5% rule - does it apply to OTC?
Could anyone tell me if the 5% threshold (Disclosure of large shareholdings), applies to OTC shares too or not?
Could anyone tell me if the 5% threshold (Disclosure of large shareholdings), applies to OTC shares too or not?
Career Resources
aka Schedule 13D
of course.
it also applies to indirect ownership, e.g. options/swaps/warrants/etc. for Sched 13D each option may be treated as if Delta = 1, so be careful.
Provident laborum voluptatum reiciendis omnis. Sed sit minima excepturi aut natus labore et.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...