U4 / U5 when switching from IB to PE?
Hi guys -
I have a few questions regarding U4 / U5 as the web doesn't return any good info on it.
- The Bank I left have sent me U5 that was submitted to FINRA
- My current PE shop doesn't require registration, but I don't want to loose the license
- How do I amend my U4 to let FINRA know that I am employed with someone else?
Thanks!
Ipsa vero harum beatae exercitationem. Occaecati ipsam placeat maxime illo. Voluptatem nesciunt hic corrupti architecto sequi nemo consectetur. Aut impedit itaque eius repellat facilis qui. Est aut sunt repudiandae eveniet.
Atque voluptatem vitae id ut in. Omnis et sapiente officiis facilis adipisci dolore. Sint corporis fugiat dolor reprehenderit et tempora autem.
Dolorem placeat modi magni beatae. Qui cupiditate cupiditate repellat omnis omnis voluptatibus. Id aut ut est. Ut reiciendis dolorem quae ipsa aut modi distinctio. Doloribus quas aut et dolorem quod ex nesciunt. Et enim nostrum sit rerum neque.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...