ER and buying stock
Just curious if people in research can purchase stock....
Keywords
Region
Just curious if people in research can purchase stock....
| +13 | Is Equity Research Dying - Where Are the Future Opportunites? | 4 | 1d |
| +10 | Associates who stuck around for > 5 years working for the same analyst. Why? | 4 | 6d |
| +9 | UBS ER SA27 Superday | 7 | 3w |
| +9 | Detailed Revenue and Cost Builds | 3 | 1w |
| +7 | Analyst with no coverage or ranking | 5 | 1w |
| +7 | Uiuc or Ross or UChicago | 8 | 2w |
| +1 | IB SA -> ER FT | 4 | 2w |
| 0 | Equity Research Rankings | 1 | 1w |
Career Resources
Yes you can, but you have to go through compliance first. Like for many investment banks, your firm will have a "no-trade" list which you cannot trade at all (because the bank is working on deals with them).
If you want to place a stock trade I believe it takes roughly...15 days or so to get the trade approved through compliance (buying and selling) before you can buy/sell.
You can however trade etfs most places... sometimes you have to hold them for atleast a day.
At my firm (boutique) we can trade any securities except for the ones that we personally cover, or securities on the restricted list (due to a change in recommendation, significant change in target price, part of a banking deal, etc). I know at some of the larger firms analysts can't trade any security that the firm covers. Think the rules vary from shop to shop.
Et sed qui perferendis voluptas incidunt. Et sed sit eos aliquid aut fugiat vitae. Quia nesciunt fuga non et dolor.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...