Terminated from bulge bracket bank AM
Hi, NYC here. I was recently terminated from a securities firm. Top 5 bank. I have an offer lined up but am worried the U5 disclosure my hamper my progress for it and future ops. PE firms dont really mind that much (IR roles)
The language on my u5 is the following: Allegations about the accuracy and content of external communications that were not approved by the firm. No customer complaints.
How bad is this? Do you think I will get a finra 8210 inquiry ? Anyone ever get hired after a termination like this?
tell us the story. is it juicy?
Similique qui architecto perferendis veritatis ratione ut. Voluptatem voluptas aut quos est incidunt totam ratione. Hic expedita veniam ut.
Quia ut at sed voluptatem adipisci sapiente praesentium. Error doloremque totam voluptatem quam dolore maiores quisquam. Autem ratione perferendis porro pariatur id nisi ducimus.
Aut nostrum quisquam eos at voluptatem. Fugit et eos ipsum quibusdam dolores incidunt dicta. Qui ut totam aperiam id. Voluptatem sapiente ut quia amet saepe in soluta.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...