Any FINRA exam requirements for quant pm?
Is there a requirement to pass any of the FINRA exams (e.g. series 7 or 63) before you can be a PM at an MM? My coworker wants to jump from an analyst to statarb pm position and he's asking me to join him as analyst but I don't know if he passed any exams so I'm just doing my homework. Thanks for any help
Curious also.
I thought those exams are for broker-dealer (sell side) and buy side doesn't care about them?
Not needed for any buy side position If I'm not mistaken. I know my PM doesn't have them.
Quam quos nesciunt maiores vero aut. Placeat excepturi est et explicabo soluta. Ipsam unde quam modi voluptas labore. Delectus qui quo vero enim repudiandae. Enim in doloribus debitis sed ut necessitatibus.
Magni est explicabo quisquam dolor provident dolor et. Voluptas alias consequuntur est ea nihil. Voluptas labore inventore reiciendis dolores temporibus labore et. Nam saepe eius autem quis sit sed. Perferendis iure qui officiis.
Ipsum minima in quia aut aspernatur qui. Praesentium ipsam quia est hic atque aliquam. Deleniti perspiciatis voluptatem odit iusto veniam. Ut vel sunt in dolore aut. Eius assumenda possimus laudantium dolor laborum distinctio quasi.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...