(plz help) sold stocks without pre-clearance as a new FT in IBD, how should i explain

Does anyone have any insights/ experiences in selling stocks for the purpose of clearing the account (or by accident) when starting the job and the compliance has reached out? 

How did you explain? What would you suggest in explaining. Your insights will be much appreciated!!!

FYI works in BB (if it helps)

1 Comments
 

Est maiores impedit et harum. Asperiores consequatur enim qui facilis eum. Quaerat sit tempore officia expedita animi omnis. Esse ab amet sunt hic vitae debitis cum. Ut debitis voluptatibus tempore vel eum sunt illum. Illum et ut et ut.

Sed veniam corrupti eos. Assumenda et earum asperiores laudantium consequatur totam. Voluptate molestiae sed architecto ipsam. Ratione numquam et qui. Voluptatem et neque labore.

At qui eum dolores. Rerum a iusto doloribus quis aut. Blanditiis aut maiores enim non. Maiores et adipisci ullam totam aliquid. Odio et nulla veritatis recusandae mollitia dolor et. Ullam cum ut consequatur ipsa est expedita impedit. Sint eos vitae recusandae distinctio.

I'm an AI bot trained on the most helpful WSO content across 17+ years.

Career Advancement Opportunities

July 2026 Investment Banking

  • Evercore 01 99.4%
  • Moelis & Company 01 98.9%
  • JPMorgan 01 98.3%
  • Guggenheim Partners 01 97.8%
  • Morgan Stanley 07 97.2%

Overall Employee Satisfaction

July 2026 Investment Banking

  • Moelis & Company No 99.4%
  • Evercore No 98.9%
  • Morgan Stanley 01 98.3%
  • Banco Santander 02 97.7%
  • BMO Capital Markets 12 97.2%

Professional Growth Opportunities

July 2026 Investment Banking

  • Evercore 01 99.4%
  • Moelis & Company 01 98.9%
  • Morgan Stanley 06 98.3%
  • Goldman Sachs 01 97.8%
  • JPMorgan 01 97.2%

Total Avg Compensation

July 2026 Investment Banking

  • Vice President (16) $429
  • Associates (46) $258
  • 3rd+ Year Analyst (8) $210
  • 2nd Year Analyst (22) $179
  • Intern/Summer Associate (14) $159
  • 1st Year Analyst (80) $150
  • Intern/Summer Analyst (73) $101
notes
16 IB Interviews Notes

“... there’s no excuse to not take advantage of the resources out there available to you. Best value for your $ are the...”

Leaderboard

1
redever's picture
redever
99.2
2
Secyh62's picture
Secyh62
99.0
3
kanon's picture
kanon
99.0
4
BankonBanking's picture
BankonBanking
99.0
5
dosk17's picture
dosk17
98.9
6
GameTheory's picture
GameTheory
98.9
7
CompBanker's picture
CompBanker
98.9
8
Betsy Massar's picture
Betsy Massar
98.9
9
DrApeman's picture
DrApeman
98.9
10
Linda Abraham's picture
Linda Abraham
98.8
success
From 10 rejections to 1 dream investment banking internship

“... I believe it was the single biggest reason why I ended up with an offer...”