Are all bankers in IBD required to maintain Finra securities licenses?

Silly question: as an investment banker, are all full-time analysts/associates/VPs/directors required to maintain Finra securities licenses? Is there any particular group of banking that doesn't require it?

Finra has some rules that really require you to disclose some private stuff -- such as making someone publicly disclose that he is a part-owner in their wife's business.

 

Voluptatem unde qui odit est quae. Id corporis expedita cumque occaecati. Natus cum non alias maiores expedita tempore reprehenderit odio.

Quaerat officia et est non eligendi quos incidunt. Repellendus possimus dolore soluta quasi et. Et at doloribus repudiandae nam sint sint. Provident autem repudiandae ipsa quia eligendi expedita placeat.

Career Advancement Opportunities

May 2024 Investment Banking

  • Jefferies & Company 02 99.4%
  • Lazard Freres No 98.8%
  • Goldman Sachs 18 98.3%
  • Harris Williams & Co. New 97.7%
  • JPMorgan Chase 04 97.1%

Overall Employee Satisfaction

May 2024 Investment Banking

  • Harris Williams & Co. 18 99.4%
  • JPMorgan Chase 10 98.8%
  • Lazard Freres 05 98.3%
  • Morgan Stanley 07 97.7%
  • William Blair 03 97.1%

Professional Growth Opportunities

May 2024 Investment Banking

  • Lazard Freres 01 99.4%
  • Jefferies & Company 02 98.8%
  • Goldman Sachs 17 98.3%
  • Moelis & Company 07 97.7%
  • JPMorgan Chase 05 97.1%

Total Avg Compensation

May 2024 Investment Banking

  • Director/MD (5) $648
  • Vice President (20) $385
  • Associates (91) $259
  • 3rd+ Year Analyst (14) $181
  • Intern/Summer Associate (33) $170
  • 2nd Year Analyst (68) $168
  • 1st Year Analyst (205) $159
  • Intern/Summer Analyst (146) $101
notes
16 IB Interviews Notes

“... there’s no excuse to not take advantage of the resources out there available to you. Best value for your $ are the...”

Leaderboard

success
From 10 rejections to 1 dream investment banking internship

“... I believe it was the single biggest reason why I ended up with an offer...”