Personal Trading Restrictions
Curious what the trading restrictions look like at your banks / firms?
Type of Bank?
Hold Period?
Types of Securities?
Approval System for Trade?
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mid bb - no single names, no baskets with more than 10% holding in a single name
In banking - 30 day minimum holding period since last buy order. Must get all trades pre cleared. No options or exotic things like leveraged natgas etfs.
Currently - must get pre clearance for individual stocks otherwise no restrictions unless it is a product we manage.
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