SIE Exam and Series 7

Qiaosi's picture
Rank: Chimp | 13

I'm switching career paths from Auditing/Accounting to banking (ideally PWM), I already registered for the SIE exam.

From those who have studied, what prep material do you recommend?

I saw the WSO materials for $59, are they worth it or should I just pay the self study cost of $199 for Kaplan? I will begin studying in 3 days.

Thank you!

Comments (2)

May 10, 2019

Hi Qiaosi, check out these threads:

  • How To Pass The Series 57 Exam proceeds the earlier Series 55 exam. It is the Securities Trader Representative Exam and it assesses the ... all the BOOK chapter tests multiple times. Don't skip anything. How To Pass The Series 57 Exam ... As of January 2016, the Series 55 is no longer the Securities Trader Exam, it is now called the ...
  • Assessment tests Morgan Stanley Smith Barney's Financial Advisor Associate Training Program Advisor Training assessment tests, but I do not find anything helpful. Most of the time people are ... recent trainees who took the actual Morgan Stanley Financial Advisor assessment tests online. What I hear ... percentages, ratios, charts, diagrams, etc. Some say prepare for actual Series 7 exam because questions will be ...
  • Series 79 Knopman & STC- Practice vs Actual exam Hi, I understand there are tons of threads on the Series 79, all of which I had a chance to read ... through. I've been using both Knopman & STC materials and have taken practice tests from both. ... similarity between the practice exams and actual (in terms of difficulty and any other insight? I've ...
  • Colleges Set to Offer Exit Tests their future than final exams: an SAT-like assessment that aims to cut through grade-point averages and ... judge students' real value to employers. The test, called the Collegiate Learning Assessment ... it to the second step of the process are given an in-house exam that assesses higher-order thinking, ...
  • Barclays Internship Recruitment Process- Business Insight Assessment- Video Interview test which is similar to a situational judgement assessment (such as SHL or Kenexa). Barclays Business ... process for London IBD SA. I have been invited to a Business Insight online assessment. Does anyone know ... Business Insight Video Interview / Assessment Outlined below are the steps to apply for any division of ...
  • What Distinction is Better- CFA, MBA, or CAIA? exam focusing on the alternative investments field, and has yet to be tested for its impact on the job ... a series of three exams. To become a CFA Charter holder candidates must pass each of three six-hour exams ... courses, visit our test prep directory). There are no pop quizzes or progress exams, rather there is the ...
  • Are proprietary trading firms on Wall St legit? require any Series 7/series 60's exams...Just the qualification exam at the end of the training ... program and then if I pass the exam, I get to either become a Financial Analyst 92+ score or Prop Day ... the $1k for the training no? (Unless I fail on my part and bomb the exam)... And also is this legit to ...
  • FSIFX Junior Currency Trader Assessing real time market positions, market trends, and conditions that affect the global capital market to ... Trader (JCT) will attend a series of lectures offered by senior traders at FSIFX. JCT will learn how to ... accounts using virtual money. During this time, the Junior Currency Trader will test and modify their ...
  • More suggestions...

Hope that helps.

Nov 2, 2019
Comment

Founder, Achievable - smart, modern FINRA prep for the FINRA SIE. Chapter 1 is free to try: Achievable.me

    • 1