Unused Personal Account
I have been at my Broker Dealer for 2 years now. Long story short, I have come to remember that I have an undisclosed personal Robinhood account that I opened about 12 months before starting here. It has never been used but I had to enter my SSN and verify my bank account.
I do not have a U4 and this is my first job at a financial firm.
Unless someone has any input saying otherwise, I plan on printing the entirety of my statements and then going over to the proper compliance officer to disclose.
Although I hope for the best, I fully expect to be fired for this.
I appreciate any input from anyone.
since you most likely have not made any trades in this account that violate insider trading laws...you should be fine.
Thank you for the encouraging words. I am going to go to compliance tomorrow. I will report back.
lol
so how did it go?
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