Group. TAG’s mission is to provide the most relevant, timely, and insightful information on the consumer to help our research, trading, investment banking, and consulting clients make informed, strategic investment decisions.

Website: 
Telsey Advisory Group
contact e-mail: 
[email protected]
# of Employees: 
50-299
Annual Revenue Estimate: 
$10m+
Location:
NYC
535 Fifth Avenue
New York, NY, 10017
United States
Phone: (212) 584-4640
See map: Google Maps
  •  

Auriga USA LLC

monkey89's picture
monkey89
     
 
(Senior Chimp, 23
 
Points)
 on 4/6/13 at 12:08am

Auriga USA, LLC operates full-service institutional fixed income trading desks with state-of-the-art communications technology and trading systems. Through our U.S. corporate parent, Auriga Holdings, LLC we offer a variety of services including whole loan trading and asset management. Through our Spanish affiliate company, Auriga Global Investors Sociedad de Valores, S.A., we offer the ability to trade European equity and fixed income products. We connect electronically to buy-side firms; route orders to multiple points of execution and subsequently route to our clearing firm, Pershing, for settlement.

Website: 
Auriga USA
# of Employees: 
50-299
Annual Revenue Estimate: 
$10m+
AUM: 
$100-$299m
email convention: 
[email protected]
Location:
Headquarters
546 5th Avenue 9th Floor
New York, NY, 10036
United States
Phone: (646) 998-6400
Fax: (646) 278-0288
See map: Google Maps

Sberbank CIB

lumenn's picture
lumenn
     
 
(Chimp, 13
 
Points)
 on 4/3/13 at 12:32pm

Corporate and Investment Banking in Russia

# of Employees: 
200,000-499,999
Annual Revenue Estimate: 
$10bn+
AUM: 
$0-$100m
Location:
Moscow
Russia

EDF Trading NA

titaneo's picture
titaneo
      ST
 
(Chimp, 14
 
Points)
 on 4/3/13 at 12:26pm
Locations:
Houston
United States
See map: Google Maps
Calgary
United States
See map: Google Maps

Macquarie Securities Group

PropMonkey's picture
PropMonkey
     
 
(Monkey, 33
 
Points)
 on 4/2/13 at 11:39am
# of Employees: 
300-999
Annual Revenue Estimate: 
$1bn+
Location:
Hong Kong
Hong Kong S.A.R., China

Hennion and Walsh

southpw45's picture
southpw45
     
 
(Chimp, 13
 
Points)
 on 4/1/13 at 6:14pm

Bond Brokerage Firm

Website: 
www.hennionandwalsh.com
# of Employees: 
50-299
Location:
Waterview Plaza
2001 Route 46
Parsippany, NJ, 07054
United States
Phone: (800) 836-8240
See map: Google Maps

Yes Bank

shreyankjamar's picture
shreyankjamar
     
 
(Chimp, 6
 
Points)
 on 3/27/13 at 12:28pm
Yes_Bank_Logo.svg_.png

YES BANK, India's fourth largest private sector Bank, is an outcome of the professional entrepreneurship of its Founder, Rana Kapoor and his highly competent top management team, to establish a high quality, customer centric, service driven, private Indian Bank catering to the “Future Businesses of India”.

YES BANK is the only Greenfield license awarded by the RBI in the last 17 years, associated with the finest pedigree investors.

Website: 
Yes Bank
contact e-mail: 
[email protected]
# of Employees: 
5,000-19,999
Annual Revenue Estimate: 
$1bn+
AUM: 
$25bn-$50bn
Location:
Corporate Headquarters
Nehru Centre, 9th floor, Discovery of India, Dr. A.B. Road, Worli,
Mumbai , 400 018
India
Phone: +91 (22) 6669 9000
Fax: +91 (22) 2490 0314

Institutional Equity Sales Representative

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A broker-dealer based in greater Philadelphia is seeking to hire an Institutional Equity Sales Representative. Primary responsibilities include the marketing of equity research products, sale of securities in connection with investment banking transactions, coordination of road shows and other marketing events, and administration of client accounts. Candidates must have substantial experience as an institutional sales representative or in a closely related position and be willing to relocate, if applicable, to the greater Philadelphia market.

  • Please login or register to apply

MF Global

seanr15's picture
seanr15
     
 
(Chimp, 3
 
Points)
 on 3/19/13 at 10:23am
mf global

Former Broker-Dealer/FCM that Jon Corzine fleesed for millions of dollars and never got in trouble.

Website: 
MF Global
# of Employees: 
5-19
Exchange: 
OTC
Ticker: 
mfglq
Location:
NYC
717 5th ave
New York, NY, 10022
United States
See map: Google Maps

Fearnley Securities

Working9-5's picture
Working9-5
      ST
 
(Gorilla, 612
 
Points)
 on 3/16/13 at 7:28am
fearnley

Fearnley Securities AS was established in 1987 and is an independent full service investment bank, a member of the Oslo Stock Exchange, and part of the Astrup Fearnley Group. The Group has approximately 300 employees with a strong global presence with offices in 14 strategic locations around the world, including Oslo (HQ), Paris, London, Sopot, Houston, Caracas, Tokyo, Seoul, Beijing, Shanghai, Hong Kong, Mumbai, Bangkok and Singapore.

Website: 
Fearnley Securities
# of Employees: 
50-299
Annual Revenue Estimate: 
$100m+
AUM: 
$100-$299m
email convention: 
[email protected]
Location:
Grev Wedels Plass 9
P.O. Box 1158, Sentrum, OL, 0104
Norway
Phone: +47 22 93 60 00
  •  

American Municipal Securities

llewis813's picture
llewis813
      O
 
(Senior Chimp, 16
 
Points)
 on 3/15/13 at 1:42am
American Municipal Securities

In 1980, we founded a firm built on handshakes and personal relationships.

Our goal was to take the guesswork out of investing, especially retirement planning, so our clients could realize the security of a steady, long-term income stream.

Today, we are recognized as an industry leader in the sale of municipal bonds to individual investors, with a full-service, fixed income trading desk, and complete range of investment offerings.

Our success-and the success of our clients-is thanks to our straightforward approach. We are honest in our dealings and conservative in our methodology, affording us the privilege of serving generations of families we now consider friends.

Website: 
American Municipal Securities
contact e-mail: 
[email protected]
# of Employees: 
20-49
email convention: 
[email protected]
Location:
Business
720 Second Avenue South
St. Petersburg, FL, 33701
United States
Phone: 727.825.0522
Fax: 727.898.1320
See map: Google Maps
  •  

Sales/Trading Internship - Prominent Investment Bank

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Prominent investment bank is seeking qualified candidates for a summer internship program in Sales/Trading. NYC interns will first rotate through a number of desks on the trading floor as well as the research and investment banking divisions. At the conclusion of the rotation, the interns will be able to focus their efforts on individual desks and take on projects assigned to them by the relevant desk heads. Risk Arb, Equity Derivatives, Cash Equity, ETF, International are some of the various groups you might be involved with. This will be a paid internship*

Requirements:

1. Be available to be at our office by 6:45am from June 3rd - July 26
2. We are looking for students going into their Junior or Senior year, MBA or grad students welcome
3. Outgoing & Hard working is a must

Compensation: 
Paid Internship
Support h1B Visas?: 
No
  • Please login or register to apply
  •  

Sberbank

SearedSalmon's picture
SearedSalmon
     
 
(Monkey, 50
 
Points)
 on 3/14/13 at 11:20am
sberbank

Sberbank of Russia is the largest bank in Russia and CIS. The founder and principal shareholder is the Central Bank of Russia, which owns 50% of the Bank's authorized capital plus 1 voting share. The rest of the shares are held by international and domestic investors. The Bank's ordinary and preferred shares have been publicly traded in Russia since 1996, and the American Depositary Shares (ADS) were listed on the London Stock Exchange, admitted to trading in Frankfurt Stock Exchange and over the counter in the US.

Website: 
Sberbank
Location:
19 Vavilova Street
Moscow, MOS, 117997
Russia
  •  

Divine Capital Markets

downthestreet's picture
downthestreet
     
 
(Senior Monkey, 70
 
Points)
 on 3/12/13 at 10:24pm
divine capital

Divine Capital Markets is an Institutional Broker Dealer providing domestic and international trading, fundamental equity research and investment banking services.

Since 2001, we have been providing pathways to asset growth by partnering with our clients through our advocacy in the markets, capital introductions and thematic research entitled Efficiency 3.0. We hold ourselves to the highest standards of ethics and transparency as we proudly service institutions, pension funds, hedge funds and select accredited investors.

We believe communication is tantamount to the success of our clients and our team. Our entrepreneurial and collaborative culture keeps our team on the bleeding edge of information, technology and service. Divine Capital Markets is a WBENC certified Woman-Owned firm.

Website: 
Divine Capital Markets LLC
# of Employees: 
20-49
Location:
39 Broadway, 36th Floor
New York, NY, 10006
United States
Phone: 212.344.5867
See map: Google Maps

Skandinaviska Enskilda Banken SEB

acui.college's picture
acui.college
      ST
 
(Monkey, 33
 
Points)
 on 3/12/13 at 4:47pm
seb

SEB is a Swedish financial group for corporate customers, institutions and private individuals with headquarters in Stockholm, Sweden. Its activities comprise mainly banking services, but SEB also carries out significant life insurance operations and also owns Eurocard. The bank was founded by and is controlled by the powerful Swedish Wallenberg family through their investment company Investor AB.

Website: 
SEB Group
# of Employees: 
20,000-49,000
Annual Revenue Estimate: 
$5bn+
AUM: 
$100bn+
email convention: 
[email protected]
Exchange: 
OMX
Ticker: 
SEB
Locations:
New York Office
245 Park Avenue, 33rd Floor
New York, NY, 10167
United States
Phone: 12129074700
See map: Google Maps
Headquarters
Kungsträdgårdsg 8
Stockholm, SE-106 40
Sweden
Phone: +4687635000

Euro Pacific Canada

Mithras264's picture
Mithras264
      ER
 
(Monkey, 30
 
Points)
 on 3/12/13 at 3:25pm
euro pacific canada

Euro Pacific Canada is a full service IIROC registered brokerage headquartered in Toronto, Ontario and specializing in foreign markets and securities. Our investment strategy follows advice laid out by Euro Pacific Capital’s† Chief Global Strategist, Peter Schiff, an internationally recognized economist and financial analyst. Through their Euro Pacific investment consultants, our clients receive advice about foreign securities that may simply not be offered by discount brokerage firms. See The Euro Pacific Advantage.

Website: 
Euro Pacific Canada
# of Employees: 
50-299
Annual Revenue Estimate: 
$5m+
AUM: 
$3bn-$5bn
Location:
130 King Street West
Toronto, M5X 1A9
United States
See map: Google Maps
  •  

Mosaic Finance

azerty91's picture
azerty91
     
 
(Chimp, 3
 
Points)
 on 3/12/13 at 3:09pm
mosaic finance

Mosaic Finance is an independent investment firm.
(Approved by the CECEI on September 25, 2009, Interbank code 18973)

Mosaic Finance is approved to conduct the following investment services in the major European financial markets:

• Proprietary trading.
• Third party dealing.
• Réception and transmission of orders.

in the three following asset classes :

• Equities.
• Bonds.
• Derivatives products.

The capital stock of Mosaïc Finance is 12 000 000 euros.

Website: 
Mosaic Finance
contact e-mail: 
[email protected]
Location:
Paris
58 Avenue
Marceau, J75, 75008
France

Knight Capital Group

thundercat3307's picture
thundercat3307
      CF
 
(Senior Chimp, 24
 
Points)
 on 3/12/13 at 3:03pm
knight

Knight Capital Group is a global financial services firm that provides access to the capital markets across multiple asset classes to a broad network of clients, including buy- and sell-side firms and corporate issuers.

The firm engages in market making and trading across global equities, fixed income, foreign exchange, options and futures. Knight is the leading source of liquidity in U.S. equities among all securities firms across NYSE- and NASDAQ-listed stocks, ETFs and Over-the-Counter Bulletin Board (OTCBB) securities.

Website: 
Knight Capital Group
# of Employees: 
1,000-4,999
Annual Revenue Estimate: 
$1bn+
AUM: 
$500m-$999m
email convention: 
[email protected]
Ticker: 
NYSE: KCG
Location:
Main Headquarters
545 Washington Blvd
Jersey City, NJ, 07310
United States
Phone: 201.356.1529
See map: Google Maps
  •  

Daiwa Securities Group

leeda0813's picture
leeda0813
     
 
(Chimp, 13
 
Points)
 on 3/12/13 at 10:45am
daiwa

Daiwa Securities Group is Japan's second largest securities brokerage after Nomura Securities. Major group members include Daiwa Securities Co.Ltd., which offers retail services such as online trading to individual investors and investment banking services in Japan as well as Daiwa Capital Markets, the firm's international investment banking arm (with a presence across Asia, Europe and North America) that provides M&A advisory, sales and trading services in a variety of financial products to corporate and institutional clients. Other group companies provide asset management, research and private equity fund services.

Website: 
Daiwa Securities Group
Locations:
Seoul
10 Gukjegumyung-ro 21FL, One IFC
Seoul
South Korea
32 Old Slip
New York, NY, 10005
United States
See map: Google Maps
Grand Tokyo North Tower 1-9-1 Marunouchi
Chiyoda-ku, 13, 100-6751
Japan

Woori Financial Group

Monkey in Acquisitions's picture
Monkey in Acqui...
      CF
 
(Baboon, 117
 
Points)
 on 2/4/13 at 4:53am
woori financial

Woori Financial Group was established as Korea's first financial holding company in April 2001 to keep pace with the global trends and evolve as a global player with world-class competitiveness.

Since its launch, the Group has achieved remarkable growth in the banking business thanks to the consolidated performance of banking subsidiaries, and continued to expand its non-banking businesses through mergers and acquisitions and jlint investments. As a result, the Group became the Korea's representative financial group.

Website: 
Woori Financial Group
# of Employees: 
20,000-49,000
AUM: 
$15bn-$25bn
Exchange: 
KRX
Ticker: 
053000
Location:
20F 203 Hoehyeon-dong 1-ga Jung-gu
Seoul, 100-792
South Korea
Phone: +82-2-2125-2000
  •  

The Principal Financial Group

meersman's picture
meersman
     
 
(Chimp, 13
 
Points)
 on 1/22/13 at 9:16pm

Principal Financial Group is a global financial services company headquartered in Des Moines, Iowa. Principal Financial Group (The Principal) provides a wide range of financial services including retirement solutions, insurance, and investment and banking products through offices in 18 countries throughout Asia, Australia, Europe, Latin America and North America. As of March 30, 2012, Principal Financial Group has $364.1 billion in assets under management and serves some 17.3 million customers worldwide

Website: 
Principal
# of Employees: 
5,000-19,999
Annual Revenue Estimate: 
$5bn+
Exchange: 
NYSE
Ticker: 
PFG
Location:
Principal Financial Group HQ
711 High St
Des Moines, IA, 50392
United States
Phone: 18009863343
See map: Google Maps

Senior Business Analyst

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Our client, an investment firm located in New York, NY, is seeking a Senior Business Analyst.

The individual will be performing business analysis to assist our FX Cash and Derivatives team. The candidate will be responsible for all phases of the development cycle in order to implementing key components. This includes analysis and document of the requirements, functional specification, development of test scenarios and cases, and participating in test cycles thru solution delivery.

•Work with business and development team to develop and document business and functional requirements

•Work with development team to convert business and functional requirements to technical specifications.

•Assist in development and implementation of test strategies and UAT cycles.

  • Please login or register to apply
  •  

Bank of New York Mellon

nam24's picture
nam24
     
 
(Senior Chimp, 23
 
Points)
 on 12/16/12 at 10:32pm

BNY Mellon is a global investments company dedicated to helping our clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, we deliver informed investment management and investment services through our client-focused efforts in 36 countries and more than 100 markets. Our insight is backed by our unique perspective that comes from having over $26.2 trillion in assets under custody and administration, and over $1.4 trillion in assets under management. Whether our clients are looking to create, trade, hold, manage, distribute or restructure investments, we can act as a single point of contact for our clients' investment needs. We want our clients to succeed.

Website: 
Bank of New York Mellon
contact e-mail: 
[email protected]
email convention: 
[email protected]
Exchange: 
NYSE
Ticker: 
BK
Location:
One Wall Street
New York, NY, 10286
United States
See map: Google Maps

Trade Floor Support Specialist

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We are currently seeking a Trade Floor Support Specialist for our New York Office.

Job Summary:

The firm is looking for a Trade Floor Support Specialist to join their New York based Operations and Technology team. The Trade Floor Support Specialist will be responsible for application/systems support for our buy-side trading desk. This individual will also be responsible for bug and issue tracking with various vendors and participate in all trading and order management system upgrades. The Trade Floor Support Specialist will report directly to the Application Development Head.

Key Responsibilities and Duties Include, but not Limited to:

Ideal Qualifications and Experience:

Compensation: 
salary + bonus
  • Please login or register to apply
  •  

Equities Syndicate Trader

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The Position
We are currently seeking an Equity Trading Syndicate Trader. The position will be based in our Boston office, report to the Manager of Global Equity Syndicates and be primarily focused on working in a team environment that research, inform and process all IPOs, Secondary, Blocks and Reverse Inquiries globally. The position will be a point of contact for all pre-soundings within the Equity complex.

Principal responsibilities will include:
• Managing the flow of information and orders associated with all syndicate related issues.
• Gathering and disseminating market and sector information to appropriate Investment personnel;
• Performing market and security relative value analysis;

Compensation: 
salary + bonus
  • Please login or register to apply
  •  

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I used to work with a guy that had everything on the surface, but absolutely nothing inside. The guy was 6 feet tall, good-looking, charismatic, multi-lingual, graduated from a top business school, and had made MD at a bulge bracket investment bank. Yet he couldn’t remember the last time he...
How to Develop a Personality
<em>Mod note (Andy): we vetted this user to confirm his identity/status and yes in fact he is who he says he is, and is eager to answer your questions :)</em> Bio: I decided to join WSO to help both students and young professionals advance in their Finance careers, whether that be...
I'm an MD and I run the Sales division: Ask Me Anything
For better or for worse, there’s a very unique feeling when everything goes completely according to plan yet nobody seems to care or notice. Such is the case with our favorite company of the moment, Tesla Motors. For those unaware, TSLA has rocketed upwards since its Q1 earnings release,...
A Perfect Storm
I'm currently a Private Equity Analyst in Shanghai, China. Academically, I graduated from a target school majoring in Economics and Chinese. I also spent my time at college as the president of an on-campus student organization related to Finance and Economics and a volunteer for a local...
Ask me anything… I'm a Private Equity Analyst in Shanghai
You've just gotten that promotion and now you're in charge of a small team. Congratulations! And welcome to middle management. All the hard work and the knowledge you've developed about everything your firm does these past few years has been noticed. But, now you have a small...
7 Things I've Learned About Being A Manager
Assuming that you have access to no financial products such as FactSet, Bloomberg, CapitalIQ, Thomson or otherwise, thought it would be helpful to give a step by step guide on how to ramp up on a new company from your home computer. Using FaceBook as an example. Lets go ahead and start with the...
Basic Guide Ramping Up On A Company With Public Information (Part 1 of 3)
Fellow Primates, We are looking for 1-2 students on each campus to help WSO in its sales efforts to student clubs/career centers, and overall promotion at your school both online and on the ground. Below is a description of the position and benefits...thanks in advance for your help! <a...
WSO is Looking for Campus Reps For Summer/Fall 2013 (and beyond)
<em>“You know, In The Flesh,”</em> a WSO monkey told me at a recent Happy Hour, <em>“that gentleman’s book is the real deal. I ordered that shit on Amazon as soon as I read your review. It’s so right, man. I want to be like that: keep my word, honor my commitments, be...
Being A Gentleman, Revisited
<em>Mod Note: This is a syndication from Jared's Daily Dirtnap daily market newsletter. WSO readers qualify for a $100 discount...just email [email protected] and mention "WSO Monkey Discount" You can follow Jared on twitter at @dailydirtnap</em> There I go...
In Praise Of High Interest Rates
<em>Mode note: Blast from the past - "Best of Eddie" - this one is originally from December 2010.</em> Monty09 may have gotten the best plug yet for his <a href="http://energyrodeo.com/">Energy Rodeo</a> in Houston next month, and it came from none...
New York vs. Houston
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