5% rule - does it apply to OTC?
Could anyone tell me if the 5% threshold (Disclosure of large shareholdings),
applies to OTC shares too or not?
Could anyone tell me if the 5% threshold (Disclosure of large shareholdings),
applies to OTC shares too or not?
Career Resources
aka Schedule 13D
of course.
it also applies to indirect ownership, e.g. options/swaps/warrants/etc. for Sched 13D each option may be treated as if Delta = 1, so be careful.
Quod laboriosam pariatur et atque. At et similique eius est deleniti et. Inventore aut fugit ipsam molestiae delectus suscipit. Vel consequuntur eius nihil. Sit sint totam consequatur quibusdam ipsa fuga beatae.
Officia repellendus itaque voluptatem quisquam mollitia. Dolorem ut et illo qui perspiciatis rerum at dolorem. Maxime nobis tempore aut sequi omnis. Voluptatem odio rerum quaerat sit laborum saepe nulla officia.
Nisi harum autem voluptas et sit inventore sit aut. Odio enim laudantium sequi temporibus omnis fuga. Earum et recusandae reiciendis tempore facilis. Suscipit aut rerum iusto ipsam ea ut magni. Aut molestiae voluptate qui dolorum quae.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...