06/20/2007 Franklin Bank Corporation 3.55 % FBTX $24,999,989 Common Stock - Shelf Sale (Registered Direct)

04/12/2007 American Oil & Gas Inc. FA 6.00 % AEZ $28,506,603 Common Stock - Shelf Sale (Registered Direct)

03/30/2007 Health Benefits Direct Corporation 7.00 % HBDT $11,250,000 Common Stock

02/28/2007 MPLC, Inc. 7.51 % MPNC $10,000,800 Convertible Preferred Stock

01/30/2007 MPLC, Inc. 7.50 % MPNC $6,500,000 Convertible Preferred Stock

01/12/2007 Kreido Biofuels, Inc. 3.13 % KRBF $24,749,996 Units (Common Stock + Warrants)

 

small, regional player I believe based in...texas was it?

located at: 527 madison avenue 14th floor, new york, ny 10022

 

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