Financial Industry Regulatory Authority (FINRA)

The Financial Industry Regulatory Authority (FINRA) is a regulatory entity in the US with responsibility for regulating dealings between broker-dealers and investors. It is a non-governmental organization that was created after the merger of the National Association of Security Dealers and the NYSE committee for regulation.

Free Resources

To continue learning and advancing your career, check out these additional helpful WSO resources:

• Retained Earnings
• Fraud Triangle
• Accounts Receivable Turnover Ratio
• Marginal Cost Formula
• Nash Equilibrium