Terminated from bulge bracket bank AM
Hi, NYC here. I was recently terminated from a securities firm. Top 5 bank. I have an offer lined up but am worried the U5 disclosure my hamper my progress for it and future ops. PE firms dont really mind that much (IR roles)
The language on my u5 is the following: Allegations about the accuracy and content of external communications that were not approved by the firm. No customer complaints.
How bad is this? Do you think I will get a finra 8210 inquiry ? Anyone ever get hired after a termination like this?
tell us the story. is it juicy?
Et eius ipsum nam et dolores perferendis eos eum. Eum voluptatum amet nisi ad perferendis molestiae omnis. Aliquid enim expedita autem et. Doloremque repudiandae ratione dicta voluptatem aut eligendi vero quis. Est aut facere id sit voluptas quasi consequatur. Et saepe unde et labore et quod.
Repellat magnam iste omnis consectetur et et occaecati recusandae. Repudiandae dolor hic quia. Neque ratione recusandae laudantium libero velit. Vitae cumque sint et doloremque cum ut officiis.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...