FINRA violation
My employer has committed a violation. Am I obligated to report to Broker/Dealer or FINRA?
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Discuss with your firm's Compliance or Supervisory Management department.
You must file a Suspicious Activity Report within 30 days.
rat
"I choose Business Ethics"
Snitches sleep with the fishes.
lol...good one !
get a job @ some non-profit if you care about ethics/change-the-world and all that shit.
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