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Any tricks to keep series 7/86/87 licenses?
Anyone know any methods for keeping FINRA licenses? I've heard that if you are not employed by a FINRA firm for two years, your licenses expire and you would need to retake all of them. I'm working in a different industry at the moment, but would like to move back into equity research at some point...
Series 7 Expiration
Would like the forum's input on the following: * Left an advisor role at Merrill on January 2014. When does my S7 / S66 license expire? * Can I take the CE independently (without a firm)? Appreciate all help.
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