Compliance mistake
Hi all,
About to start FT at a BB in their IBD this summer and the background/reference check period is approaching. Made a compliance mistake at a MM after my SA thus I am a bit worried regarding the checks affecting my offer, can someone opine on this?
The mistake wasn't super serious, but I did send myself an email from my firm email that had light level of confidential materials thus was flagged by compliance post SA (no conversion). Compliance recognised the mistake and asked me to delete everything.
Many thanks
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