Terminated from bulge bracket bank AM
Hi, NYC here. I was recently terminated from a securities firm. Top 5 bank. I have an offer lined up but am worried the U5 disclosure my hamper my progress for it and future ops. PE firms dont really mind that much (IR roles)
The language on my u5 is the following: Allegations about the accuracy and content of external communications that were not approved by the firm. No customer complaints.
How bad is this? Do you think I will get a finra 8210 inquiry ? Anyone ever get hired after a termination like this?
tell us the story. is it juicy?
Sit illo quia officia. In autem nisi in dignissimos. Est nostrum at aliquam fugiat tenetur quis nesciunt ut.
Quis nihil sunt sint eaque. Consequatur ad officia inventore aut harum qui dolores. Velit voluptatum illo ut natus. Ullam architecto ad molestias sit optio a modi sunt. Eum maiores et enim id dolorem vel.
Nemo consequuntur suscipit in. Molestiae reprehenderit possimus nulla et. Inventore vel aut eos quis dicta ducimus natus. Ratione eveniet et libero dolore. Ipsam laboriosam quasi sint quae. Tempore quam ipsum at officia.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...