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Investment Banking Managing Director
Investment Banking Managing Director
New mentor!
Member since 2026
  • Miami
About the mentor

I have years of experience inside FINRA- and SEC-regulated investment banks as a senior executive, working directly alongside investment bankers, senior management, legal teams, and regulators.

Over my career, I’ve served as Chief Compliance Officer and Chief Operations Manager at these firms, where I oversaw 40+ bankers, managed regulatory exams, approved transactions and communications, and built the infrastructure that allows deals to get done without blowing up the firm. I hold Series 7, 24, 63, 79, and 99 licenses, giving me a rare, full-spectrum view of both the front-office and control-side of investment banking.

What makes my mentorship different is perspective. I’ve reviewed thousands of banker communications and marketing materials. I know what actually raises red flags, what firms look for when hiring and promoting analysts and associates, and where candidates unknowingly sabotage themselves during recruiting or early in their careers.

What is WSO Academy?

Intense 12-week program to dramatically improve your odds at landing a high finance offer.

  • Lifetime access to exclusive networking resources and support community to help you land interviews.
  • 300+ hours of courses to train and polish your skills to help ace your interviews.
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Why Anonymous?

Some of our mentors are forced to be anonymous due to firm policies or personal preference. Anonymity allows us to i) source the best mentors from the top companies in the world ii) allows them to be honest and give you amazing insight into the industry and firms.

Frequently Asked Questions

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