5% rule - does it apply to OTC?
Could anyone tell me if the 5% threshold (Disclosure of large shareholdings),
applies to OTC shares too or not?
Could anyone tell me if the 5% threshold (Disclosure of large shareholdings),
applies to OTC shares too or not?
Career Resources
aka Schedule 13D
of course.
it also applies to indirect ownership, e.g. options/swaps/warrants/etc. for Sched 13D each option may be treated as if Delta = 1, so be careful.
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