A few days ago compliance came to me for some trades I made, which I disclosed for pre-approval but I only told them the number of shares and other basics. My question is how did they get access to other details of the execution such as date and time?
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| +747 | BOFA ALREADY TRYING TO COVER UP THEIR TRACKS | 75 | 1h | |
| +479 | This is a dark day for Wall Street. | 30 | 8h | |
| +164 | Big Layoff at Barclays - 5/1/24 | 87 | 2h | |
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| +72 | Sleeping on Jefferies??? | 35 | 1d |
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When you were hired you agreed to have your broker send duplicate transaction info to compliance and FINRA
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