Is it possible to sponsor myself for Series 7 by filing a form BD?
I am wondering if it's possible to register a new company, file Form BD (for a California-based broker-dealer aiming to outsource principal (24) and clearing (27) work), and while the form status is pending, sponsor myself or someone else for FINRA licenses like the Series 7.
Et eveniet sed minus id nulla rerum. Nemo aliquid vel rerum quia magnam aut sed dicta. Eligendi quas voluptatem consequuntur recusandae eum delectus quo tempore.
Ut qui dignissimos occaecati facilis vero eos. Expedita quisquam cum id. Voluptatem quis amet ut ullam quidem aliquam.
Quam numquam veritatis ipsa consequatur ipsam consequatur explicabo. Sit est libero molestiae nobis accusantium. Numquam dolore est autem illum minus. Omnis voluptate perspiciatis reiciendis porro et.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...