Cato Capital LLC is a FINRA-member broker-dealer dedicated to providing premier investment banking services to emerging growth companies and to discovering opportunities for our network of institutional and high-net-worth investors seeking to earn outsized risk-adjusted returns in top-tier hedge funds and other alternative investments.

Cato’s Investment Banking specialties include:

Recapitalization of Community Banks Public and private mergers and acquisitions Corporate recapitalizations and restructurings Private Investments in Public Equity (“PIPEs”) Credit facilities for asset-backed financing Cato’s Hedge Fund and Alternative Investment Services join institutional investors and high-net-worth individuals with alternative investments including hedge funds that we believe possess the following characteristics:

Potential to generate out-size risk-adjusted returns in areas other than conventional stock and bond management Culture of integrity Easily explainable strategies Operational excellence Disciplined investment process Comprehensive risk control Audited performance High level of transparency Management experience in a variety of market conditions Management meaningfully invested in their strategies High level of client service