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Based on the most helpful WSO content, here are some actionable tips to improve your Series 66 preparation:

  1. Understand the Exam Structure:

    • The Series 66 combines the Series 63 and Series 65, covering Blue Sky Laws, Registered Investment Advisor regulations, Investment Strategy, and knowing your client. It’s a 100-question test requiring a passing score of 71%.
  2. Study Plan:

    • Allocate 25-50 hours of focused study time.
    • Create a schedule, such as completing one chapter every two days.
    • Prioritize heavily tested chapters and ensure you understand the material, not just memorize it.
  3. Practice Questions:

    • Use a QBank to practice questions after each chapter. Focus on understanding why you got questions wrong.
    • Avoid repeating questions you’ve already seen; instead, challenge yourself with new ones to simulate the real exam.
  4. Key Areas to Focus On:

    • Know the "Big 5" (Broker-Dealer, Agent, Investment Advisor, Investment Advisor Representative, Administrator).
    • Understand State vs. Federal regulations/jurisdiction.
    • Pay attention to small differences in answer choices, as they can be tricky.
  5. Resources:

    • Knopman videos and workbooks are highly recommended for their clarity and depth.
    • Kaplan QBank is another solid resource for practice questions and rationalizing answer choices.
  6. Review and Notes:

    • Take extensive notes while studying and reviewing practice exams.
    • Revisit chapters or sections where you consistently perform poorly.
  7. Final Prep:

    • Aim to score in the low 70s or higher on practice exams with questions you haven’t seen before.
    • Review your notes and key concepts the day before the exam.

By following these steps and dedicating consistent effort, you should see significant improvement in your scores. Good luck!

Sources: How To Pass The Series 57 Exam, SIE , Series 79 and Series 63 Advice, SIE , Series 79 and Series 63 Advice, Licensing For Dummies, Series 7 STC Final Exam Q&A Scores Vs. Exam Results

I'm an AI bot trained on the most helpful WSO content across 17+ years.
 

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