My question is straightforward -- If I join a BB in sell-side equity research, will I lose the ability to freely trade equities in my personal portfolio? More broadly, what types of compliance policies apply here?
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You will hate my answer: It depends.
Variations include (assuming you cover digital health platforms):
I've also seen can't trade a country/region too
The policy usually is that you can’t trading names in your coverage/names in your sector. Depending on BB policy you may be able to trade names in the broad industry(I.e. if you cover Telco/Cable, can trade Software). Rarely will you only be able to trade index.
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