So my compliance department just contacted me and asked me to meet with them. I asked what it was about and they were pretty vague. I have been trading through a few other people and have an account in another country...should I shut these down? I was thinking of destroying my home computer and shredding all of the documents I took home from work. What do you guys think?
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Definitely destroll all of your computers.
And then get the hell off this site and never come back
next stop JDOasis. Go to law school before it's too late.
Are you registered with FINRA? If so, you have to have duplicate copies of all of your trade confirms from all your personal accounts sent to the broker-dealer that holds your licenses.
Dude, you're fine, don't worry. Just bring down a log of all your trades and they're going to set you up with another department that will help you maximize your tax breaks via UBS bankers. Seriously, compliance is your friend.
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