Personal Trading and Compliance
Sick of missing out on market swings/opportunities having to get trades pre-approved. What's the best way to approach this? Has anyone just said fk it and not followed the compliance framework?
Trending Content - Sales and Trading Forum
| +11 | CLT vs NYC Help | 7 | 15h |
| +9 | Full Time Recruitment | 0 | 3h |
| +9 | Took a counter-offer and now considering resigning again | 1 | 5d |
| +4 | Book Recommendations? | 2 | 1d |
| +3 | Best major for s&t? | 3 | 3d |
| +3 | What is your firm's compliance policy for PAs? | 0 | 22h |
Career Resources
Magnam quo ipsa quia eveniet. Consequatur minus qui porro ut. Quos neque omnis praesentium nulla veniam quos.
Pariatur ut accusamus nostrum consectetur et sed odio. Nesciunt nobis provident adipisci qui. Repellat molestiae voluptates est. Soluta nostrum amet reprehenderit ea.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...