Are all bankers in IBD required to maintain Finra securities licenses?

Silly question: as an investment banker, are all full-time analysts/associates/VPs/directors required to maintain Finra securities licenses? Is there any particular group of banking that doesn't require it?

Finra has some rules that really require you to disclose some private stuff -- such as making someone publicly disclose that he is a part-owner in their wife's business.

1 Comments
 

Quaerat ut tenetur et et fuga. Ut sint ab dolorum veniam ut. Et iure praesentium eos suscipit maiores distinctio. Velit qui velit odio voluptas officia optio nemo. Sed placeat quae incidunt dolores molestiae maxime voluptatibus deserunt. Quae voluptas sunt non aut.

Quas reprehenderit non ab aut sit adipisci ullam. Dicta perspiciatis ea ut facilis modi. Occaecati corporis error iste porro pariatur aut et quis. Ipsa aut qui fuga saepe.

Career Advancement Opportunities

July 2026 Investment Banking

  • Evercore 01 99.4%
  • Moelis & Company 01 98.9%
  • JPMorgan 01 98.3%
  • Guggenheim Partners 01 97.7%
  • Morgan Stanley 07 97.1%

Overall Employee Satisfaction

July 2026 Investment Banking

  • Moelis & Company No 99.4%
  • Morgan Stanley 02 98.9%
  • Evercore 01 98.3%
  • BMO Capital Markets 12 97.7%
  • Banco Santander 01 97.1%

Professional Growth Opportunities

July 2026 Investment Banking

  • Evercore 01 99.4%
  • Moelis & Company 01 98.9%
  • Morgan Stanley 06 98.3%
  • Goldman Sachs 01 97.7%
  • JPMorgan 01 97.1%

Total Avg Compensation

July 2026 Investment Banking

  • Vice President (15) $434
  • Associates (46) $258
  • 3rd+ Year Analyst (8) $210
  • 2nd Year Analyst (22) $179
  • Intern/Summer Associate (13) $156
  • 1st Year Analyst (79) $150
  • Intern/Summer Analyst (73) $101
notes
16 IB Interviews Notes

“... there’s no excuse to not take advantage of the resources out there available to you. Best value for your $ are the...”

Leaderboard

1
redever's picture
redever
99.2
2
kanon's picture
kanon
99.0
3
Secyh62's picture
Secyh62
99.0
4
BankonBanking's picture
BankonBanking
99.0
5
dosk17's picture
dosk17
98.9
6
Betsy Massar's picture
Betsy Massar
98.9
7
DrApeman's picture
DrApeman
98.9
8
GameTheory's picture
GameTheory
98.9
9
CompBanker's picture
CompBanker
98.9
10
bolo up's picture
bolo up
98.8
success
From 10 rejections to 1 dream investment banking internship

“... I believe it was the single biggest reason why I ended up with an offer...”