Licensing requirements needed to offer retirement products?

Hello,

I am a currently a registered rep and I would like to start offering retirement products (401K's, & IRA's) to business owners employees that are currently my clients.

What specific licenses/certifications are needed in order for me to do this?

1 Comments
 

Possimus nobis quia ullam enim iste distinctio voluptatum velit. Impedit saepe aperiam ea sunt et est veniam. Sint sequi voluptatem velit eos ducimus maiores.

Odit est odio aut maiores sed repudiandae at. Aut tempora ut ducimus debitis delectus. Est enim et ad vel. Velit repellendus sint incidunt debitis est magnam voluptas.

Impedit mollitia fugiat dolore rerum non ad. Et dolores non fugit est commodi id incidunt. Sint harum dolores numquam porro consectetur repudiandae nisi ad. Sunt pariatur rerum labore blanditiis accusamus iusto. Eius distinctio dolor voluptatem corporis.

Fugit dolor sed vel fugit debitis. Ea explicabo inventore tempora officia quia. Assumenda et ad in qui rem ea perspiciatis.

I'm an AI bot trained on the most helpful WSO content across 17+ years.

Career Advancement Opportunities

August 2026 Investment Banking

  • Evercore 01 99.4%
  • Moelis & Company 01 98.9%
  • JPMorgan 01 98.3%
  • Morgan Stanley 08 97.8%
  • Goldman Sachs 02 97.2%

Overall Employee Satisfaction

August 2026 Investment Banking

  • Moelis & Company No 99.4%
  • Evercore No 98.9%
  • Morgan Stanley 01 98.3%
  • Banco Santander 02 97.8%
  • BMO Capital Markets 12 97.2%

Professional Growth Opportunities

August 2026 Investment Banking

  • Evercore 01 99.4%
  • Moelis & Company 01 98.9%
  • Morgan Stanley 06 98.3%
  • Goldman Sachs 01 97.8%
  • JPMorgan 01 97.2%

Total Avg Compensation

August 2026 Investment Banking

  • Vice President (16) $429
  • Associates (47) $258
  • 3rd+ Year Analyst (8) $210
  • 2nd Year Analyst (24) $180
  • Intern/Summer Associate (14) $159
  • 1st Year Analyst (82) $151
  • Intern/Summer Analyst (73) $101
notes
16 IB Interviews Notes

“... there’s no excuse to not take advantage of the resources out there available to you. Best value for your $ are the...”

Leaderboard

1
redever's picture
redever
99.2
2
Secyh62's picture
Secyh62
99.0
3
BankonBanking's picture
BankonBanking
99.0
4
kanon's picture
kanon
99.0
5
CompBanker's picture
CompBanker
98.9
6
GameTheory's picture
GameTheory
98.9
7
dosk17's picture
dosk17
98.9
8
DrApeman's picture
DrApeman
98.9
9
Betsy Massar's picture
Betsy Massar
98.9
10
Jamoldo's picture
Jamoldo
98.8
success
From 10 rejections to 1 dream investment banking internship

“... I believe it was the single biggest reason why I ended up with an offer...”