The handful of explanations don’t make sense (he worked in Asia, he took his S7 when FINRA was still NASD, etc.)
Why can I not find him on broker check??? Is John Lefevre his real name? I don’t get it
Trending Content - Investment Banking Forum
| +148 | ONLY THESE BANKS OR YOU STRUCK OUT | 38 | 9h |
| +111 | IB Energy Drink Tier List / Ranking | 73 | 1d |
| +61 | Firm Thinks I'm Lying About Offer | 19 | 8h |
| +53 | Indiana University Fraternity Pipelines | 32 | 6h |
| +51 | Feedback for internship first desk at IBD BB - personal fit, "don't be too confident" | 29 | 2d |
| +39 | Stay at Weak Dealflow Team or Lateral? | 12 | 14h |
| +35 | Rogo AI | 14 | 4h |
| +34 | Elite Boutique interview questions | 8 | 17h |
| +30 | Suspended for a Year | 11 | 7h |
| +23 | 1st Half 2026 (1H26) RX IB & RX Co. Rankings | 14 | 1d |
Career Resources
He's no longer in the industry.
So, any Finra member that’s not currently licensed will be in broker check w their registration history. The only difference is that it does not appear as blue (it’s grey) in the search function. Additionally, it displays “Previously registered broker” where the current firm is displayed for a registered individual.
If he worked in Asia his whole career, he probably didn’t need to take the Series 7. The non-US analysts in my class skipped the Series exams entirely.
I think he started working in London - SB thx
This was correct
Distinctio ut eaque optio reprehenderit reprehenderit. Dolorum quo molestiae veritatis sunt ullam cupiditate.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...