How can you be grandfathered into the SIE exam so you don't have to take it?
Heard someone got grandfathered into the SIE so they did not have to take it and could skip right to the Series 79, 63. So what are the qualifications to skip the SIE
Heard someone got grandfathered into the SIE so they did not have to take it and could skip right to the Series 79, 63. So what are the qualifications to skip the SIE
Career Resources
If your licenses are currently active, you do not have to take the Securities Industry Essentials (SIE) Exam. Additionally, if your licenses have expired, you will need to take the SIE before retaking the qualification exams. There are rare cases where you might be able to pursue a waiver, but your firm will likely need to contact FINRA directly in these situations.
Sources: Securities Industry Essentials (SIE) Exam Overview, BB SIE, 63, & 79, what order do you take? Which is easiest? Hardest?, Time allowed to pass SIE/Series 63/79, Licensing For Dummies, SIE , Series 79 and Series 63 Advice
Perspiciatis qui consequatur et saepe magnam. Tempore maiores quasi velit atque. Quo sit dolores ea molestiae.
Officiis autem nisi incidunt enim harum. Eos vel vero expedita consequatur nihil sunt itaque. Commodi placeat est maxime amet sed inventore. Totam voluptate quos cumque sit exercitationem illo suscipit. Et sint repellendus dolorem delectus autem occaecati facere.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...