Am currently a rising junior who’s accepted a SA role. Correct me if I’m wrong, but once I’m (hopefully) FT I’ll have to pass the above exams. Is there any point of taking them early? Would there be anything wrong with prepping and taking them this year? Do they expire/how long do I need to have them?
Would be FT after graduating in 2024. I know it’s super early but would just appreciate hearing the timeline for this.
| +134 | Restructuring: Anti-climactic Experience | 36 | 4h |
| +109 | IB Net Worth / Savings Check | 51 | 4h |
| +99 | Woman who emptied Knicks trashcan on street then stole it was DEI exec, worked at JPMorgan Chase | 25 | 1h |
| +82 | Stop sleeping on UBS - it’s pretty good | 29 | 41m |
| +56 | 2026 VAULT PRESTIGE RANKINGS | 30 | 1h |
| +55 | Hot take: I’d rather be at Desjardins than UBS for investment banking in 2026 | 10 | 3m |
| +39 | AI + Financial Modelling | 12 | 1d |
| +32 | Hardest interview experiences? | 17 | 21m |
| +28 | Summer before college | 17 | 19h |
| +26 | Current State of UBS in North America | 8 | 2d |
Career Resources
Get instant access to lessons taught by experienced private equity pros and bulge bracket investment bankers including financial statement modeling, DCF, M&A, LBO, Comps and Excel Modeling.
SIE lasts 4 years and the Series exams last 2 years. So as long as you work at a FINRA regulated firm within 2 years, you should be fine.
I am also curious to know if it would be beneficial to take these while still in college and which exams are usually required in IB though if anyone has those answers.
Nostrum nesciunt odit veniam quia. Omnis aut deserunt minima ipsa. Laboriosam dignissimos enim reiciendis rerum qui. Aperiam sunt ut quasi accusamus dolorem est aut. Vero voluptatem nam aperiam et.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...