Caris & Company is a research-driven boutique investment bank created by a diverse group of highly experienced Wall Street professionals. We are founded on the basic principle that it is time for Wall Street to be represented by a different type of organization: one that offers objective, conflict-free research, an intense focus on customer service, broad institutional coverage, and an unwavering commitment to strengthen our financial clients' portfolios and to create value for our corporate clients. Quite simply, our goal is to generate solid investment ideas for our institutional clients and to provide highly-personalized capital-raising and financial advisory services to our small-cap and middle market corporate clientele. We offer a unique and iconoclastic research perspective on large, mid, and small capitalization companies in four growth-oriented verticals: Technology, Health Care Consumer, and Energy .

In each vertical we help our clients to understand first the "Big Picture” – those fundamental trends that will impact an industry sector for months and years to come. We then integrate those trends with our perspectives on affected individual companies, thereby providing invaluable insights to our investment clients with which they can more successfully position their portfolios. Accordingly, our research is written to address the needs of the longer term investor having a minimum of a 12-month time horizon. Deep domain expertise and alpha generation comprise the foundation of our research analysis. Our equity research ideas are never instigated because of banking relationships; rather, we impartially develop cutting-edge information that is disseminated by one of Wall Street's most knowledgeable sales and research staffs.

Caris & Company operates seamlessly, whereby each client benefits from the knowledge and experience of the entire organization. Ever since our founding in 2002, we have been working towards changing for the better the way business is done on Wall Street. Today, we are a growing team of dynamic, highly responsive financial and industry veterans and future stars, all fully committed to that vision.

Welcome to a new type of Wall Street firm. Welcome to Caris & Company.