what are the qualifications to work in FINRA?

I really want to work in finacial regulation, and I would like to work from entry-level and contribute my whole career life in this area, is there anyone working in this telling me what are the requirements for a job for this? thank you so much!

7 Comments
 
Edmundo BravermanDown's Syndrome is a good start, apparently.

ok eddie, if you're going to be an asshole i recommend you get back on the sauce and start writing some decent bonus bananas. i doubt english is this guy's first language, unless you mean that FINRA is a bunch of retards, in which i wholeheartedly agree.

as for working with FINRA, it's like most civil service jobs, they open when someone dies or is paid off by a private company for their connections. i'd start with informational interviews with current employees and get in touch with independent ria's and b/d's who have experienced audits and such.

If the glove don't fit, you must acquit!
 
WalMartShopper
Edmundo BravermanDown's Syndrome is a good start, apparently.

ok eddie, if you're going to be an asshole i recommend you get back on the sauce and start writing some decent bonus bananas. i doubt english is this guy's first language, unless you mean that FINRA is a bunch of retards, in which i wholeheartedly agree.

LMAO. Yes, I was referring to FINRA and not the OP.

 
NanzhuChenI really want to work in finacial regulation, and I would like to work from entry-level and contribute my whole career life in this area
Did you sympathize with the warden in "The Shawshank Redemption"?
Get busy living
 
NanzhuChenI really want to work in finacial regulation, and I would like to work from entry-level and contribute my whole career life in this area, is there anyone working in this telling me what are the requirements for a job for this? thank you so much!

Desire to work at Finra. Finra doesn't do shit.

WalMartShopperas for working with FINRA, it's like most civil service jobs, they open when someone dies or is paid off by a private company for their connections.

Incorrect. Finra is not a government agency.

"There are three ways to make a living in this business: be first, be smarter, or cheat."
 

when i say you are 'like' a douchebag, i'm not saying you are necessarily a physical bag of douche. i'm saying it's a regulatory body that operates similar to the bureaucratic nonsense that is the SEC or other government entities.

Sandhurst
NanzhuChenI really want to work in finacial regulation, and I would like to work from entry-level and contribute my whole career life in this area, is there anyone working in this telling me what are the requirements for a job for this? thank you so much!

Desire to work at Finra. Finra doesn't do shit.

WalMartShopperas for working with FINRA, it's like most civil service jobs, they open when someone dies or is paid off by a private company for their connections.

Incorrect. Finra is not a government agency.

If the glove don't fit, you must acquit!
 

Neque error id voluptatibus est nulla. Iure suscipit autem sapiente et voluptas. Labore aperiam doloribus exercitationem qui voluptas. Quia architecto esse temporibus nam facilis vitae qui. Doloremque et optio labore perspiciatis. Est maxime facere consequatur rerum quo libero corrupti.

Asperiores et sequi deserunt ipsum rerum. Reiciendis assumenda voluptatem quia at sapiente et nihil. Et mollitia eum et sint illo. Sit blanditiis consequuntur qui sit vero dignissimos temporibus. Sunt odio non eos facere. Aut consequuntur neque laudantium eum nobis ut quia autem. At reiciendis qui dolorem ut.

If I had asked people what they wanted, they would have said faster horses - Henry Ford

Career Advancement Opportunities

October 2026 Investment Banking

  • Evercore 01 99.5%
  • Moelis & Company 01 99.0%
  • JPMorgan 01 98.4%
  • Guggenheim Partners 02 97.9%
  • Morgan Stanley 06 97.4%

Overall Employee Satisfaction

October 2026 Investment Banking

  • Moelis & Company No 99.5%
  • Morgan Stanley 02 99.0%
  • Evercore 01 98.4%
  • Banco Santander 02 97.9%
  • BMO Capital Markets 13 97.4%

Professional Growth Opportunities

October 2026 Investment Banking

  • Evercore 01 99.5%
  • Moelis & Company 01 99.0%
  • Morgan Stanley 05 98.4%
  • Goldman Sachs 01 97.9%
  • JPMorgan No 97.4%

Total Avg Compensation

October 2026 Investment Banking

  • Vice President (16) $429
  • Associates (57) $264
  • 3rd+ Year Analyst (8) $210
  • 2nd Year Analyst (28) $184
  • Intern/Summer Associate (16) $161
  • 1st Year Analyst (84) $151
  • Intern/Summer Analyst (76) $101
notes
16 IB Interviews Notes

“... there’s no excuse to not take advantage of the resources out there available to you. Best value for your $ are the...”

Leaderboard

1
redever's picture
redever
99.2
2
Secyh62's picture
Secyh62
99.0
3
kanon's picture
kanon
99.0
4
BankonBanking's picture
BankonBanking
99.0
5
DrApeman's picture
DrApeman
98.9
6
dosk17's picture
dosk17
98.9
7
GameTheory's picture
GameTheory
98.9
8
Betsy Massar's picture
Betsy Massar
98.9
9
CompBanker's picture
CompBanker
98.9
10
bolo up's picture
bolo up
98.8
success
From 10 rejections to 1 dream investment banking internship

“... I believe it was the single biggest reason why I ended up with an offer...”