Do I have to tell firm management where I am lateraling? I might be leaving to a competitor and would prefer not to mention which bank I am lateraling to. I’m not sure if there is FINRA regulation related to this.
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No, don’t risk them potentially interfering
Know a lot of people who have lateraled. They always say they won't tell and to wait for a few weeks. The firm can retaliate big time.
Thanks guys - just what I needed.
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