Personal Trading Laws at MMs

Title says it all, what are rules at MMs for personal trades? Will be joining a industry coverage group at JEF so automatically can’t make trades within that industry. However, what’s the process if I want to make trades in other industries, are there 30 day trade reviews or straight up can’t buy single stocks? Didn’t see anything in the offer letter or employee handbook.

3 Comments
 

Whatever you do make sure you ask compliance and get their response in writing just to be safe

 

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