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LLM graduate looking for securities regulation compliance jobs
I am recent LLM law graduate from NYU with interest in compliance jobs in financial markets industry. I have good understanding of different financial securities. Would like to work in the compliance roles involving working with the SEC, FINRA, MSRB regulations etc... What is a good introductory...
FINRA Financial Industry Regulatory Authority
The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator for all securities firms doing business in the United States. FINRA's mission is to protect America's investors by making sure the securities industry operates fairly and honestly. All told, FINRA oversees about...
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