Trading Policy Infraction
So I held a derivative of a pre-cleared security (spy/qqq) for less than 30 days and my trading policy at BB says all derivatives need to be held for at least 30 days (I held for 25). At my previous firm pre-cleared securities and their derivatives could be traded freely…
Will I get a call from compliance? Is this slap of the wrist territory or will I be terminated?
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