13 Comments
 

For 79 I spent a good 4 days of real studying and if you just do the 750 Knopman practice questions you will 100% pass. I’m sorry I can’t give more detail but I forgot everything the next day, it was that easy and crammable. More “recognition” than recall.
 

I thought the 63 was a little trickier and far more “recall” than “recognition”. On that one make sure you know the exempt Securities, exempt transactions, the rules for registration for Broker dealers/agents/IA/IARs, as well as all the common ethical practices, and also know the jurisdiction of the Administrator really well because there were 4-5 questions on that for me. Do the 500 Knopman questions and memorize the flow charts and you’re good to go. Godspeed brethren.

 

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