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  2. I am trying to take the Series 7 and 66 a year from now and have started studying. I have been looking for a FINRA firm to sponsor me, does anybody know which firms are easier to get sponsorship from? I am still in college and want to have this designatio ...

    39 comments19 Jun 2018 -

  3. I've seen a lot of bankers with all three certifications. Is that because you need all three or most likely because they already had Series 7 & 63 and then had to pick up 79 later? finra license ...

    8 comments17 Jan 2013 -

  4. Series 79 & 63

    Investment Banking

    Hey all, I am looking for a way to get sponsored for the Series 79 & Series 63 exams because I'm trying to get an Analyst position in M&A. I have finance experience and want to get 79 & 63 licenses to improve my chances of landing an I-Ba ...

    6 comments27 Mar 2011 -

  5. Quick question: can a bad credit rating disqualify you from getting a Series 7 or 79 license? TIA Investment Banking finra license ...

    4 comments26 Jun 2011 -

  6. Licenses for the buyside?

    Private Equity

    Hey Guys, I was wondering what license is required to raise funds? I believe the Series 7 is for the sell side- to sell securities, but which one is required to actually approach investors to ask for capital or any other relevant license for the buyside? ...

    2 comments1 Apr 2015 -

  7. FINRA License Requirements

    New User Introductions

    I work in the energy industry as an expert on new technologies and am often asked to represent these companies to investors for both project finance and holding company equity raises. Can anyone tell me the broker licenses required to do this without bein ...

    9 Mar 2015 -

  8. Hello All. I am happy to join this forum. I am the co-principal of American Investment Training- A Securities License Training Company. I have personally trained (in the past 15 yrs) tens of thousands of brokers for their Series 7 etc. I am also an affili ...

    21 Jul 2014 -