Series 79 Kaplan Incoming FT Training

Kaplan is running a 3-day training session at my firm in order to prepare us for the S79 exam. How does that work? Seems like there's a ton of material to cover. Is it expected that we are studying for the weeks leading up to the program? Would really appreciate some insight. Thanks!

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Based on the most helpful WSO content, here's what you need to know about preparing for the Series 79 exam with Kaplan's 3-day training session:

  1. Pre-Training Preparation:

    • It is highly recommended to start studying weeks before the training session. The 3-day program is intensive and covers a lot of material, so having a solid foundation beforehand will be beneficial.
    • Utilize resources such as Knopman's videos, workbooks, and Kaplan's QBank to familiarize yourself with the content.
  2. Training Session Structure:

    • The 3-day training will likely be a mix of lectures, practice questions, and review sessions. The goal is to reinforce your understanding and clarify any doubts.
    • Expect to cover key topics such as the big 5 (BD, Agent, IA, IAR, Admin) and State vs. Federal regulations/jurisdiction.
  3. Study Tips:

    • Create a study schedule leading up to the training. For example, aim to cover one chapter every two days.
    • Write notes and answers next to the respective sections in your study materials to help with retention and quick review.
  4. Practice and Review:

    • Practice with Kaplan's QBank and compare your performance with benchmark scores. Aim for mid-80s to low-90s in practice tests to ensure you're well-prepared.
    • Review any incorrect answers and understand why the correct choices are right.

By following these steps, you'll be better prepared to make the most of Kaplan's 3-day training session and increase your chances of passing the Series 79 exam.

Sources: Series 79 free study guide, SIE , Series 79 and Series 63 Advice

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