Does anyone have any insights/ experiences in selling stocks for the purpose of clearing the account (or by accident) when starting the job and the compliance has reached out?
How did you explain? What would you suggest in explaining. Your insights will be much appreciated!!!
FYI works in BB (if it helps)
| +134 | Do people still want to go PE? | 39 | 3h |
| +108 | UBS Tech layoff | 48 | 6h |
| +95 | UBS’s M&A BANKERS ARE DOING TERRIBLY. $200M EXTRA IS BEING CUT | 22 | 6h |
| +44 | How do YOU manage networking requests? | 9 | 7h |
| +37 | Lazard hirevue | 11 | 2d |
| +37 | What Differentiates the Best Analysts as AI Improves? | 9 | 2d |
| +33 | MBB Pay Raises | 22 | 46m |
| +32 | Cornell Club T10 Rankings (UPDATED 10/2026) | 19 | 7h |
| +31 | Quitting After First 4 months | 11 | 2h |
| +30 | Are target prospects getting dumber? | 12 | 5h |
Career Resources
Get instant access to lessons taught by experienced private equity pros and bulge bracket investment bankers including financial statement modeling, DCF, M&A, LBO, Comps and Excel Modeling.
Aut autem explicabo ea cumque. Facere consequatur numquam neque aliquam enim expedita repudiandae. Laborum omnis doloremque quia laudantium odio. Porro quia voluptatum quia magnam. Aut in labore labore ea veniam voluptatem. Qui vel id sit et corporis.
Sit similique quo inventore rerum ratione. Dolores aut iste cumque laudantium et. Velit quasi porro cum. Qui maxime nostrum eos dolorem.
Distinctio doloribus id velit amet optio aut et. Ea dolores esse officiis accusantium. Quia harum odio veniam. Voluptas adipisci ullam voluptatem numquam similique molestias accusamus. Eveniet aut ipsam dolore dolore voluptatem assumenda asperiores.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...