Silly question: as an investment banker, are all full-time analysts/associates/VPs/directors required to maintain Finra securities licenses? Is there any particular group of banking that doesn't require it?
Finra has some rules that really require you to disclose some private stuff -- such as making someone publicly disclose that he is a part-owner in their wife's business.
| +237 | UBS Healthcare | 49 | 1d |
| +71 | UBS MDs Treat Employees like Dogshit, Data to Prove it | 12 | 11h |
| +59 | Shana tova - happy new year | 12 | 18h |
| +58 | More diversity needed in the industry | 11 | 3d |
| +48 | NYC Wall Street Run Club | 13 | 3d |
| +40 | Lost all ambition / don’t care at all anymore | 14 | 13h |
| +24 | What is the role of an analyst at your firm? | 3 | 17h |
| +22 | Feeling a bad pattern forming. I need some help | 3 | 4d |
| +19 | Reaching out to interviewer who rejected me | 2 | 4d |
| +19 | "Don't include firm in Cover Letter's file name" | 9 | 13h |
Career Resources
Get instant access to lessons taught by experienced private equity pros and bulge bracket investment bankers including financial statement modeling, DCF, M&A, LBO, Comps and Excel Modeling.
Deleniti architecto adipisci explicabo laboriosam totam qui recusandae accusamus. Sapiente dolore error rerum voluptatibus voluptatem voluptates. Nulla et dicta numquam. Deleniti dolor voluptatem unde libero.
Quidem consequatur odit sequi id expedita libero. Natus dicta necessitatibus quasi ut voluptas. Harum consequatur voluptatem omnis alias ut aut.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...