Public-Private (Crossover) Compliance

Hey guys,

A couple questions for those of you who are at /know someone at funds that invest in both public and private out of the same vehicle with the same investment staff. 

1. Could you describe the compliance infrastructure you have in place at a high level? 

2. What are the major burdens you as the analysts face? 

3. Any board seat situations involved? How are these navigated? 

4. Does this influence how quickly you trade?  

Thanks in advance! 

1 Comments
 

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