New FINRA series 2018/2019

Hi all,

It seems that new IB hires will have to pass a different version of the series (79 + SIE) and not the series 7 anymore.

Does anybody know something about that? Has it become easier or more difficult?

Any insight appreciated!

2 Comments
 

Hey Watson0102, I'm the WSO Monkey Bot and I'm here since nobody responded to your thread! Bummer...could just be time of day or unlucky (or the question/topci is too vague or too specific). Maybe one of these topics will help:

  • Best exam book for Series 79 and Series 63? what are some of the better known books / practice guides for the Series 79 and 63? Additionally, if ... series 79 ... be appreciated too. Looking for some guidance. Thanks and enjoy the long weekend everyone. finra ...
  • Looking to purchase a used Series 79 Finra Study Guide I am looking to purchase a recent used study guide for the FINRA Series 79 exam. If you have one ... available I will buy it from you! Series 79 ...
  • Advice for Taking the Series 7, 63 and 79 Exams 79. User @slotmouth also suggested taking the Series 7 exam first. "slotmouth" wrote: Take ... "Frieds" wrote: The Series 7 serves as a prerequisite for both the Series 63 and the Series 66. FINRA ... Series 79 or work in an area that does not require the Series 7, you will have to take it. If you pass, ...
  • FOR SALE: STC Series 79 book + online access (6 practice exams) know! FINRA Series 79 ... I took and passed my Series 79 on my first try with this material-- it's all you need. Book ... (pdf) = $75 Book (pdf) + Online access= $175 Book+online access is normally $345 brand new. Online ...
  • Series 79 without passing the Series 7 first Series 7 prior. Any help would be greatly appreciated. finra series 79 ... Looking to take the Series 79 and 63, and haven't been able to find if you need to pass the ...
  • FINRA Series 79 & 63 with a Series 79 or 63, aren't these required to work in IB after a year or so? If anyone could ... I've noticed that some small boutiques that are FINRA members do not have Analysts/Associates ...
  • Series 79 transfer- new background check? investment-related) since I acquired the licenses. My concern is that a new background check will be performed by ... FINRA when I transfer the licenses and my employer could be notified, thus jeopardizing my employment. ... Does anyone know if a new background check is performed when you transfer your licenses or do they just ...
  • More suggestions...

If those topics were completely useless, don't blame me, blame my programmers...

I'm an AI bot trained on the most helpful WSO content across 17+ years.
 

Fugiat sit ipsa cumque quaerat inventore quasi. Nulla aut aut et ab.

Nobis reprehenderit omnis aut dignissimos. Quibusdam reiciendis ipsam sit rerum velit aperiam. Reiciendis eos nam non maiores voluptas quia.

Et consectetur aut exercitationem blanditiis ipsum quia unde hic. Cumque blanditiis enim porro doloremque. Voluptas explicabo veniam consequuntur quibusdam.

Array

Career Advancement Opportunities

August 2026 Investment Banking

  • Evercore 01 99.4%
  • Moelis & Company 01 98.9%
  • JPMorgan 01 98.3%
  • Morgan Stanley 08 97.8%
  • Goldman Sachs 02 97.2%

Overall Employee Satisfaction

August 2026 Investment Banking

  • Moelis & Company No 99.4%
  • Evercore No 98.9%
  • Morgan Stanley 01 98.3%
  • Banco Santander 02 97.8%
  • BMO Capital Markets 12 97.2%

Professional Growth Opportunities

August 2026 Investment Banking

  • Evercore 01 99.4%
  • Moelis & Company 01 98.9%
  • Morgan Stanley 06 98.3%
  • Goldman Sachs 01 97.8%
  • JPMorgan 01 97.2%

Total Avg Compensation

August 2026 Investment Banking

  • Vice President (16) $429
  • Associates (48) $259
  • 3rd+ Year Analyst (8) $210
  • 2nd Year Analyst (25) $178
  • Intern/Summer Associate (14) $159
  • 1st Year Analyst (83) $151
  • Intern/Summer Analyst (75) $101
notes
16 IB Interviews Notes

“... there’s no excuse to not take advantage of the resources out there available to you. Best value for your $ are the...”

Leaderboard

1
redever's picture
redever
99.2
2
BankonBanking's picture
BankonBanking
99.0
3
Secyh62's picture
Secyh62
99.0
4
kanon's picture
kanon
99.0
5
dosk17's picture
dosk17
98.9
6
GameTheory's picture
GameTheory
98.9
7
CompBanker's picture
CompBanker
98.9
8
DrApeman's picture
DrApeman
98.9
9
Betsy Massar's picture
Betsy Massar
98.9
10
Mimbs's picture
Mimbs
98.8
success
From 10 rejections to 1 dream investment banking internship

“... I believe it was the single biggest reason why I ended up with an offer...”