Forgot pre-clearance for a sell on personal account

Long story short I have just joined a BB and need to close my personal accounts - however I forgot to get pre-clearance before making a trade. The nature of trade is kinda like a liquidation before account gets closed - but do I need to get pre-clearance for it?? Freaking out rn..

2 Comments
 

Yea this could be an issue, compliance at big banks are no joke with this.


Seems like a genuine mistake, I'd imagine it's not too large amount of money anyways, + if it's not a client, just reach out to compliance/whoever manages the clearance at your bank - you'll be fine dw


This will be big issue only if you hide it

 

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