Hi all,
I am desperately trying to secure a job at FINRA as a Compliance Examiner or Regulatory Analyst. I have a JD and a BBA in Finance. I plan to get an MSF down the road. Does anyone have any ideas as to how best to secure a job at FINRA? FINRA employees or former employees especially, please help! Thanks.
Trying hard to get a job at this organization.
Thanks again!
PM me - A guy I watch football with on Sundays is the head of some compliance group at FINRA. I'll see if he will take a look at your resume. Also have a buddy who works there...
This office is based in Rockville, MD - just heads up.
Also why are you so interested in working there?
I'm interested in working there because I'm really interested in Finance and wouldn't mind being a market regulator.
Did you end up having any luck?
Hey if you had any luck I would be grateful for any advice. I am also a JD holder, but I have a B.A. in Philosophy and have been trying to break into FINRA or the SEC for months.
Nah. I got a job since then in Finance. Good luck!
Better than being a lawyer :P
Tell me about it :-)
Thanks Buddy!!
I know this post has long since died but I was wondering whether anyone still had connections at FINRA. I am really looking to secure a job as a regulatory analyst and am an attorney with 2 years of investment company and compliance experience, licensed, and have a little previous regulatory experience. Any help would be much appreciated!
Check out OCC if you are interested in banking regulation and less so in market regulation, they pay their JD's insane $$$. for government positions. $107,500 starting.
Job At FINRA (Originally Posted: 02/18/2015)
I was wondering whether anyone has any connections at FINRA. I am really looking to secure a job as a regulatory analyst and am an attorney with 2 years of investment company and compliance experience, licensed, and have a little previous regulatory experience. Any help would be much appreciated!
Did you end up getting anything. I'm looking for the same too. Any leads are appreciated.
FINRA (Originally Posted: 02/16/2011)
Does anyone have any advice on getting a job at FINRA? Thanks.
Depends on where you want to go. I just got hired as a Market Reg Analyst in DC, pretty easy and they are looking for a ton of people. Just be honest, they don't expect you to know the architecture of OTC trading and regulation. Totally dependent on the hiring manager, I interviewed with easy people and tough people. If you get the fixed income guys, make sure you can speak intelligently about bonds
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