Series 7 Prep materials question
VC
Tags:
(Baboon, 143
Points)
on 11/28/08 at 1:02am
Decided to make a move from the more technical side of the business to something more sales oriented, PWM. Where can I acquire materials to begin studying for the Series 7/63 licenses? Preferably, something that will get me up to par in about 1-2 weeks(ibank/summer analyst type books).





i dont know what could get
i dont know what could get you up to par that fast
some of the material is tedious (account opening, legal issues etc...) but if you have been on the technical side, you should know most of the option/bond items which cover the majority of the test.
Other parts are basic economics.
Ill pm you some resources.
Just to be certain, your
Just to be certain, your company has approved your sponsorship to take the series 7/63 right? To register, you need to have your firm fill out the U4 form for you to apply to be a registered rep. A lot of the material is specific to the series 7/63 (many holders never use the account opening or state specific investment advisor questions in the rest of their career). A week or two of dedicated study is sufficent to pass the series 7/63. A month of part-time studying should be fine. If you study too early, you will forget much of the material when it comes to test day.