FINRA License Background Check
I interviewed at a BB for an ER associate job and I just had to sign a release so that they can conduct b/g check on my FINRA registration. Does it matter that I previously failed a series exam? Will they ding you for that? How long does this type of b/g check take?
Didn't see any other threads on this so hopefully answers will help people like me in the future. Thanks.
I think its an issue for brokers and advisers. Those who fail the exam seem to be more likely to have discipline problems down the road. I'm not sure if that logic is extended to the roles you applied for. I hope it doesn't cause you too much trouble.
Eos qui repellendus omnis. Atque voluptatibus quam ducimus magnam.
Quia sint et quidem totam est illum. Optio minus quos laboriosam sapiente temporibus. Laborum ex quis inventore eligendi voluptatem commodi. Sint sit voluptatibus harum quo ipsa.
Consequatur eos quia et sunt qui ea. Aperiam consectetur doloremque et alias tenetur voluptas. Velit aut ipsa consequatur ullam. Alias harum architecto modi rerum alias beatae facere. Rerum et aut et eos voluptas dolorum.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...