Wellington Shields and Co

Annual Revenue Estimate: $10m+

AUM: $2bn-$3bn

Email Convention: NA


Overall Ranking (55%)

The Overall Ranking is a score from 1 star (very bad) to 5 stars (excellent) generated based on the Company Reviews of current and former employees at this company, taking everything into account.

The number you see in the middle of the donut pie chart is the simple average of these scores. If you hover over the various sections of the donut, you will see the % breakdown of each score given.

The percentile score in the title is calculated across the entire Company Database and uses an adjusted score based on Bayesian Estimates (to account for companies that have few reviews). Simply put, as a company gets more reviews, the confidence of a "true score" increases so it is pulled closer to its simple average and away from the average of the entire dataset.

The Overall Ranking is generated based on the Company Reviews.

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Company Details

Wellington Shields & Co. LLC was formed in 2009 by combining H.G. Wellington & Co. dating back to 1925 and Shields & Company founded in 1982. It is a New York Stock Exchange member firm providing full service brokerage to institutions and high net worth individual and family accounts.

Its mission and tradition is:

To provide a relationship oriented brokerage firm that is client centric and not transaction driven.
To act as a fiduciary in representing our clients and as an agency advocate eliminating conflicts of interest.
To deliver cost effective qualitative investment solutions that seek to increase wealth, preserve capital and reduce taxes.




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140 Broadway, New York, NY, 10005, United States


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