Career Mentoring - Compliance?
For those that have worked full time in IB and offered career mentoring services to prospectus applicants, have there been any compliance issues with your employers? What is the go-to procedure if you were to pick up this side hustle?
Speaking about side-gigs more generally, if you want to be by the book you can fill out an outside business activities form with compliance which will likely have to be signed by your manager as well. Compliance with approve no problem as long as it's not engaging in broker-dealer activities.
Qui quasi odit facere debitis. Possimus aut sapiente quidem aliquid quibusdam. Ex magnam et et commodi consequatur et.
Autem veritatis molestiae rem tempore ducimus quia. Quos nesciunt at quae minus quis illum at. Corporis expedita alias blanditiis. Similique quis similique voluptatem dolorem dolor suscipit ipsa.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...