Employee co-invest into the fund: fee/carry-free, but vests

Hey all, quick one πŸ‘‹

My PE firm offered me the chance to co-invest into our own fund on GP terms β€” no management fee, no carry. Nice perk, obviously.

The catch: it works kind of like vesting. If I leave the firm, the unvested portion of my investment flips to normal LP terms, meaning I'd effectively pay fees + carry on that part. Vested portion keeps the GP terms.

Anyone dealt with this / seen it before? Two questions:

  1. Would you say this is normal / market standard?
  2. How's it structured at your shop β€” does your co-invest (or GP commitment) come with any leaver / vesting mechanics, or is it just fee-free full stop?

Trying to gauge how common the "co-invest terms vest with tenure" thing actually is. Cheers

13 Comments
 

I’ve not seen the fee flip before so definitely wouldn’t say it’s market. At our shop, we make a commitment on a fee free basis and if we leave, the amount of capital called stays in on a fee free basis but you won’t receive further capital calls post departure.

What’s the leverage on it (and is it non-recourse)? Without that I wouldn’t consider co-invest an obviously nice perk, even without the fee flip…

People forget how great the S&P500 is without fees and without locking up your capital for a decade…
 

 

Agree, I know we debated on other threads, but I’ve only seen fee-free carry for employees (with no strings).

Agree that leverage / loans add another wrinkle, same with departure.

Also depends on framing. Above poster is a β€œI don’t get to” continue co-invest if I leave; I’ve more often seen β€œdo I have to” continue if I leave, given it can often be a material post-tax commit and may stack alongside another commit at your new job. Plus, your firm will have to find other colleagues to backfill your commitment (given GP commit is locked). 

 
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The idea that your own investment has to vest and is subject to clawbacks is absolute HORSE SHIT. You are effectively an LP if you're putting your own money into the vehicle and should be entitled to the same rights they are. Maybe there's an argument to be made if there was a vesting component tied to it being fee-free e.g. you invest and if you leave before X date Y% of the funds become subject to fees. But they're saying if you leave before X date Y% of the funds themselves are transferred from your ownership to their LPs? What the actual fuck? 

No, this is not market standard, in fact I've never heard of any fund proposing something so ludicrous. Fee-free co-invest is fairly common (particularly in the mid-market), but taking your self-invested dollars away from you for leaving? I'm not sure how that's even legal if you decided to challenge it... What if you're let go vs making the choice to leave? Do they still get to take your money to add insult to injury?

I wouldn't touch terms like that with a 100ft pole unless those and other questions are clearly laid out and you see yourself staying at the firm for 10yrs or more...

"If you don't have any enemies in life you have never stood up for anything" - Winston Churchill | "It's a testament to the sheer belligerence of the profession that people would rather argue about the 'risk-adjusted returns' of using inferior tooth cleaning methods." - kellycriterion
 

He’s not losing the equity he puts in if he leaves. He’ll just have to start paying fees / carry as the other LPs do

 
Funniest

Either OP updated the post since I commented with corrected terms or I've been working too much/late recently and was hallucinating a fund looking to gut their juniors. I could've sworn it read he was having to cede a portion of the investment itself if he left early, not just that it would flip from fee-free to fee-drawing (which I've seen, it sucks but isn't unheard of). I've witnessed some pretty heinous terms but that would've been so egregious that's why I reacted the way I did haha

"If you don't have any enemies in life you have never stood up for anything" - Winston Churchill | "It's a testament to the sheer belligerence of the profession that people would rather argue about the 'risk-adjusted returns' of using inferior tooth cleaning methods." - kellycriterion
 

Wouldn't say it's standard, but it does has commercial rationale in aligning incentives. As long as there is a difference between leaving in good terms vs. bad terms (excluding sickness/parental/etc.) + it's prospective for the unvested period + you also check and understand all the economic clauses and implications, I think it's okay.

incentives trumph ethics
 

Keep in mind it’s also a signal to your firm - if you decline to participate (when most others take it), it throws a yellow flag to your firm re: promotion, loyalty, firm buy-in, etc.

I’d caution again just skipping.

I’ll be curious to hear the rationale above, but if you don’t want to co-invest, that implies you don’t believe in your firm’s investments or don’t see merits in putting your cash in the PE asset class…so why work at your firm?

 

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