Personal Trading Laws at MMs
Title says it all, what are rules at MMs for personal trades? Will be joining a industry coverage group at JEF so automatically can’t make trades within that industry. However, what’s the process if I want to make trades in other industries, are there 30 day trade reviews or straight up can’t buy single stocks? Didn’t see anything in the offer letter or employee handbook.
That's a personal question
Whatever you do make sure you ask compliance and get their response in writing just to be safe
Aut dolorum dolorum saepe commodi iusto et a. Occaecati dignissimos unde provident quo ipsum odit quisquam nesciunt. Voluptatem voluptatem ipsum quisquam placeat.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...