What is your firm's compliance policy for PAs?

Can buy and sell ETFs with 30 names and no name >20% of holdings + get approval for up to 3 buys/sells of single stock names per month

302 WSO Academy Sales & Trading Session Reviews: 4.86/5

Adelphi University

Class of '23 Nov 2026 Cohort

5.00/5

Sales & Trading LinkedIn Review

“As a career change applicant I was unsure if my linkedin was ready. Im happy to say that Brandon was not only encouraging but was also able to explain what on my linkedin worked and what needed adjusting. I would gladly work with Brandon again and recommend him to anyone else interested in sales and trading or hedge funds. ”

Class of '28 Nov 2026 Cohort

4.85/5

Sales & Trading Career Roadmap (optional)

“Had an incredible call with Markus, he really dug deep into the micro and the macro of what exactly i need to do in order to get the edge on other candidates. I really enjoyed his direct way of speaking as I learn best from blunt feedback. He has given me a lot to think about in terms of what i can do on a day to day basis which i really needed. Even though the first call did not happen as he missed it, he was very open as to why and I didn't feel like it was forced so i really do appreciate that.”

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1 Comments

rvsty

PE

2mo

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Authored by: Certified Private Equity Professional - 2nd Year AssociateCertified Private Equity Pro

+9	From Sydney to Global Exchanges: A Fresh Perspective on Australian Dollar Forex Markets	0	4h
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+8	Non-Compete When Moving from a Commodity Trading House to HF	4	1d

1	redever	99.2
2	kanon	99.0
3	BankonBanking	99.0
4	Secyh62	99.0
5	DrApeman	98.9
6	CompBanker	98.9
7	Betsy Massar	98.9
8	dosk17	98.9
9	GameTheory	98.9
10	Kenny_Powers_CFA	98.8

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What is your firm's compliance policy for PAs?

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